The Relationship Between Resilience and Sleep Quality During the Second Wave of the COVID-19 Pandemic: A Longitudinal Study
Authors Lenzo V , Sardella A, Musetti A , Freda MF, Lemmo D, Vegni E, Borghi L, Plazzi G, Palagini L, Castelnuovo G, Cattivelli R, Mariani R, Michelini G, Manari T , Saita E, Quattropani MC , Franceschini C
Received 14 October 2021
Accepted for publication 22 December 2021
Published 6 January 2022 Volume 2022:14 Pages 41—51
Checked for plagiarism Yes
Review by Single anonymous peer review
Peer reviewer comments 2
Editor who approved publication: Prof. Dr. Ahmed BaHammam
Vittorio Lenzo,1 Alberto Sardella,2 Alessandro Musetti,3 Maria Francesca Freda,4 Daniela Lemmo,4 Elena Vegni,5 Lidia Borghi,5 Giuseppe Plazzi,6,7 Laura Palagini,8,9 Gianluca Castelnuovo,10,11 Roberto Cattivelli,12 Rachele Mariani,13 Giovanni Michelini,14 Tommaso Manari,3 Emanuela Saita,10 Maria C Quattropani,15 Christian Franceschini16
1Department of Social and Educational Sciences of the Mediterranean Area, University for Foreigners “Dante Alighieri” of Reggio Calabria, Reggio, Calabria, Italy; 2Department of Clinical and Experimental Medicine, University of Messina, Messina, Italy; 3Department of Humanities, Social Sciences and Cultural Industries, University of Parma, Parma, Italy; 4Department of Humanistic Studies, University of Naples Federico II, Naples, Italy; 5Department of Health Sciences, University of Milan, Milan, Italy; 6Department of Biomedical, Metabolic and Neural Sciences, University of Modena and Reggio Emilia, Modena, Italy; 7IRCCS Istituto delle Scienze Neurologiche di Bologna, Bologna, Italy; 8Department of Clinical and Experimental Medicine, Psychiatric Section, University of Pisa, Azienda Ospedaliera Universitaria Pisana (AUOP), Pisa, Italy; 9Department of Neuroscience and Rehabilitation, University of Ferrara, Ferrara, Italy; 10Department of Psychology, Catholic University of Milan, Milan, Italy; 11Istituto Auxologico Italiano IRCCS, Psychology Research Laboratory, Ospedale San Giuseppe, Verbania, Italy; 12Department of Psychology, University of Bologna, Bologna, Italy; 13Department of Dynamic and Clinical Psychology, University of Rome “La Sapienza”, Roma, Italy; 14Sigmund Freud University, Milano, Italy; 15Department of Educational Sciences, University of Catania, Catania, Italy; 16Department of Medicine and Surgery, University of Parma, Parma, Italy
Correspondence: Vittorio Lenzo
Department of Social and Educational Sciences of the Mediterranean Area, University for Foreigners “Dante Alighieri” of Reggio Calabria, Via del Torrione 95, Reggio Calabria, 89125, Italy
Email [email protected]
Purpose: Previous studies showed poor sleep quality during the first Italian lockdown consequent to the quick spread of the virus. Poor sleep quality remained stable during the so-called “second wave”, which started in Autumn 2020. This study aimed to compare sleep quality between the two waves of contagions and to examine the effect of resilience, together with sociodemographic and COVID-related variables, on sleep quality during the second wave.
Patients and Methods: A total of 648 participated in this longitudinal study through an online survey during the first lockdown consequent to the COVID-19 and during the second wave. The Medical Outcomes Study—Sleep Scale (MOS-SS) and the Resilience Scale (RS) were administered. Sociodemographic and COVID-related information were also collected.
Results: The results showed sleep quality slightly increased in the second wave, even though with a small effect size. Correlational analysis showed that resilience is inversely correlated with sleep quality measured in the two waves. Sleep quality during the second wave was positively correlated with sleep quality in the first lockdown. Likewise, the results of multiple regression revealed that the sleep quality in the first lockdown and resilience were significant predictors of sleep quality during the second wave.
Conclusion: These findings highlighted that the prevalence of poor sleepers remained high during the second wave. Together with the sleep quality in the first lockdown, resilience represents an important factor related to sleep quality during the second wave. Interventions to improve sleep quality among the general population should take into account these findings.
Keywords: clinical psychology, health, sleep quality, resilience, longitudinal
At the beginning of March 2020, while the World Health Organization declared the COVID-19 outbreak a pandemic,1 the Italian Government choose to adopt an extensive lockdown aiming to contain the contagion. As the epidemic advanced, a psychological impact on Italian people forced to stay at home with the fear of contagion was hypothesized.
Findings from the first studies have reported a heavy psychological impact among the Italian population. Approximately 20–30% of the people had moderate to extremely severe symptoms of depression, anxiety, and stress.2–5 Higher levels of anxiety and depression were associated with a wide array of maladaptive psychological strategies in healthy subjects as well as patients with pre-existing psychiatric problems6 and less ability to activate family and friends’ social support.7
During the most critical phase of the pandemic, people who experienced anxiety and depression are more likely to be absorbed in an inner fantasy world, which in turn may increase their emotional distress.8 Nonetheless, these were not the only forms of psychological symptoms Italian people experienced. A study involving a large sample of subjects has found that more than half of them reported poor sleep quality including sleep disturbance, awakening with shortness of breath or with headache, sleep inadequacy, and somnolence.9 Along with changes in sleep, another study has well documented a higher frequency of nightmares during the Italian first lockdown in a large sample of 5988 adults.10
Sleep disturbances during the COVID-19 have received an increasing interest among researchers due to their relationship with other mental health disorders,11,12 and thereby, findings of these studies may be useful for prevention interventions. For example, together with an acceptable time for recreational activity, a good sleep quality seems to protect from posttraumatic stress disorder a professional category heavily under pressure during the pandemic as the healthcare workers.13 Put another way, sleep disturbances, on one hand, are related to the onset and worsening of psychiatric conditions and, on the other hand, represent the common consequence of exposure to traumatic events.14 Interestingly, a study has found a significant indirect effect from exposure level to symptoms of post-traumatic stress via sleep quality in a sample of Chinese healthcare workers facing the COVID-19 pandemic at peak of the contagion.15
Because of the high prevalence of sleep problems during the lockdown following the COVID-19 pandemic, a deeper understanding of the involved psychological processes is needed for preventing and treating people who are more vulnerable. No matter only how sociodemographic and COVID-related characteristics may be associated with sleep disturbances. Another issue of interest to researchers is indeed to identify the potential predictors of psychological symptoms and poor sleep quality. A cross-sectional study showed that female gender, the death of a loved one for COVID-19, and extremely severe levels of depression, anxiety, and stress were significant predictors of poor sleep quality during the first lockdown.9 The role of some psychological factors historically associated with stress management was taken into account for understanding the individual psychological impact of the COVID-19 pandemic. For example, in one study, the authors found that insecure attachment style predicted symptoms of psychological distress in a large sample of Italian people.4 Another factor associated with how a subject cope with distress is psychological resilience. Research has documented the role of resilience in mitigating the psychological impact of the COVID-19 pandemic among the general population and healthcare workers.2,16 A further study showed the relation between resilience and ability to tolerate uncertainty as relevant factors to influence depersonalization in managing the impact of the COVID-19 emergency on health care workers. The use of emotional strategies that allow individuals to stay in a critical situation without the need to control it appears to protect against burnout in these circumstances.17
Likewise, a growing number of studies have showed the predictive or moderator role of resilience in sleep quality in the context of both non-clinical18–20 and psychiatric samples.21 Furthermore, resilience seems to buffer the potentially harmful effect of perceived stress in the onset of sleep disturbances.22 On the other hand, other studies have shown a relationship between insomnia/poor sleep and low level of resilience with the hypothesis that sleep disturbances may affect resilience and vice versa.23–25 Despite the straight relationship between sleep problems and resilience, there is a paucity of studies that have examined the association between poor sleep quality and resilience among the general population experiencing consequences of lockdown, such as orders to stay at home, be quarantined, and isolation from others.
The first aim of this study was to explore sleep quality between the first and the second wave. We hypothesized a poor and stable sleep quality during the second wave. The second aim of this study was to investigate the relationships between resilience, sleep quality during the first lockdown, and sleep quality during the second wave. We hypothesized that we would find a positive correlation between the two measurements of sleep quality. We also hypothesized that we would find an inverse relationship between resilience and sleep quality. The third aim of this study was to examine the effect of resilience, together with sociodemographic and COVID-related variables, on sleep quality during the second wave of contagions. We hypothesized that some of these variables and resilience would significantly impinge on poor sleep quality.
Materials and Methods
Participants and Procedure
This study is part of a larger and multicenter research project named “Resilience and the COVID-19: how to react to perceived stress. Effects on sleep quality and diurnal behavior/thoughts.” A longitudinal design to assess sleep quality during the first lockdown and the second wave in Italy was adopted. A total of 6314 subjects took part in this study, an online survey system during the first Italian lockdown (T1: March 29–May 4). As shown in Figure 1, due to incomplete data or outlier identification, 659 cases were excluded and, consequently, the final sample at T1 consisted of 5655 subjects.
Figure 1 Flow chart of the study participants.
T1 measures were the Medical Outcomes Study—Sleep Scale (MOS-SS, Italian adaptation;26) and the Wagnild and Young Resilience Scale (RS).27,28 The T1 respondents were asked to participate in a second measurement (T2) on December 18, 2020. A total of 648 subjects (11.58%) participated in the T2 measurement between December 18, 2020, and January 18, 2021. The MOS-SS was administered at the T2 measurement.
Inclusion criteria were an age of 18 years or over, living in Italy during the two waves of the COVID-19 pandemic, and an adequate understanding of the Italian language. Exclusion criteria were a pre-existing mental health disorder and/or taking psychotropic drugs. All participants completed the survey anonymously and gave informed consent electronically before participating. Privacy of the participants was guaranteed in accordance with the European Union General Data Protection Regulation 2016/679. This study was conducted in accordance with the 1964 Declaration of Helsinki and its later amendments. The study was approved by the Research Ethics Committee for Psychological Research of the University of Messina, Italy (no. 37442).
Sociodemographic and COVID-Related Information
Sociodemographic variables comprise age, gender, education, relationship status, and geographical area of residence. The COVID-related information included having contracted the virus, mandatory quarantine, infected acquaintances or loved ones in the last 3 months. The death of loved ones for COVID-19 was also collected.
Sleep Quality: The Medical Outcomes Study—Sleep Scale
The Medical Outcomes Study—Sleep Scale29 (MOS-SS) is a self-report instrument to assess sleep quality and quantity within a 4-week period. For the aims of this study, we only took into account the scores of the Sleep Index II assessing the quality of sleep. Based on the original validation study, indeed, the Sleep Index II represents the global index of MOS-SS.30 Scores range from “0” to “100”, with higher scores suggesting greater sleep problems. Specifically, scores below 25.8 indicate greater sleep problems, as indicated by Hays and colleagues.29
In the current study, the Italian version of the MOS-SS showing excellent psychometric properties was used.26 Adequate level of reliability was detected in this sample, with a Cronbach’s α of 0.083 for the Sleep Index II.
Resilience: The Resilience Scale
The Wagnild and Young Resilience Scale27 (RS) is a self-report instrument to measure resilience, which is defined as a personal and positive characteristic that enhances individual adaptation to adversity. It consists of 24 items rated on a 7-point Likert scale to “1” (disagree) to “7” (agree) that are grouped into five factors as follows: 1) meaningfulness, which measures the sense of having something for which live; 2) self-reliance, which measures the beliefs in oneself and one’s abilities; 3) perseverance, which measures perseverance despite adversity or discouragement; 4) existential aloneness, which measures feeling of freedom and sense of uniqueness; and 5) equanimity, which measures a balanced perspective vision of one’s life and experience.
In addition, an RS total score can be computed with scores of 126.6 and above denoting high resilience, as indicated by Girtler and colleagues.28 In the current study, a validated Italian version of the RS was adopted.28 Several studies have highlighted that the RS is a simple and reliable tool with good psychometric properties.2,27,28,31–33 In this study, an excellent degree of reliability was detected, with a Cronbach’s α of 0.94 for the RS total score.
The data were analyzed using SPSS v. 26 (IBM, Armonk, NY, USA) statistical software and Excel software v. 16.0 (Microsoft Corp. 2016). The prevalence of poor sleepers during the second wave was calculated according to the MOS-SS cut-off score indicated by Hays and colleagues:29 Sleep Index II > 25.8. An independent t-test was used to compare the Sleep Index II score in the first and the second wave. The effect size (Cohen’s d) was also calculated to quantify the difference between the two measurements. Relationships between the RS, the Sleep Index II in the first lockdown, and the Sleep Index II during the second wave were performed with Pearson product-moment correlation coefficients. A hierarchical multiple regression analysis was performed to investigate the role of sociodemographic variables, COVID-related items, and resilience on the sleep quality during the second wave (T2). The independent variables were entered in four steps. The T2 Sleep Index II was the dependent variable, while age, gender, level of education, relationship status, and geographical area of residence were added as covariates in all four steps. In the second step, we inserted the T1 Sleep Index II. In the third step, we inserted the COVID-19-related variables as follows: COVID-19 infection in the last 3 months, mandatory quarantine for COVID-19 in the last 3 months, infected acquaintances or loved ones in the last 3 months, and death of loved ones for COVID-19. In the fourth step, we added the resilience total score.
We further carried out another hierarchical multiple regression analysis with the resilience factors (ie, meaningfulness, self-reliance, perseverance, existential aloneness, and equanimity) in the fourth step to explore which aspects of resilience are related to the dependent variable.
Sociodemographic and COVID-Related Information
Table 1 shows sociodemographic and COVID-related information of the sample. The largest age range (42%) was between 18 and 25 years of age (M = 32.92; SD = 13.01) and most of the participants were female (78.7%) and were living in Northern Italy (77.3%). Also, most of the participants had a high school diploma (46%) and were married or in a steady relationship (62.3%). Among participants, 5.2% had a COVID-19 infection in the last 3 months and 17% were in mandatory quarantine. About 48% of the participants stated that at least an acquaintance or loved one had been infected in the last 3 months. Finally, 9.6% had a loved one who had died for COVID-19.
Table 1 Sociodemographic and COVID-Related Information
Sleep Quality Differences Between the First (T1) and the Second Wave (T2)
Figure 2 displays that the percentage of people who were poor sleepers (T1 prevalence = 66.4%) slightly decreased in the second wave (T2 prevalence = 62.7%). Likewise, as shown in Table 2, the T1 Sleep Index II mean scores (M = 33.28; SD = 13.02) were higher than the T2 Sleep Index II scores (M = 31.40; SD = 11.91) and these differences were statistically significant (t(1294) = 2.72; p < 0.01), even though the effect size was small (Cohen’s d = 0.15).
Table 2 Correlational Analysis Between T1 RS, T1 Sleep Index II, and T2 Sleep Index II
Figure 2 Percentages of poor sleepers and good sleepers during the T1 and the T2 assessments.
Notes: A Sleep Index II score >25.8 was categorized as Poor sleeper; A Sleep Index II score <25.8 was categorized as Good sleeper. The icons are selected from the https://icons8.com/icon/105962/subire-l’insonnia and https://icons8.com/icon/10787/dormire-nel-letto.
Correlational Analysis Between Resilience, Sleep Quality in the First Lockdown and Sleep Quality During the Second Wave
Table 2 shows descriptive statistics and correlation analyses. Results showed that the RS was inversely and weakly correlated with both the T1 Sleep Index II (r = −0.15; p < 0.01) and the T2 Sleep Index II (r = −0.17; p < 0.01). Results of correlational analysis also showed that the T2 Sleep Index II was positively and highly correlated with the T1 Sleep Index II (r = 0.63; p < 0.01).
Predictors of Sleep Quality During the Second Wave (T2 Sleep Index II)
Table 3 illustrates the results of hierarchical multiple regression on the T2 Sleep Index II as the outcome. Age (β = −0.13; p < 0.01) and gender (β = 0.14; p < 0.01) were statistically significant in step 1, even though they did not reach the statistical significance after adding the T1 Sleep Index II in step 2. Indeed, results showed that the T1 Sleep Index II (β = 0.61; p < 0.01) was the only predictor in step 2. We found the same effect of the T1 Sleep Index II (β = 0.61; p < 0.01) in step 3, where we added the COVID-related variables. We also found a significant effect of having lost a loved one for COVID-19 in the last 3 months (β = 0.06; p < 0.05). Each of these steps reached a statistical significance. In step 4, the effect of the T1 Sleep Index II (β = 0.60; p < 0.01) persisted and we also noted a significant effect of the resilience score (β = −0.07; p < 0.05). The final model explained about 42% of variance in the T2 Sleep quality index II (R2 = 0.415**; p < 0.01).
Table 3 The Regression Results of the Effects of Resilience on the T2 Sleep Index II
A further regression analysis was carried out to explore which aspects of resilience predict the sleep quality during the second wave. Because the first three steps were identical to the regression analysis using the total score of resilience, the results were not reported in the table Regarding the resilience factors added in the fourth step, we observed that only the Meaningfulness factor was a statistical predictor of the T2 Sleep Index II (β = −0.14; p < 0.05).
In the present study, we explored sleep quality throughout the course of the COVID-19 pandemic in a sample of Italian people. We collected longitudinal data from an online survey during the first wave and the consequent lockdown in spring 2020 (T1) as well as during the second wave, which begun in Autumn 2020 (T2). We also considered psychological resilience to explain sleep quality among participants.
Specifically, the first aim of this study was to verify sleep quality between the first and the second wave. In this vein, we used the Medical Outcomes Study—Sleep Scale assessing sleep quality within a 4-week period. We found that the prevalence of poor sleepers decreased during the second wave, from about 66% to 63%, respectively. Descriptive results of sleep quality corroborated these findings on the grounds that mean scores of the two measurements (assessed by the Sleep Index II) were quite similar. Of particular interest is that the prevalence of poor sleepers in our sample was higher than findings from cross-sectional studies conducted during the first lockdown. Indeed, for example, Franceschini et al9 reported a prevalence of 55.32%, coherent with about 52% and 57% of two other studies involving Italian participants.34,35 Moreover, although the improvement in sleep quality was statistically significant, we found only a small effect size. This result could in part depend on the heavy restrictive measures due to the quick increase in the number of infected starting in autumn 2020 and determining a protracted period of emergency. The stable and poor sleep quality across the measurements may also depend on the consequences of the first lockdown when the restrictive measures have involved the entire Italian national territory. Longitudinal studies focusing on sleep quality between the wave have outlined a similar picture. Salfi et al36 reported a negative and prolonged impact of the COVID-19 pandemic on sleep, with no differences between the first and the second wave. Analogous results were found by Conte et al.37 As in the previously cited study, they found that sleep quality reported by the participants was low and continued during the second wave. The prolonged lockdown and/or the uncertainty of the duration could be probably the cause of increased perceived stress.
The second aim of this study was to examine the relationships between resilience and sleep quality during the two waves of the COVID-19 pandemic. While on one hand, psychological resilience was inversely associated with depression, anxiety, and stress during the first Italian lockdown,2 on the other hand, the high prevalence of poor sleep quality emerging from cross-sectional studies9,36,37 have caused concern among researchers, together with the need to understand the relationship with protective factors. First of all, as revealed by our results, sleep quality reported by the participants during the first lockdown was highly correlated with that of the second wave. It is, after all, another evidence that a poor sleep quality characterized the COVID-19 pandemic, even when the restrictive measures have changed. When considering studies adopting longitudinal design, findings showed analogous results.36,37 For the sake of clarity, it is relevant to recall that these studies had found persistently low levels of sleep quality. However, in our view, more attention to psychological factors potentially preventing mental health disorders in the aftermath of traumatic events, such as resilience, would constitute a useful tool for a preventive approach.38 Unfortunately, very few studies have examined the interplay between sleep and resilience during the COVID-19 pandemic.39 Our findings pointed out that resilience was correlated, even though weakly, with both the measurements of sleep quality. Therefore, people with higher resilience scores had a better sleep quality not only in the first lockdown but even during the second wave of contagion. In light of this finding, resilience can help grasp why some individuals experience poor sleep quality, while others do not. Nonetheless, other variables, such as sociodemographic and COVID-related characteristics of the subjects, may be responsible for the low correlation coefficients we found.
The final aim of this study was to explore the effect of resilience on sleep quality among participants during the second wave and the related restrictive measures. To date, there is no shortage of evidence linked to the psychological impact of the COVID-19 pandemic,40 even though the long-term effects on the general population are still unknown. Because past studies during the first wave have widely used a cross-sectional design that did not allow us to clarify the causal pathways from psychological functioning to psychopathology, we adopted a longitudinal design to examine the predictive role of resilience on sleep quality. In the hierarchical regression model, we also took into account the sleep quality reported by participants during the first lockdown, together with sociodemographic information and COVID-related variables within the last 3 months. As pointed out by our results, age and gender were significant predictors in the first step of the regression model, even though they explained only a small percentage of the variance (about 4%). Perhaps not surprisingly then, the greatest contribution is given by the sleep quality measured during the first lockdown, while socio-demographic characteristics did not reach a statistical significance in the subsequent steps of the regression analysis. Accordingly, our results are different from those of Salfi et al.36 Findings of their study revealed that being older and having a relative or friend infected in the last 2 weeks represented risk categories for poor sleep quality. However, these differences may depend on the variables considered insofar they inserted as predictors in the regression model only sociodemographic and COVID19-related variables. At the same time, our main interest was to verify the effect of resilience on sleep quality. In our opinion, the identification of psychological factors that can reduce the psychological impact of the COVID-19 pandemic on the population is paramount. Recent studies have already demonstrated how resilience mitigates depression, sleep, and anxiety during the first lockdown among the general population and healthcare workers.2,16 Our findings give evidence to the fact that resilience and sleep are strictly related. Thus, these data are coherent with other studies confirming the hypothesis of a relationship between sleep disturbances and low resilience.23–25 Although poor sleep quality is one common consequence of the ongoing pandemic, our findings show that individual responses vary among people and may in part hinge on resilience.
We also explored which resilience factors are related to sleep quality during the second wave. Even if these findings can be viewed only as exploratory, we consider that can increase our understanding of the role playing by resilience. As can be evidenced by our results, the Meaningfulness factor was a significant predictor of the sleep quality reported by the participants during the second wave. Put another way, sleep quality may depend on the degree to which an individual holds a sense of having something to live for. Seemingly, meaningfulness seems to play a relevant role in explaining depression and stress during the early period characterized by the quick spread of the contagion in Italy.2 Whatever the cause, future research should take into account the differential role of the resilience factors in explaining sleep quality.
It is worth emphasizing that our findings may engender some practical implications for counteracting the psychological impact of the COVID-19 pandemic. Starting from these findings, together with the poor and stable sleep quality during the second wave emerging from research, prevention interventions centered on resilience could be particularly worthwhile to mitigate the consequences among the population. Likewise, the identification of high-risk subjects can be useful to avoid that poor sleep quality becoming chronic. Simple and reliable tools to evaluate the subjective perception of sleep quality, together with resilience, may be useful for this purpose. The current study has some limitations that should be considered in understanding the results. First, this study adopted a convenience sample and, so, the results may not be fully generalizable due to the oversampling of some characteristics, such as gender. Second, data were collected via an online survey that did not fully allow assessment for preexisting psychiatric disorders. However, this was the only way to collect data during the lockdown and its related restrictive measures. Third, the use of self-report measures of sleep quality did not allow to exclude a certain risk of response bias. Despite both the MOS-SS and the RS are reliable and commonly used instruments, social desirability could influence the answer given by the participants.
In conclusion, our results pointed out a slight improvement in the quality of sleep from the first to the second wave of contagion. However, the sleep quality remained constantly poor among the participants. The results also emphasized that resilience assessed during the first wave was a predictor for sleep quality during the second wave of the COVID-19 pandemic. Together with resilience, the sleep quality measured in the first months of the pandemic represents a crucial predictor of sleep quality during the second wave of contagion. Prevention interventions focusing on resilience can decrease the impact of pandemic on sleep quality.
Data Sharing Statement
The data that support the findings of this study are available from the corresponding author on reasonable request.
Ethics Approval and Informed Consent
This study was conducted in accordance with the 1964 Declaration of Helsinki and its later amendments. The study was approved by the Research Ethics Committee for Psychological Research of the University of Messina, Italy (n. 37442). All participants completed the survey anonymously and gave informed consent electronically before participate.
There is no funding to report.
GP participated in advisory board for UCB Pharma, JazzPharmaceuticals, Bioproject, Takeda, and Idorsia. The remaining authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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