Testing for EGFR Mutations and ALK Rearrangements in Advanced Non-Small-Cell Lung Cancer: Considerations for Countries in Emerging Markets
Received 31 March 2021
Accepted for publication 8 August 2021
Published 1 September 2021 Volume 2021:14 Pages 4671—4692
Checked for plagiarism Yes
Review by Single anonymous peer review
Peer reviewer comments 4
Editor who approved publication: Dr Jianmin Xu
Mercedes L Dalurzo,1,* Alejandro Avilés-Salas,2,* Fernando Augusto Soares,3,* Yingyong Hou,4,* Yuan Li,5,* Anna Stroganova,6,* Büge Öz,7,* Arif Abdillah,8,* Hui Wan,8,* Yoon-La Choi9,*
1Department of Pathology, Hospital Italiano de Buenos Aires, Buenos Aires, Argentina; 2Department of Pathology, Instituto Nacional de Cancerología, Mexico City, Mexico; 3Department of Pathology, A.C. Camargo Cancer Center, São Paulo, Brazil; 4Department of Pathology, Zhongshan Hospital, Fudan University, Shanghai, People’s Republic of China; 5Department of Pathology, Fudan University Shanghai Cancer Center, Shanghai, People’s Republic of China; 6N.N. Blokhin National Medical Research Centre of Oncology, Russian Academy of Medical Sciences, Moscow, Russia; 7Cerrahpaşa School of Medicine, Istanbul University-Cerrahpaşa, Istanbul, Turkey; 8Takeda Pharmaceuticals International AG – Singapore Branch, Singapore, Singapore; 9Department of Pathology and Translational Genomics, Samsung Medical Centre, Sungkyunkwan University School of Medicine, Seoul, South Korea
*These authors contributed equally to this work
Correspondence: Yoon-La Choi
Department of Pathology and Translational Genomics, Samsung Medical Centre, Sungkyunkwan University School of Medicine, 81, Irwon-ro, Gangnam-gu, Seoul, 06351, South Korea
Tel +82 2 3410 2797
Fax +82 2 3410 6396
Email [email protected]
Abstract: The treatment of patients with advanced non-small-cell lung cancer (NSCLC) in recent years has been increasingly guided by biomarker testing. Testing has centered on driver genetic alterations involving the epidermal growth factor receptor (EGFR) and anaplastic lymphoma kinase (ALK) rearrangements. The presence of these mutations is predictive of response to targeted therapies such as EGFR tyrosine kinase inhibitors (TKIs) and ALK TKIs. However, there are substantial challenges for the implementation of biomarker testing, particularly in emerging countries. Understanding the barriers to testing in NSCLC will be key to improving molecular testing rates worldwide and patient outcomes as a result. In this article, we review EGFR mutations and ALK rearrangements as predictive biomarkers for NSCLC, discuss a selection of appropriate tests and review the literature with respect to the global uptake of EGFR and ALK testing. To help improve testing rates and unify procedures, we review our experiences with biomarker testing in China, South Korea, Russia, Turkey, Brazil, Argentina and Mexico, and propose a set of recommendations that pathologists from emerging countries can apply to assist with the diagnosis of NSCLC.
Keywords: non-small-cell lung cancer, EGFR testing, ALK testing, immunohistochemistry, FISH, next-generation sequencing
Lung cancer continues to be the leading cause of cancer mortality worldwide due to late diagnoses and limited treatment interventions.1–3 In 2020, lung cancer accounted for 11.4% of all newly diagnosed cancers (approximately 2.2 million) and was responsible for an estimated 1.8 million deaths (18% of all cancer-related deaths).4 Despite ongoing small declines in lung cancer-related mortality in industrialized nations, such as the United States (US) and the United Kingdom (UK), mortality rates continue to rise in emerging nations, including Brazil, Russia, China, South Korea and Turkey.2 The reasons for these patterns are complex and multifactorial but include cigarette smoking, unequal access to healthcare leading to delayed diagnosis and treatment, environmental contamination and sociocultural barriers.5
Non-small-cell lung cancer (NSCLC) accounts for 85% of all lung cancers and is a histologically and genetically heterogeneous disease.6 NSCLC includes two major types: (1) non-squamous cell carcinoma (non-SCC), including adenocarcinoma (AdC), large-cell carcinoma and other subtypes; and (2) squamous cell carcinoma (SCC). SCC was the most frequent histological subtype until the 1980s, when it was superseded by AdC, probably due to the introduction of cigarette filters and the rising number of women with lung cancer, who tend to be mostly affected by AdC.7,8 In the past decade, significant advances have been made in understanding the molecular profiles of lung cancer, and the identification of specific disease characteristics has paved the way for targeted therapies for neoplasms harboring oncogenic driver mutations or gene rearrangements.9
Biomarker Testing for NSCLC
Several biomarkers predictive of therapeutic efficacy have emerged for NSCLC, including epidermal growth factor receptor (EGFR) mutations, alterations in the anaplastic lymphoma kinase (ALK) gene, ROS1 rearrangements, BRAF V600E point mutations and programmed cell death ligand-1 (PD-L1) expression levels.10 The most established of these are EGFR mutations11 and ALK rearrangements.12,13 This review only focuses on the prognostic role of these two biomarkers in NSCLC and the challenges in global uptake of EGFR and ALK testing, especially in emerging markets. Other biomarkers are beyond the scope of this review.
In patients who harbor these biomarkers, targeted therapies with EGFR tyrosine kinase inhibitors (TKIs) and ALK inhibitors are now standard treatment, based on dramatic improvements observed in clinical trials.10,14,15 In recent studies of ALK inhibitors (eg alectinib, brigatinib, ceritinib, and lorlatinib), tumors were demonstrated to respond positively to treatment. These newer ALK inhibitors offer greater potency against resistance mutations to crizotinib and improved central nervous system (CNS) penetration, which is crucial in the treatment of ALK-positive brain metastases.16
Similarly, first-line therapy with an EGFR TKI (eg erlotinib, gefitinib and afatinib) significantly prolongs progression-free survival (PFS) and is associated with a significantly higher tumor response rate than first-line standard chemotherapy for patients with EGFR exon 18 to 21 mutations. In general, patients with activating mutations, such as exon 19 deletions and exon 21 mutations (L858R), are more responsive to TKIs. Conversely, acquired resistance mutations, such as the exon 20 T790M substitution, which is detected using circulating tumor DNA (ctDNA),17 is associated with poorer response to TKIs and disease progression within the first year of TKI treatment.18 Osimertinib is a recent EGFR TKI which was developed in response to the resistant exon 20 T790M substitution.19 Unlike newer EGFR TKIs that target specific mutations, older EGFR TKIs are less effective in treating emerging mutations, such as EGFR exon 20 insertions (ex20ins).20
Given the potential benefits of targeted therapy, timely and accurate classification of NSCLC subtypes has become fundamental in patients with advanced NSCLC. Indeed, most international guidelines recommend that all patients with advanced-stage non-SCC NSCLC should be tested for both EGFR mutations and ALK rearrangements before initiation of first-line treatment, with a maximum turnaround time (TAT) of 10 working days.10,14,15 Despite this, diagnostic testing for predictive biomarkers in patients with NSCLC requires substantial resources and effort, and implementation of guideline recommendations in routine practice is not always applicable, especially in emerging countries where local health policies, drug approval, reimbursement issues, logistical constraints and lack of awareness can result in barriers to testing. The objective of this article is to review EGFR mutations and ALK rearrangements as predictive biomarkers for NSCLC diagnosis, discuss a selection of appropriate tests for these biomarkers and identify trends in the uptake of molecular testing for EGFR mutations and ALK rearrangements in both developed and emerging countries. Finally, we review our experiences in China, South Korea, Russia, Turkey, Brazil, Argentina and Mexico, and propose a set of recommendations that pathologists from emerging countries can apply to implement effective biomarker testing to assist with the diagnosis of NSCLC.
EGFR Mutations and ALK Rearrangements in Advanced NSCLC
EGFR mutations and ALK rearrangements are involved in NSCLC pathogenesis by stimulation of downstream signal transduction that leads to cell proliferation and inhibition of apoptosis.21,22 TKIs act by blocking cross-phosphorylation, leading to reduced activity of intracellular signaling pathways and cell proliferation.22,23 Historically, EGFR mutations and ALK rearrangements were thought to be mutually exclusive.24 However, several recent reports have described these events occur concomitantly in 0.1–2.4% of patients with NSCLC.25–30 Cases with alterations of two oncogenic drivers remain rare, and the best management approach is still unclear.
The most common EGFR mutations in patients with NSCLC are deletions in exon 19 (Exon 19del in 45% of all patients with EGFR mutations) and a point mutation in exon 21 (L858R in 40% of all patients).14,31 Because the presence of EGFR exon 19 deletions or exon 21 L858R mutations is predictive of treatment benefit from EGFR TKI therapy, these mutations are referred to as sensitizing EGFR mutations. Current guidelines suggest that patients without sensitizing EGFR mutations should not be treated with EGFR TKIs in any line of therapy.10,14 Exon 18 and 20 insertion mutations are less common and comprise the remaining 10% of EGFR mutants in NSCLC.31 The exon 20 T790M point mutation, and most EGFR ex20ins mutations, are predictive of treatment resistance to first- and second-generation EGFR TKI therapies.14,19
Designed in response to acquired T790M resistance, osimertinib is a third-generation EGFR TKI that irreversibly binds to the tyrosine kinase domain with lower toxicity than second-generation EGFR TKIs.19 Osimertinib has demonstrated significant activity in salvage treatment of T790M-positive Japanese patients (n=147), with an objective response rate (ORR) and median PFS of 55.6% and 17.2 months, respectively.32 Using osimertinib to treat patients with EGFR ex20ins has yielded inconclusive efficacy results. A retrospective study reported an ORR of 5% and median PFS of 3.6 months,33 whereas a Phase II study (where osimertinib was administered at double the approved dose) reported an ORR of 24% and median PFS of 9.6 months.34
Recently, the FDA granted approval for amivantamab,35 a novel bispecific EGFR-MET antibody, administered via intravenous infusion for the treatment of patients with EGFR ex20ins NSCLC whose disease has progressed during or after treatment with platinum-based chemotherapy. Amivantamab showed an ORR of 36% per investigator assessment (IA) and 40% per independent review committee (IRC). Both IA and IRC assessments for median PFS were 8.3 months, median overall survival (OS) was 22.8 months and median duration of response per IRC was 11.1 months.36,37 Other emerging treatments such as mobocertinib, an oral EGFR TKI with selective activity against EGFR ex20ins, demonstrated rapid and durable responses in platinum-pretreated patients with EGFR ex20ins metastatic NSCLC. In these patients, an ORR of 28%, median PFS of 7.3 months, median OS of 24.0 months and median duration of response of 17.5 months, according to IRC assessment, were reported.38,39
The overall prevalence of sensitizing EGFR mutations varies significantly according to ethnicity.11,40–46 Recently, Graham et al determined the frequency of sensitizing EGFR mutations detected in 170 clinical laboratories from 20 countries participating in the College of American Pathologists (CAP) proficiency testing program.43 The highest activating EGFR mutation frequency was seen in southern Asia (4260/9337; 46%), and the lowest mutation frequencies in South and North America (113/1439; 8% and 7926/86,654; 9%, respectively) among patients tested for EGFR. However, interpretation of survey-led data should be treated with caution, as the information provided is limited to participating centers only.43 For example, the frequency reported for South America in the study by Graham et al only examined cases in Brazil,43 while another dedicated study of EGFR mutations in 5738 patients with NSCLC in Latin America that included Argentina, Mexico, Colombia, Peru, Panama and Costa Rica, reported a frequency of 26% – a rate between that observed in Asian (40%) and Caucasian populations (15%).47 Similarly, a US-based cancer registry study (2009–2015) reported a higher frequency of EGFR mutations in black (35/98, 35.7%), and non-black patients (63/98, 64.2%) compared with figures observed by Graham et al highlighting the limitations of a small patient population.43,46 Interestingly, Cheng et al reported significantly shorter survival outcomes among black patients presenting with EGFR mutations, with 2-year survival rates almost half those of non-black patients (p=0.001). No racial disparity in survival was observed among patients with wild-type EGFR (p=0.774), suggesting the need for improved, tailored management in this patient population.46
In general, patients with sensitizing EGFR mutations are more likely to be non-smokers or former light smokers with AdC histology. However, these characteristics alone should not be used for selecting patients for EGFR testing.14
Most patients with EGFR sensitizing mutations treated with first- and second-generation TKI therapy experience disease progression after approximately 12 months.48,49 A variety of mechanisms are involved in acquired resistance to EGFR TKIs; however, an estimated 50–60% of cases can be attributed to the EGFR T790M exon 20 substitution mutation.48,49 Sensitive assays have detected the T790M mutation in patients prior to initiation of a first-generation TKI. This shows T790M could also be a de novo mutation and provides one explanation for intrinsic resistance.50–53 It is critical to detect this mutation in patients who have developed acquired resistance against first- or second-line EGFR TKIs, as third-generation EGFR TKIs can effectively target T790M-positive cancers.54–58 Observational medical record data from the US (n=308) suggest that 80% of patients receive a first-line TKI-based treatment with or without combination chemotherapy for EGFR-positive Stage IV NSCLC. Only 26% of patients received TKI therapy in the second line, whereas over half of patients stopped first-line TKI and presented no subsequent treatment record.59
In NSCLC, the ALK gene rearrangement results in a fusion protein containing a dysregulated, constitutively active ALK kinase domain.24,60–64 Although evidence of ALK rearrangement is present in only 2–12% of all NSCLC cases,42,65–67 approximately 60% of patients will respond to targeted ALK inhibition17 using therapies such as alectinib, brigatinib, ceritinib, crizotinib and lorlatinib.68–74 Clinical characteristics associated with the ALK gene rearrangement include AdC histology, never-/light-smoking history and younger age.71,75–77 However, these characteristics alone should not be used to determine the need for ALK testing; ALK fusion has also been detected in older patients (>70 years of age) with a smoking history and in patients with SCC.78,79
Testing for EGFR Mutations and ALK Rearrangements
There is general consensus among international guidelines (National Comprehensive Cancer Network [NCCN], European Society for Medical Oncology [ESMO], CAP, International Association for the Study of Lung Cancer [IASLC], Association for Molecular Pathology [AMP]) that all patients with advanced non-SCC NSCLC, regardless of clinical characteristics (such as age, race or smoking status, and including some patients with SCC, such as non-smokers or those <40 years of age), should undergo, at a minimum, testing for EGFR mutation, ALK and ROS1 rearrangements, BRAF mutation and PD-L1 expression. Moreover, if next-generation sequencing (NGS) is available, additional alterations in genes such as RET, MET, HER2 and KRAS should also be assessed.10,14,15,80,81
In practice, EGFR and ALK testing is usually performed upon request by the medical oncologist. However, several consensus statements and local policies advocate reflex molecular testing (by pathologists) upon diagnosis of non-SCC NSCLC, regardless of clinical stage.82,83 This policy has been shown to increase the rate of molecular testing by approximately one-third in some settings84 and reduce the time to initiating treatment.82,85 In a recent study from Toronto, Canada, Cheema et al compared outcomes during routine and reflex biomarker testing among 306 patients with newly diagnosed NSCLC. Reflex EGFR/ALK testing was associated with a significant improvement in time to optimal systemic therapy, as defined by published guidelines (from 36 to 24 days).82
Advanced polymerase chain reaction (PCR)-based methods, such as amplified refractory mutation system (ARMS)-PCR, real-time or quantitative PCR (qPCR), reverse transcriptase PCR (RT-PCR), Sanger sequencing (ideally paired with tumor enrichment) and NGS are the most common methodologies for examining EGFR mutation status (Tables 1 and 2).14,17 Guidelines issued by CAP, IASLC and AMP strongly recommend against using total EGFR expression by immunohistochemistry (IHC) testing to select patients for EGFR-targeted TKI therapy.81
Table 1 Mutation-Detection Assays (Eg EGFR, BRAF)
Table 2 Rearrangement-Detection Assays (Eg ALK, ROS1 Fusion)
The gold standard for analyzing mutations is direct sequencing. However, direct DNA sequencing without a mutation enrichment step has a lower limit of detection of 10–25% of total DNA, meaning that the use of samples with low tumor cellularity can result in false-negative outcomes.86 In contrast, qPCR-based methods show high sensitivity, and testing can be performed relatively quickly on small quantities of tissue (eg one day on average for one sample).81,87 FDA-approved companion diagnostic tests (CDx) include the Roche Cobas® EGFR Mutation test V2 (a real-time PCR test for erlotinib and osimertinib) and the Qiagen therascreen EGFR rotor-gene Q (RGQ) PCR kit (for gefitinib and afatinib) (Table 3).88,89 However, several studies have shown that commercially available PCR kits may not detect 50% or more of the patients with ex20ins NSCLC identified by NGS89–92 and may only detect known or a limited number of mutations.93,94 This could mostly be due to the design of the primers in the PCR kits.95 This suggests NGS has greater sensitivity than PCR in detecting EGFR mutations.96 However, newer PCR kits are designed to overcome this limitation and increase coverage of detection for EGFR mutations.95 For example, one Japanese study demonstrated the Amoy 9-in-1 qPCR test had high concordance with the Oncomine comprehensive assay 3.0 NGS test, with 99% overall agreement when detecting ex20ins.89 Pathologists should consider the available approaches and the advantages and disadvantages of each method, including analytical sensitivity and TAT. One testing platform is usually sufficient for EGFR testing. However, when the sample contains a small amount of DNA, testing for most frequent EGFR mutations, such as exon 19 deletions and L858R mutations, should be prioritized.10,15,97
Table 3 US FDA-Approved Drugs and Companion Diagnostics for Advanced NSCLC
In the setting of active disease progression while exposed to targeted therapy, retesting a tumor sample can shed light on the next appropriate therapeutic steps. Liquid biopsy analysis of ctDNA has become the recommended approach for detecting EGFR T790M mutations.17 This technique assesses the release of DNA fragments from tumor cells into the peripheral circulation due to apoptosis and necrosis.17,98–100 Recent real-world data suggest droplet-digital PCR has high sensitivity and specificity for low-abundance T790M mutation.18 The NCCN and ESMO guidelines now recommend repeat genomic testing at progression to identify EGFR- and ALK-resistance targets.10,14 Newer applications for ctDNA, such as real-time therapy response monitoring, minimal residual disease (MRD) testing, and their use as a predictive biomarkers for immunotherapy, are currently under investigation.101,102 When there is no evidence of EGFR T790M, testing for alternate mechanisms of resistance (eg MET amplification, ERBB2 amplification) may be used to direct patients to additional therapies.14
Testing for ALK rearrangement should be systematically carried out in all patients with advanced non-SCC NSCLC.10,15 There are currently three detection methods widely available in clinical practice, including fluorescence in situ hybridization (FISH), IHC and NGS technology. FISH is considered the 'gold standard' and the most widely used assay for ALK rearrangement detection.10,15 The FISH assay (Vysis LSI ALK Break Apart Rearrangement Probe Kit; Abbott Molecular) is a US FDA-approved CDx for ALK rearrangement detection for crizotinib, which received approval in 2011.103 The newer ALK inhibitors, alectinib, brigatinib, ceritinib, and lorlatinib are also paired with this diagnostic test. However, in recent years NGS testing has gained increased use for ALK rearrangement detection, overtaking FISH testing (46.0% compared with 37.7%) in 2019.103
FISH has several limitations, including the need for expensive equipment, combined with technical and interpretative expertise. Lung cancer cells may overlap with normal lung tissue, and confidently distinguishing between the two in a dark field can be a challenge. Furthermore, appropriate long-term storage conditions that control for light, heat and humidity, are necessary to preserve tissue samples and reduce signal decay.104,105 The type of ALK rearrangement can also affect the outcome of FISH testing, producing either false-negative or false-positive results. Although the FISH assay has been firmly validated, the potential for false-negatives highlights the importance of combining more than one testing modality to achieve 100% accuracy with different ALK rearrangements in NSCLC.104 Other limitations of FISH include the requirement of ≥50 tumor cells for the determination of ALK status.104
IHC testing is routinely used in diagnostic pathology labs for a variety of reasons, including determination of tumor lineage and subtype. Several antibodies are currently available that detect ALK protein expression in NSCLC, using formalin-fixed paraffin-embedded (FFPE) tissue, including the mouse monoclonal antibody 5A4 (Abcam) and the rabbit monoclonal antibody D5F3 (Ventana Medical Systems Inc, Tucson, AZ, Cell Signaling Technology). In 2012, the Ventana ALK (D5F3) assay was approved in Europe as a CDx test to aid in the identification of ALK rearrangement in patients with NSCLC. The assay was approved by the National Medical Products Administration (NMPA, formerly known as the Chinese Food and Drug Administration) in 2013104 and by the US FDA in 2015.106
There are technical challenges in detecting ALK rearrangement effectively by IHC in a spectrum of tissue types. Therefore, it is important for positive/negative controls to ensure accurate interpretation of staining intensity without subjectivity.104 Until recently, there was considerable debate over testing algorithms for ALK detection, and previous guidelines recommended that all ALK-IHC-positive results should be confirmed by ALK FISH.107–109 However, given the cost-effectiveness and rapid TAT of IHC, combined with the accuracy of the technique when combined with high-performance antibodies, IHC is now considered to be an equivalent alternative to FISH for ALK testing in patients with NSCLC.10,14,15,80,81
In response to the ever-growing list of predictive biomarkers, NGS technology has emerged as a preferred method for comprehensive testing in NSCLC. NGS enables the simultaneous assessment of many DNA or RNA alterations beyond EGFR and ALK that are rapidly becoming clinically relevant. Targeted testing provides higher coverage of genomic regions of interest to improve detection of relevant alterations and to allow critical molecular information to be available for therapeutic decisions in an adequate time frame. Performed in an optimized way, NGS can result in improved tissue use and efficiency.110,111 The US FDA recently approved two DNA-based NGS platforms for molecular testing in advanced malignancies: the Memorial Sloan Kettering-Integrated Mutation Profiling of Actionable Cancer Targets and FoundationOne CDx.112
DNA is more stable than RNA, and for many clinical purposes, DNA-based sequencing using panels of specific disease-related genes is sufficient. However, at the DNA level, it is not always possible to detect gene-fusion expression, particularly if breakpoints involve long intronic regions that cannot be covered by hybridization-capture probes.113 To address this issue, targeted RNA-based NGS assays have been developed for gene-fusion detection, and emerging evidence suggests that these platforms can be more sensitive, efficient and functionally definitive, considering that many DNA variants (eg multiple intronic breakpoints) give rise to the same oncogenic transcript.114–116 One potential drawback to this approach is that it requires good-quality RNA, which is sometimes difficult to obtain from FFPE specimens.99 Although RNA-based assays can be based on hybrid-capture or amplicon-based methods, most use the latter.99
International Patterns of Biomarker Testing
To better understand patterns of uptake for biomarker testing in advanced NSCLC, we searched the PubMed and Embase databases for articles published in English with abstracts between 01 January 2000 and 24 May 2021. Articles were selected by combining search results generated with exploded medical subject headings (MeSH) or keywords from the following categories: (1) NSCLC (ie non-small-cell lung cancer, carcinoma, non-small-cell lung, etc), (2) ALK (ie anaplastic lymphoma kinase), (3) EGFR (ie epidermal growth factor receptor) and (4) testing (ie molecular testing, molecular diagnosis, testing patterns, testing frequency, diagnostic testing, diagnostic patterns, etc). We hand-searched the reference lists of retrieved articles for additional studies. Abstracts only and/or conference proceedings were excluded.
We identified 24 articles incorporating data from 45 countries. Articles are presented in Table 4 according to region (to account for ethnic differences in molecular profiles) and in chronological order (eg oldest to most recent). Among the articles retrieved, 14 were retrospective reviews,42,117–129 eight were based on data from surveys and/or interviews with healthcare professionals,130–137 and two were observational studies.138,139
Table 4 Testing Frequency for EGFR Mutations and/or ALK Rearrangements in Patients with Advanced NSCLC
Despite general consensus that biomarker testing is necessary for patients with NSCLC, our review demonstrates this is not being translated into clinical practice, given that testing is highly variable. Although EGFR testing has been recognized as standard practice since 2011, the implementation of this assessment can still be inconsistent. However, biomarker testing for EGFR mutations and ALK rearrangements appear to have increased in most regions over time. In the largest real-world assessment of ALK-testing patterns in patients with NSCLC from the US, ALK testing rates increased over time from 32% in 2011 to 62% in 2016.119 Similarly, in a study from the Netherlands by Sluga et al the rate of performing molecular diagnostic testing for NSCLC increased from 11% in 2008 to 75% in 2014.127
Several international studies have also identified variable rates of testing between different countries. In the PiVOTAL study, a multinational retrospective study conducted in Italy, Spain, Germany, Australia, Japan, South Korea, Taiwan and Brazil, a total of 1440 patients with newly diagnosed advanced NSCLC were enrolled from 78 centers in eight countries.121 The EGFR testing rate ranged between 43% in Brazil to 85% in Taiwan. Molecular testing rates (non-specific to NGS/PCR) were similar in Spain, South Korea and Japan (76%, 76% and 74%, respectively).121 In the same study, the proportion of patients with ALK testing ranged from 41% in Germany to 97% in Taiwan.121 In a more recent survey of oncologists from multiple developed countries, the proportion of physicians who requested EGFR testing before first-line therapy was 80%.133 In Asia, EGFR mutation testing was ordered before first-line therapy in 92% and 84% of patients in 2015 and 2016, respectively. In Europe, rates of EGFR testing for the same periods were 77% and 81%, whereas in North America, 76% of patients with advanced NSCLC were assessed for EGFR mutations in 2015 compared with 77% in 2016.133 A global survey by the IASLC of their members and allied healthcare professionals (n=2537) across 102 countries suggested that fewer than 50% of patients received molecular testing.140 Many respondents expressed dissatisfaction with the current state of molecular testing in their country, including 41% of those performing and interpreting assays, with identified issues including difficulties in understanding results (37%) and the quality of the samples (23% reported a >10% rejection rate). Despite concerns regarding the quality of testing, 47% of respondents involved in performing and interpreting assays stated there was no policy or strategy to improve quality in their country.140
Several studies reported survival differences between cohorts who were tested for molecular biomarkers and, if appropriate, received targeted therapy, versus those who never received a molecular test. In a study from Switzerland involving 718 patients, OS was 10 months (interquartile range [IQR] 4‒23 months) for tested patients compared with 3 months (IQR 1‒8 months) in patients who were not tested.42 Similarly, in the PiVOTAL study, patients who were tested had longer OS than patients who were not tested: the median OS from start of first-line therapy ranged from 10.0 (Japan) to 26.7 (Taiwan) months for patients who were tested, and 7.6 (Australia/Brazil) to 19.3 (Taiwan) months for those who were not.121 Additional studies have found that the probability of molecular testing varies according to practice (eg private versus public),124 de novo versus subsequent-line therapy,141 the degree of life expectancy (<1 month versus ≥1 month),42 patient age,126 rural versus urban practice,142 and the presence of ≥2 comorbidities.42
Direct comparisons of testing uptake between regions should be treated with caution. The rate of biomarker testing uptake depends on many factors, not least of which is the availability of targeted therapies. For example, in the PiVOTAL study, Taiwan had the highest rate of biomarker testing (85%), driven largely by the reimbursement of gefitinib. However, Brazil had the lowest testing rate (43%), mainly because the necessary assays were not covered by the public healthcare system during the study period.121 Other possible explanations for the different rates of uptake may relate to higher detection rates for EGFR mutations in certain populations (eg Asia). Because many clinical trials demonstrating the superiority of EGFR TKIs over cytotoxic chemotherapy were conducted in Asia, it is reasonable to expect that the experience gained by clinicians and pathologists in those countries has led to more efficient diagnostic services and an increase in the likelihood of testing and treating patients with NSCLC in accordance with guidelines.133
Barriers to Biomarker Testing
Barriers to the uptake of biomarker testing are multifactorial and often country-specific. However, access to targeted therapies and absence of reimbursement for testing and/or availability of testing facilities are the main barriers cited in the literature (Table 5);120,121,132,136,138,139,143,144 assay quality and standards, awareness, and TAT have also been highlighted as additional hurdles to testing.140 As expected, testing for a specific driver mutation tends to be associated with access to the associated drug,121,143 and in general, targeted treatments are more accessible for clinicians in the US and Europe than for their colleagues in Africa, non-European countries and South America.132,144 On a similar note, limited and/or absent reimbursement is a significant barrier to biomarker testing and a disincentive to reflex testing.132,136,143 In an international survey of medical oncologists, 38% of respondents noted that biomarker tests were paid for by patients, whereas in 29% and 23% of cases, the expenses were covered by insurance or hospital funds, respectively.132 Another study of biomarker testing practices in Eastern European countries found that pharmaceutical sponsorship was necessary in order to subsidize the cost of testing in Hungary, Poland and Slovenia. Furthermore, the study reported that in Bulgaria and Croatia, pharmaceutical sponsorship was the only source of financial support for testing.136 In these situations, creative discussions with all interested parties are critical to finding new solutions. One potential strategy is the development of policies to promote access to testing by establishing links between health systems, and science and technology offices with active participation from the pharmaceutical industry.144
Table 5 Potential Barriers to Biomarker Testing
Use of validated models for estimating EGFR mutation status has been proposed for patients with non-SCC.145 Based on retrospective patient cohort data in New Zealand, logistical regression modeling of recognized risk factors (including sex, ethnicity, and smoking status) has enabled predictive mutation modeling that may assist clinical decision-making in patients where tissue-based mutation testing is difficult, or as a supplement to mutation testing.145
Nonetheless, obtaining adequate tissue for diagnosis, tissue subtyping and molecular profiling are imperative for treatment planning in patients with advanced NSCLC. However, tissue samples from biopsies are often insufficient or inadequate for biomarker testing,86,122,133,136,146 necessitating repeat biopsies and delays in treatment.100 Optimizing tissue handling after biopsies are obtained to maximize available material for molecular studies is essential, and standardized algorithms for diagnostic procedures should be defined in routine practice. These should involve reflex testing for biomarker testing, which will shorten TAT and preserve tissue.135,147 Quality control is also essential to ensure internal reproducibility and the validity of biomarker results. All laboratories should be certified and participate regularly in established quality-control programs.147
As mentioned, reflex testing can reduce the time to initiating targeted treatment.82,85 Indeed, the reliance solely on clinician judgment decreases the likelihood of full adherence to testing guidelines.118 For example, in one study, only 21% of patients had biomarker test results available at the time of the oncology consultation, leading to significant delays in treatment initiation.122 Moreover, 19% of patients (eligible for targeted therapy) started first-line chemotherapy before biomarker results became available. Avoiding the need for clinicians to specify each biomarker test, through a testing policy that groups tests as a set of common requests, could help ensure testing occurs consistently and rapidly.122
Poor cooperation between pathology and molecular testing laboratories has been cited as a potential barrier to biomarker testing.128 With rapid progress in the molecular profiling of NSCLC and its increasing complexity, collaboration and frequent communication between clinicians obtaining tumor samples, oncologists and pathologists (ie a multidisciplinary team) are essential to successful and timely biomarker testing. Although the ideal approach will vary by country and region, the multidisciplinary team should endeavor to create a center-specific diagnostic and therapeutic plan.148 The pathologist’s input is fundamental to ensure that the appropriate collection method will be used and that sufficient tissue will be collected to allow for morphological, IHC and molecular studies to be conducted.6 Collectively, the multidisciplinary team should provide individual centers with “stewardship” regarding tissue collection and biomarker testing.149
Although many barriers to successful biomarker testing exist at institutional and regional levels, initiatives are often necessary at the individual level. Knowledge translation in this area has demonstrated significant improvements in specialist understanding about tissue sampling, molecular testing and treatment in lung cancer.150 Furthermore, education of clinicians involved in obtaining diagnostic tumor specimens and reporting pathologists can increase the likelihood of reporting biomarker results by the time of initial oncology assessment.122 Wherever possible, approaching and educating individuals involved in lung cancer diagnosis and molecular testing, including interventional radiologists, respiratory physicians, pathology technicians and pathologists, should be considered in the context of increasing biomarker testing rates.110
Testing for EGFR Mutations and ALK Rearrangements: Experiences from South Korea, Russia, Turkey, Brazil, Mexico, Argentina and China
Lack of medical and clinical infrastructure complicates the ability to collect country-specific statistics on incidence and prevalence of NSCLC, including standard practices and outcomes. However, the paucity of available data emphasizes the clear need to develop evidence and correct the “unbalance” of country-level information.
Biomarker testing for EGFR mutations is considered standard practice in South Korea, provided tissue samples are adequately collected. Both EGFR testing and EGFR TKIs are subsidized under the national reimbursement policy. Two real-time PCR-based assays, Cobas® EGFR Mutation Test v2 and PANAMutyper™ EGFR, have been approved by the Ministry of Food and Drug Safety (formerly known as the Korea FDA). The assays are also approved for ctDNA-based EGFR testing, and their use is evenly distributed between laboratories. Recently, a droplet digital PCR-based assay, the GenesWell™ ddEGFR Mutation Test, has been approved by the Ministry of Food and Drug Safety. All three methods are reimbursed in South Korea. Regarding the detection of ALK rearrangements in patients with NSCLC, the Ventana ALK (D5F3) assay was approved as a CDx by the Ministry of Food and Drug Safety in 2018. Most laboratories in South Korea have subsequently changed their method for ALK testing from FISH to Ventana ALK CDx D5F3. Both ALK testing and ALK inhibitors are subsidized under the national reimbursement policy.
Improving the diagnosis of malignant neoplasms, particularly in patients with NSCLC, is a priority area for the modernization of cancer care in the Russian Federation. Clinical guidelines issued by the Russian Federation Ministry of Health advocate testing for mutations in the EGFR gene and ALK and ROS1 translocations, enabling the administration of effective targeted therapy. However, in practice, molecular testing faces several challenges. First, testing requires highly qualified and experienced technicians. Four large laboratories based at national medical research centers are currently responsible for molecular testing, together with 30 reference laboratories supported by the Russian Society of Clinical Oncology.151 A second limitation is the transportation of samples from remote regions of the Russian Federation to suitably qualified laboratories. A federal project, titled “Fight against oncological diseases,” is currently working to increase the number of reference laboratories, replace obsolete equipment and establish new laboratories in regional centers.
Biomarker testing for EGFR mutations is predominantly conducted using the Cobas® EGFR Mutation Test v2 or Sanger sequencing.152 NGS is not used for routine testing due to its high cost. In most centers, IHC is used for the detection of ALK rearrangements. However, the presence of artifacts, and 5–10% of doubtful cases, requires the use of alternative methods (eg FISH) for confirmation.146 At the time of writing, PCR-based methods for the identification of ALK translocations have not been registered in the Russian Federation. The methods described above for the detection of EGFR mutations and ALK rearrangements are funded by the Obligatory Medical Insurance Fund.
In Turkey, routine qPCR assessment of EGFR mutation status is conducted by most centers and is reimbursed by government-held healthcare insurance. Despite this, an insufficient amount of tumor cells in the biopsy specimen and poor tissue quality remain significant issues in approximately 5–25% of cases.136 FISH assessment of ALK rearrangements is reimbursed for all patients with NSCLC.136 IHC is commonly used as a pre-screening method by most centers, with subsequent confirmation by FISH analysis.136 RT-PCR or NGS methods are used in cases where no signal can be obtained with FISH, or where there is discordance between IHC and FISH results.153
In ALK+ NSCLC patients treated with lorlatinib, one-year OS rate was estimated at 65%. In response-evaluable patients (n=55), the ORR and disease control rate were 68.6% and 87.0%, respectively; ALK+ patient responses were 69.6% and 87.0%, respectively.154 Patients receiving erlotinib therapy had significantly improved OS rates compared with patients who received non-TKI treatments (288 versus 119 weeks; p=0.004), whereas PFS rates were not significantly different in patients who did and did not receive erlotinib (32±5 versus 33±3 weeks; p=0.755). Patients expressing both EGFR and KRAS mutations reported the lowest OS rate. Erlotinib therapy was associated with increased survival in these patients.155
The overall frequency of all EGFR mutations in Turkish patients with NSCLC is estimated at over 16%,156,157 with 32% and 20% of cases expressing exon 19 and 21 mutations, respectively.158 Frequency estimates were significantly higher in female patients and non-smokers.159 Following lung surgery, EGFR driver mutations have been reported in up to 40% of patients.160 Data from Turkish patients with Stage III NSCLC suggest neoadjuvant chemotherapy with three agents prior to surgery is associated with outcome benefits.161
Although no formal surveys exist, an estimated 70% of all AdC NSCLC cases in Brazil undergo molecular testing.124,162,163 There are no national outcome or survival statistics, as local data collection is variable or simply not performed across several states. In addition, testing practices vary between centers: several laboratories have adopted reflex testing policies, whereas others approach molecular testing as an on-demand service. Similarly, some laboratories prefer NGS technologies,162–164 sequencing 14–20 genes at one time,124,162,165 whereas others have adopted strategies to improve TAT by using RT-PCR assays for EGFR and BRAF mutations,162,164–166 and IHC/FISH for ALK, ROS1 and PD-L1 rearrangements.163,164,167
In the absence of government reimbursement for molecular testing, several pharmaceutical companies have recently established a national “Lung Mapping” consortium. The consortium provides oncologists with access to a subsidized NGS-based test using the FoundationOne® platform and has considerably improved access to testing in several Brazilian centers. This ongoing project has yet to report national detection rates of important driver genes.
In Mexico, lung cancer accounts for 10% of all cancer-related mortality,168 and only 56.5% of NSCLC cases have a history of tobacco smoking, which suggests that other environmental factors such as hydrocarbons, metals, air pollution, and wood-smoke exposure could have a greater impact in the development of lung cancer.169,170 The prevalence of EGFR mutations and ALK rearrangements among patients with NSCLC has been estimated at 34.3% and 7.6%, respectively.47,171
Approximately 90% of EGFR mutations are exon 19 deletions and L858R mutations in exon 21, although 20.5% of patients express rare mutations in exons 18–21.172 The most frequent EGFR mutations in patients from Mexico are Q787 (15.6%), exon 19 deletions (11.1%), L858R mutation in exon 21 (7.8%), and T790M mutation in exon 20 (1.1%). Other mutations have been identified, such as in KRAS, MET and PDGFRA (20%), HNF1A (14.4%), APC (12.2%), HER2 (11.1%), and MSH6 (10%), as well as alterations of lower frequency in PIK3CA, GUSB, ALK rearrangements, KSR1, KIT, STK11, FLT3, ERBB4, VHL, NOTCH1, GNAS, FGFR3, CDH1, BRAF, ABL1 and RB1.173 In addition, the prevalence of ALK rearranged NSCLC is estimated at 7.6% in Mexico. Although there is a country and continental variability of ALK rearrangement frequency, the overall incidence of ALK rearranged NSCLC in Latin America does not differ from the rest of the word.171
However, the uptake of molecular testing as part of the standard diagnostic pathway in NSCLC remains variable. Access to EGFR TKIs is restricted due to cost, and in turn, molecular testing for patients with NSCLC is not reimbursed by the healthcare system. Apart from several large diagnostic centers, such as the Instituto Nacional de Cancerología, very few laboratories have the financial means or adequate infrastructure to undertake testing on a regular basis. Current testing methods available in Mexico include FISH, RT-PCR and IHC. Unfortunately, the FISH test can be expensive, especially for low-income countries, requires experience for accurate interpretation, and does not identify specific fusion transcript variants. In some cases, pharmaceutical companies with novel molecular therapies will pay for the cost of genomic testing as a means of recruiting patients to clinical trials. Although these settings may help a subset of eligible patients in the short term, they benefit only a restricted number of patients and come with substantial burdens.
Access to, and reimbursement of, molecular testing for patients with NSCLC remains a major issue in Argentina. Approximately 90% of all testing is concentrated in a handful of private laboratories and large academic centers in major cities. In general, molecular tests are ordered by the treating oncologists; testing following surgical resection is very infrequent (approximately 1% of all samples). However, reflex testing protocols are possible in large academic centers with dedicated pathology services. There are no comprehensive studies on patient access to testing. In larger centers, an estimated 60–80% of all patients with AdC NSCLC undergo molecular testing, whereas the average TAT for EGFR/BRAF and ALK/ROS1 tests is 5–7 days and 1–2 days, respectively. Depending on the type of test and the platform used, approximately 5–10% of cases are rejected due to inadequate samples.
Molecular testing for NSCLC follows the IASLC and NCCN guidelines, whereby EGFR, BRAF, ALK and ROS1 are routinely assessed. Of all EGFR mutations, uncommon EGFR mutations (excluding L858R and ex19del) are detected in 10–20% of cases.174 Cobas® EGFR Mutation Test v2 or Therascreen® qPCR is commonly used to assess EGFR and BRAF mutations. IHC with the D5F3 Ventana IHC kit is used for the assessment of ALK, whereas ROS1 status is determined using the D4D6 signaling antibody. ROS1 IHC-positive cases are confirmed by FISH. NGS, such as the Oncomine Focus Assay for solid tumors, is available in a few laboratories. In the absence of reimbursement for clinical application, occasionally patients pay privately for the assay; however, the technique is more frequently used for research-based activities. Liquid biopsy is also available and frequently used in patients with resistance to EGFR TKIs. In some instances, it is ordered for first-line testing when the tissue sample is insufficient.
Analysis of clinical and pathologic data from two academic centers in Buenos Aires suggests that KRAS mutations occur in approximately 23% of patients with NSCLC, a higher frequency than that reported across Latin America.175 There was a higher proportion of male patients (65%) and smoking history (94%); mean patient age was 66 years (IQR: 61–72.5 years). In total, 94% of tumor histology samples were identified as adenocarcinoma. Of patients with metastatic disease, 90% received treatment. First-line treatment included chemotherapy (94%) or immunotherapy (6%). Subsequently, half of all patients received second-line treatment, of which 75% received immunotherapy. With a follow-up of 38 months, median OS of patients with metastatic disease was 14.2 months (95% confidence interval [CI], 7.7–30.3).175
When considering uncommon EGFR mutations (other than L858R and exon 19 deletion), distribution of tumors comprised exon 18 G719X (46.7%), exon 21 L861Q (24.4%), exon 20 T790M (20%), exon 20 S768I (11.1%), exon 20 insertion (4.4%), and exon 19 pLys745_Ala750del (2.2%).174 Among patients included in the database review, the most frequent EGFR TKI regimen received was afatinib, followed by erlotinib/gefitinib, and osimertinib. Overall, 22% of tumors were considered complex, defined as ≥2 coexisting and distinct EGFR mutations, and were associated with a significantly better response to first-line EGFR TKI (ORR 90%) than those with single, non-resistant uncommon EGFR mutations (ORR 52%) (p=0.06). Similarly, patients with complex mutations showed a better OS (median not reached versus 20.3 months [95% CI, 8.7–31.9], respectively; p=0.04).174
Private and academic laboratories have different reimbursement systems. Approximately 90% of all molecular tests conducted by private laboratories are supported by the pharmaceutical industry. In academic hospitals, pharmaceutical support is more variable and often confined to the largest centers in Buenos Aires. In those institutions, approximately 50% of molecular tests receive pharmaceutical support, with the remaining tests supported by health insurance and/or privately paying patients. To date, establishing laboratories with the expertise to undertake molecular testing in regional healthcare facilities has been hampered by the absence of a clear and dedicated reimbursement system.
The National Medical Products Administration of China has approved genetic testing platforms for EGFR mutations, including PCR‐based methods, Sanger sequencing, Luminex liquid chip and NGS. In China, not all hospitals have the ability or equipment to perform genetic testing and analysis, and so the frequency of EGFR testing for NSCLC varies between regions. In Northern China, Cheng et al reported a screening rate of 42.5%.176 PCR‐based methods, such as ARMS (72.1%), Sanger sequencing (5.36%) and Luminex liquid chip (5.10%), were the most frequently used platforms.176 The median time from tumor diagnosis to EGFR or ALK status confirmation was 7 and 5 days, respectively.177
The efficacy of targeted therapies in NSCLC has been analyzed using a network meta-analysis of 128 clinical trials with 39,501 participants across 14 therapeutic groups. Compared with chemotherapy, ORR was significantly improved for afatinib, alectinib and crizotinib. Cabozantinib and alectinib showed the highest probability for first-line treatment ranking in ORR (62.5%).178 Targeted therapies have varying effects on OS in NSCLC patients with different gene mutations.179–181 For example, Yang et al found that OS was increased in patients with EGFR exon 19 deletion compared with the exon 21 L858R point mutation (92 versus 65 months; p<0.001).180 Compared with chemotherapy, ALK-targeted treatment was associated with a significantly higher PFS (hazard ratio [HR]=0.48; 95% CI, 0.42–0.55), but not significantly higher OS (HR=0.88; 95% CI, 0.72–1.07) in five eligible studies (n=1404).181
Several centers in China have adopted reflex testing policies to help streamline the time between pathological diagnosis of NSCLC and identification of molecular markers. Once a sample is diagnosed as NSCLC, a second sample is prepared, and the process of DNA extraction/molecular identification initiated. Using this process, the molecular report can be sent out at the same time as the routine pathology report. The typical driver genes detected include receptor tyrosine kinases (RTKs), EGFR, HER2, DDR2 (mutation), ALK, ROS1, RET (gene rearrangement), MET, FGFR1, PDGFRA (gene amplification), KRAS, BRAF, PIK3CA, and PTEN.182
In the case of lung biopsy specimens, unstained slices or wax rolls are pre-cut at the same time as the pathology sample. When staining or IHC results are indicative of NSCLC, the unstained slices or wax rolls are used for DNA extraction/molecular detection, and the molecular pathology report is available 1–2 days after routine diagnosis. Recent analyses of neoadjuvant targeted therapy suggest significant improvements in radiographic response rates compared with conventional chemotherapy regimens, resulting in longer disease-free survival in real-world settings.183,184
All countries indicated above are based on the experiences and perspectives of the authors in their respective countries.
In summary, the selection of patients with advanced NSCLC based on their EGFR and ALK status is vital, on account of the high response rates observed with the EGFR- and ALK-targeted agents. Despite this, the uptake of biomarker testing varies substantially between countries, and the translation of guideline recommendations into clinical practice remains challenging. Inequitable access to targeted therapies and the absence of reimbursement for biomarker testing are commonly cited as barriers to uptake. Tissue sample quality, delayed TAT and the accurate interpretation of test results create additional barriers. Strategies to address these issues will necessarily be context- and country-dependent but could include the development of multidisciplinary tumor boards to ensure tissue and testing stewardship, standard operating procedures (SOPs) for routine biomarker screening in newly diagnosed patients and further education of specialists who obtain diagnostic cancer specimens.
Clinical Practice Points
- Close working relationships between physicians obtaining tumor samples, oncologists and pathologists are essential, and where possible, multidisciplinary tumor boards should be considered to optimize the diagnosis and treatment of lung cancer.
- Center-specific SOPs should be established as part of routine clinical practice to streamline the NSCLC diagnostic pathway.
Infrastructure and Quality Control
- From a laboratory perspective, adequate infrastructure and staffing are necessary to facilitate rapid TAT for biomarker testing.
- Quality control is essential to ensure consistent and reliable diagnostic results. All laboratories that undertake biomarker testing should participate in external quality assessment programs.
- Guidance and education of physicians involved in diagnostic tumor specimens and reporting can increase the likelihood of reporting biomarker test results by the time of the initial oncology consultation.
- Biomarker testing is necessary for determining the optimal treatment of patients newly diagnosed with NSCLC. Biomarker testing for EGFR mutation, ALK and ROS1 rearrangements, BRAF mutation and PD-L1 should be initiated as soon as a pathological diagnosis on non-SCC NSCLC is confirmed (or SCC NSCLC, in selected cases).
- If NGS is available, alterations in genes such as RET, MET, HER2 and KRAS should also be assessed.
- Reflex biomarker testing at the level of the pathologist should be part of SOPs for confirmed non-SCC NSCLC. This bypasses the time delay for oncology consultation and allows prioritization of sample processing for biomarker testing.
- Timely feedback from pathologists to clinicians acquiring lung cancer diagnostic samples regarding sample adequacy is important.
- Sanger sequencing, pyrosequencing, real-time PCR, and NGS are recommended for EGFR testing, and validated tests, including FISH and IHC, may be used for ALK testing. NGS can result in a dramatic reduction in cost and should be considered as a means of addressing the financial burden associated with biomarker testing.
- Repeat biomarker testing at the time of disease progression is recommended to identify EGFR- and ALK-resistance targets.
Medical writing support and editorial assistance were provided by Brad Dalton, MSc, on behalf of Synergy Vision Ltd, London, according to Good Publication Practice guidelines, and were funded by Takeda Pharmaceuticals International AG – Singapore Branch.
MD reports personal fees, non-financial support for speaker honoraria and/or congress travel assistance from Pfizer, Takeda, and Roche, outside the submitted work. AA and HW are employees of Takeda Pharmaceuticals International AG – Singapore Branch. The authors report no other conflicts of interest in this work.
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