Back to Journals » Journal of Multidisciplinary Healthcare » Volume 17

Four-Step Co-Designing of the Reablement Strategies Targeting Sarcopenia (ReStart-S): An Exercise-Based Multicomponent Program for Older Adults Residing in Long-Term Care Settings

Authors Kumar P , Umakanth S , Marzetti E, Kalra S, N G 

Received 30 November 2023

Accepted for publication 22 February 2024

Published 28 March 2024 Volume 2024:17 Pages 1415—1433

DOI https://doi.org/10.2147/JMDH.S452269

Checked for plagiarism Yes

Review by Single anonymous peer review

Peer reviewer comments 3

Editor who approved publication: Dr Scott Fraser



Prabal Kumar,1 Shashikiran Umakanth,2 Emanuele Marzetti,3,4 Sanjay Kalra,5,6 Girish N1

1Department of Physiotherapy, Manipal College of Health Professions, Manipal Academy of Higher Education, Manipal, Karnataka, India; 2Department of Medicine, Dr. TMA Pai Hospital, Manipal Academy of Higher Education, Manipal, Karnataka, India; 3Fondazione Policlinico Universitario “Agostino Gemelli” IRCCS, Rome, Italy; 4Department of Geriatrics, Orthopedics and Rheumatology, Università Cattolica Del Sacro Cuore, Rome, Italy; 5Department of Endocrinology, Bharti Hospital, Karnal, India; 6University Center for Research & Development, Chandigarh University, Mohali, India

Correspondence: Girish N, Department of Physiotherapy, Manipal College of Health Professions, Manipal Academy of Higher Education, Manipal, Karnataka, India, Tel +91 9886782114, Email [email protected]; [email protected]

Background: The prevalence of sarcopenia is concerningly high in long-term care settings (LTCS); yet, no exercise programs specifically targeting older adults living in residential care are available.
Objective: The goal of the present study was to co-design and validate a program named Reablement Strategies targeting Sarcopenia (ReStart-S) for older long-term care residents.
Design: Cross-sectional study with an exploratory phase.
Settings: LTCS in Udupi, Karnataka, India.
Participants: Sarcopenic older adults diagnosed using Asian Working Group for Sarcopenia 2019 criteria.
Material and Methods: The program was designed using a four-step intervention mapping technique involving systematic progression after completing each step. The steps included 1) identifying the appropriate exercise-based intervention for sarcopenia, 2) determining objectives and expected outcomes, 3) seeking expert views through a Delphi consensus approach, and 4) assessing the feasibility of ReStart-S program among older adults living in LTCS.
Results: A comprehensive literature review appraised existing exercise programs for managing sarcopenia. A workshop held with six older adults and one caretaker, decided on morning exercise sessions, recommended 2– 7 days/week. The results of the review and workshop were compiled for the Delphi process that had seven experts from 5 countries, achieving a 71% response rate after four rounds. In the last step, a pilot study on eight LTCS residents, two males and six females with a mean age of 78.3 ± 8.3 years, was conducted and the program was found to be feasible.
Conclusion: The ReStart-S program for managing sarcopenia among older adults residing in LTCS incorporates evidence from the literature and the engagement of older adults, caregivers, and experts, making it a contextually appropriate intervention. Our study also provides researchers and healthcare professionals insight into co-designing an intervention program for vulnerable older adults. Finally, the program evaluation indicates that a full-scale trial testing the efficacy of the ReStart-S program is feasible.

Keywords: reablement, sarcopenia, intervention mapping, older adults, long-term care settings

Introduction

Sarcopenia, an age-related condition characterized by abnormally low muscle mass and strength, was recognized as a distinct clinical entity in 2016 within the International Classification of Diseases, Tenth Revision, Clinical Modification ICD-10-CM code (M62.84).1 The prevalence of sarcopenia varies substantially depending on the operational definition adopted, the tools used for muscle mass and strength assessment, the characteristics of the study population (eg, age, sex, ethnicity), and living arrangement (eg, community, hospital, residential care).2 However, agreement exists that the condition is far more frequent among older adults residing in long-term care settings (LTCS), with prevalence rates ranging from 30 to more than 70%.2–4 Adverse health consequences associated with sarcopenia are multifaceted and include falls, disability, dysphagia, loss of independence, hospitalization, and mortality.5–8 Among those living in LTCS, the presence of sarcopenia is also associated with depression, reduced quality of life, and a two-fold greater risk of all-cause mortality.4 Hence, the recognition and management of sarcopenia are crucial to foster well-being and extending health- and lifespan in older adults living in LTCS.9,10

As per the internationally accepted definition, reablement is a goal-oriented, person-centred holistic approach to enhance an individual’s physical and functional abilities for independent daily living regardless of age, medical diagnosis, and setting.11 Research suggests that the most commonly used reablement approach for older adults residing in LTCS is a multicomponent exercise program delivered by physiotherapists.9 For a longer impact of the reablement approach, stakeholders (including older adults, caregivers, administrators, physiotherapists, and medical professionals) should be consulted while designing the program.12,13 However, programs delivered to LTCS residents typically lack the consultation component to co-design a program.9 Intervention mapping (IM) may be useful to structure this process and ensure the development and implementation of a feasible, acceptable, and effective intervention.

The IM is a problem- and theory-driven protocol that includes knowledge obtained from the literature and the involvement of key stakeholders.14–16 The approach has been extensively used for designing health promotion and self-management programs.17,18 IM-based programs have been designed for older adults with chronic conditions to self-manage,19 and increase physical activity.20 Various consensus groups have provided clinical practice guidelines for managing sarcopenia.3,21–23 The guidelines indicate strong evidence of efficacy for resistance training either alone or as part of multicomponent exercise interventions.21–23 However, no robust evidence exists to guide exercise prescription to older adults living in LTCS.24 Furthermore, a multicomponent exercise-based reablement program co-designed with residents and experts to manage sarcopenia in LTCS is currently unavailable.10

To fill this knowledge gap, the present study was conducted to co-design and validate the Reablement Strategies targeting Sarcopenia (ReStart-S) program in older adults residing in LTCS.

Materials and Methods

This was a Phase 1 study to lay the foundation for a possible full-scale clinical trial that will test the efficacy of the ReStart-S program. The study protocol was approved by the Institutional Ethics Committee, Kasturba Medical College and Kasturba Hospitals, Manipal Academy of Higher Education, Manipal, Karnataka, India [IEC1: 100/2022] and was prospectively registered on the Clinical Trial Registry-India (CTRI) platform. The date of registration was 20/10/2022, and the CTRI registration number is [CTRI/2022/10/046680]. The study duration was from December 2021 (starting of step 1) to July 2023 (completion of step 4).

Study Procedures

The IM technique was used to develop the program’s four-step approach. A systematic procedure and step-by-step process were adopted in which progression was done only after completing the previous step. The steps were as follows: (a) The logic model of the problem, including needs assessment, (b) Program objectives and expected outcomes, (c) Program production, and (d) Evaluation.

The logic model of the problem, including needs assessment: the objective of this step was to synthesize the details of the exercises/exercise program prescribed for the improvement of muscle mass/muscle strength/physical performance among sarcopenic older adults. The investigators (GN and SU) validated a range of appropriate keywords and MeSH terms. A comprehensive literature search was conducted in the five electronic databases: PubMed, Scopus, Embase, Cumulated Index to Nursing and Allied Health Literature (CINAHL), and Web of Science in December 2021. An appraisal of the exercise programs was carried out using a data extraction/ charting form prepared and validated a priory by investigators. Exercises that targeted several domains such as strength, aerobics, balance, agility, and flexibility, and used either individually as single-mode intervention or in combination as a multi-component program were identified. Exercise prescription details such as type, frequency, intensity, and duration, as well as their progression, were also extracted to appraise the various programs existing in the literature to target muscle mass, muscle strength, and physical performance among sarcopenic older adults. Details of the review methodology can be accessed elsewhere.25

The next step involved framing the program objectives and expected outcomes and also identifying preferences, awareness, challenges, motivations, and barriers for stakeholders (administrators and older adults residing in LTCS) to an exercise-based intervention. A workshop involving administrators and residents of LTCS was conducted to co-design a reablement exercise program adaptable to LTCS. Six LTCS in the Udupi district of Karnataka, India, were randomly selected, and permission was obtained to conduct the study. A list of all the older adults (age >60 years) residing in LTCS and caretakers was prepared. The purposive sampling method was used to identify two older adults (with a minimum of five years of stay) and one caretaker (providing care to older adults for at least one year) each from three LTCS. Following the explanation of the procedure and obtaining the informed consent, the older adults were asked about the duration of their stay, and caregivers were asked about the number of years of providing care to be eligible as per the earlier mentioned inclusion criteria. From the eligible participants, the discussion was conducted with the LTCS administrator to select the most suitable older adults who were used to doing some kind of exercises and could provide valuable suggestions in the workshop to co-design a reablement exercise program adaptable to LTCS. According to the participant’s convenience, the time and date were set on December 21, 2022 (10 am–12 pm). The participants were transported to the workshop location (Dr AV Baliga home for senior citizens) after being picked up from their long-term care facilities. Participants were made to sit in a well-lit and ventilated room. All participants were thoroughly informed of the nature and aims of the workshop and gave their consent to participate. To ensure older adults could express their views and opinions without hesitation, they introduced themselves to one another to break the ice, followed by a brainstorming session. A PowerPoint presentation was displayed to make the session more interactive, and the open-ended questions (eg, Do you know anything about the condition of sarcopenia? What do you think about exercise? How many days a week do you like to exercise? What should be the intensity of the exercise? How long should be the duration of the exercise session in a day? What kind of exercises should be there in the training in your opinion? What motivates you to exercise? What are the challenges/difficulties you face that prevent you from doing exercise? What are your thoughts on doing exercise in a group? Fun-based physical activity should be included in the exercise program. What is your opinion? What are the safety concerns while doing exercise? What is the most suitable time to do exercise? What do you think we should keep in mind while designing the exercise program?) to be discussed during the workshop were shown. For each question, the responses of each participant were recorded by two investigators (PK and GN) along with a video recording of the session (prior consent was obtained from all participants). Participants were asked to freely discuss their preferences, awareness, challenges, motivation, and barriers with each other and the investigators.

In the third step, a Delphi consensus approach was used for program production, which aimed to seek suggestions from seven (n = 7) experts to develop a reablement exercise-based intervention program specific to sarcopenic older adults residing in LTCS. An international panel of sarcopenia experts was identified from the website expertscape.com and among authors of scientific articles on sarcopenia. An expert was defined as an individual with an H-index of >3 (author profile in Scopus or Google Scholar) and at least four years of experience in geriatrics. In identifying experts, attention was given to ensure a wide geographical coverage. Experts were provided with an explanatory statement that informed them of the study's objectives, their roles and duties, and an offer of co-authorship for those completing at least one Delphi round. Google’s cloud-hosted survey application (https://www.google.com/forms/about/) was used to create the form and conduct the Delphi rounds. There were four sequential and anonymous online rounds of Delphi.

In round 1, from the identified panel of experts, an e-mail invitation was sent to seven experts seeking their participation along with an attached Google form link, which included the consent section, the section describing their roles and duties, and the component list 1 for round 1. The investigator (PK) prepared the component list-1 (incorporating the points gathered from the review in step 1 and during the workshop in step 2). The list contained 88 items divided into five sections: section 1 (resistance exercise, 31 items), section 2 (aerobic and endurance exercise, 12 items), section 3 (balance exercise, 25 items), section 4 (stretching exercise, 15 items), and section 5 (delivery of exercise, 5 items). Five days from the day of invitation were allowed to reply, followed by a reminder on the fifth day and a last reminder on the seventh day (weekends were not counted as the days in the process). If no response was received from any of the seven contacted experts within the following two days of the last reminder, an Email invitation was sent to the remaining required number of experts. The process was repeated until all the required seven experts for the Delphi process were included. After obtaining the response from all the experts, two investigators (PK and GN) analyzed the responses to identify the items that reached consensus to be retained (more than or equal to 85%), items that reached consensus not to be retained (more than or equal to 85%), and items with no consensus (less than 85%). Only items with no consensus were carried forward to the next round.

In Delphi round 2, a detailed report of round 1 and component list 2 were sent to the experts. After obtaining the response from the experts, two investigators (PK and GN) analyzed the responses to identify the items that reached consensus to be retained (more than or equal to 80%), items that reached consensus not to be retained (more than or equal to 80%), and items with no consensus (less than 80%). Only items with no consensus were carried out for the next round. The experts who did not respond were not included in the next round. In Delphi round 3, a detailed report of round 2 and component list 3 were sent to the experts. After obtaining the response from the experts, two investigators (PK and GN) analyzed the responses to identify the items that reached consensus to be retained (more than or equal to 60%), items that reached consensus not to be retained (more than or equal to 60%), and items with no consensus (less than 60%). Only items with no consensus were carried out for the next round. In Delphi round 4, the detailed report of round 3 and component list 4 were sent to the experts. The Delphi process was ended after the consensus was reached for all items (more than or equal to 60%) and the ReStart-S program was designed.

As the last step, the ReStart-S program was evaluated in a pilot study to test its feasibility among sarcopenic older adults residing in LTCS. The feasibility study was conducted in line with the Consolidated Standards of Reporting Trials (CONSORT) 2010 statement extension to the feasibility study.26 The program was evaluated in two facilities. Permission was obtained from the LTCS manager, and informed consent was obtained from all participants after a detailed explanation of the procedure was provided. A convenience sampling method was used for participant recruitment. Inclusion criteria were (1) either sex, (2) age ≥60 years, (3) Barthel index ≥60 points, (4) Minicog score ≥3, (5) presence of sarcopenia according to the Asian Working Group for Sarcopenia (AWGS) 2019 criteria.

Exclusion criteria were as follows: (1) the presence of critical or terminal illness (an end-stage disease with an estimated life expectancy of <6 months), acute infection, (2) the presence of a pacemaker and any metal implant, (3) bed bound/wheelchair bound, and (4) acute onset (<30 days) of cardiorespiratory, neurological, renal, or orthopaedic conditions.

Lean body mass was estimated using an Omron Karada Scan HBF-375 Bioelectrical Impedance Analyzer (BIA) and expressed as a skeletal muscle mass index (SMI = [percentage of skeletal muscle mass × body mass/100] ÷ height2). The AWGS 2019 cut-off values adopted were <7.0 kg/m2 for male participants and <5.7 kg/m2 for female participants. Muscle strength (handgrip) was assessed with a JAMAR digital handheld dynamometer. According to AWGS 2019, cut-off values were <28.0 kg for male participants and <18.0 kg for female participants. The grip strength of the dominant hand (the dominant hand was considered to be the one preferred for daily activities like writing or eating) was measured following a standardized procedure. Before the recording, each participant was given a trial to familiarize themselves with the procedure on their non-dominant hand. Short physical performance battery (SPPB) was used to evaluate the physical performance. The SPPB includes balancing in three positions, walking a 4-meter course for time, and performing five sit-to-stand repetitions as quickly as possible. The test score ranges from zero to twelve; each component’s maximum score is four. A total score of less than or equal to 9 indicates sarcopenia as per the AWGS 2019 criteria.

Following the screening of all the participants in the identified two LTCS, the eligible participants were categorized into possible sarcopenic, sarcopenic, and severe sarcopenic groups. The ReStart-S program was administered twice weekly for two consecutive weeks, and each session lasted for a minimum of 30 minutes. The exercises were pragmatically delivered for possible sarcopenic, sarcopenic, and severe sarcopenic groups assessed using the AWGS 2019 criteria. The intensity of the exercises was controlled using the Borg rating of perceived exertion (RPE) 6–20 scale.27 The participants performed resistance, aerobic, balance, and stretching exercises under the supervision of the investigator (PK). Exercise equipment like thera bands (yellow, blue, red, and green colour), thera tubes, dumbbells (1/2, 1, 2, and 3 Kg), and sandbags (1/2, 1, and 2 kg) were used. The feasibility outcomes included (a) number of participants found to be eligible as per the eligibility criteria, (b) willingness of eligible participants to be engaged (recruitment rate), (c) fidelity of intervention at the level of therapist (time required to explain the procedure (minutes), any challenges identified during outcome measure assessment (outcome measures assessed were SMI, grip strength, physical performance, sarcopenia quality of life questionnaire (SarQoL) Kannada version,28 a disease-specific patient reported quality of life questionnaire (https://sarqol.org/en/downloads/kannada) comprises 22 questions rated on a 3-, 4-, or 5-point Likert scale in which items are categorized into the following seven domains of dysfunction: physical and mental health, locomotion, body composition, functionality, activities of daily living, leisure activities, and fears, and Katz index of activities of daily living, which is an instrument to discover issues with activities of daily life and the index ranks the adequacy of performance in the six functions of bathing, dressing, toileting, transferring, continence, and feeding. In each of the six functions, respondents are given a yes/no score. Full function is indicated by a score of six, moderate impairment by a score of four, and severe impairment by a score of two or less29), suitable time for implementing the program, safety and risk identification, any adverse events, travelling time (minutes), acceptability of the program among participants), and (d) the fidelity of intervention at the level of the participant about the ReStart-S program as assessed on a 4-point Likert scale for the questions “Is the program comfortable?”, “Are you comfortable with the outcome measure assessed?”, and “Are the exercises included in the program suitable for you?”.

Results

The results are presented per the steps for designing the ReStart-S program.

Step 1: A logic model of the problem: A detailed description of the review has been published elsewhere.25 Resistance exercises were included in all studies, with frequency ranging from 1 to 5/week, intensity ranging from 20 to 80% of 1 repetition maximum (RM), or 6–14 points on ratings of perceived exertion (RPE), and duration per session ranging from 20 to 75 min. The intensity of aerobic exercises ranged from 50 to 70% of the estimated heart rate max or at a level of 7–17 in RPE, ranging from 6 to 30 min per session for 2–5 days/week. For balance exercises, the intensity was mentioned as the level of effort 3 on a scale of 10, and the duration per session ranged from 5 to 30 min, with a frequency of 2/3 per week. The results of the systematic review were published.25 The literature search also revealed that many studies have tested multicomponent physical activity programs among frail older adults. A systematic review has reported moderate quality of evidence that exercise among frail community-dwelling older adults improves muscle strength and physical performance.3 Likewise, a study was conducted among frail older adults residing in LTCS, which utilized a high-intensity resistance training program for lower limb muscles. The program was found to be beneficial in counteracting muscle weakness and physical frailty.30 A structured physical activity program in Lifestyle Interventions and Independence for Elders (LIFE) study was delivered to sedentary community-dwelling older adults. The intervention was multi-modal but focused mainly on improving walking ability, which is considered as primary mode of physical activity.31 Similarly, Vivifrail, a multi-modal exercise program, has been developed for the prevention of frailty and falls among community-dwelling older adults.32 The identified trials were conducted in the community setting with frail older adults as the study population. These exercise programs lack the concept of co-designing the program with the involvement of stakeholders, which adds to the novelty of the ReStart-S program. To the best of our knowledge, the IM methodology has not been used in previous trials, which makes the study the first to use the IM methodology to design the program. Also, the categorization of the exercise as per the stage of sarcopenia makes the ReStart-S unique to target the sarcopenic older adults residing in LTCS. Older adults residing in LTCS differ from their community-dwelling counterparts.33 There are notable differences in their cognitive and physical abilities, quality of life, polypharmacy, and medical conditions they may have.33–36 Hence, the recommendation for the treatment of sarcopenia in LTCS should not be drawn only from the current practice guidelines, which are more appropriate for community-dwelling older adults, necessitating having a program relevant to LTCS. This justifies the development of a ReStart-S program adaptable to sarcopenic older adults residing in LTCS. As a first step towards designing a program, a thorough review of the existing exercise gerontology literature has helped in co-designing the program as per the severity of sarcopenia.

Step 2: Program objectives and expected outcomes: One hundred seventeen (n = 117) residents and thirty-one (n = 31) caregivers were screened in six LTCS. Thirty-nine (n = 39) older adults and twenty-three (n = 23) caregivers were found to be eligible as per the inclusion criteria. Out of the six LTCS, the investigator selected three (n = 3) LTCS depending on the feasibility of conducting the workshop. Among the eligible caregivers, three (n = 3) head caregivers and/or administrators of the LTCS were purposively chosen for the workshop. The investigator discussed with the head caregiver and/or administrator the suitable older adults who can be included to be part of the workshop. Two (n = 2) older adults each from three LTCS were chosen to take part in the workshop and could provide valuable suggestions and feedback for the ReStart S program. A total of six older adults, two men and four women, and one caretaker participated in the workshop. Due to health reasons, the two caretakers were eventually unable to participate.

All participants lacked knowledge of sarcopenia. For the question related to exercise frequency, there was a variability ranging from 2 to 7 days a week, with the majority (n = 3) of older adults favouring 7 days weekly. All agreed on morning exercise sessions. Tiredness, post-exercise pain, and joint pain were the difficulties complained by participants. Responses were mixed for the questions related to the aspects the therapist should consider while designing the exercise program. Some respondents mentioned any previous fall, surgical history, and hesitancy to engage in a group among the items to consider during program design. The responses of the participants have been summarized in Table 1. Details of the workshop can be found in Supplementary Material 1 and findings of the review and workshop in Supplementary Table 1.

Table 1 Summarization of the Responses from the Workshop Conducted to Co-Design a ReStart-S

Step 3: Program production: A Delphi process was undertaken for program production. Invitations were extended to seven experts, with subsequent communication rounds being initiated based on their acceptance, rejection, or non-response. This process continued until the seven experts had accepted the invitation, resulting in a total of 22 experts being contacted during this course of action. Of them, twelve (n = 12) did not respond, three (n = 3) did not give consent, and seven (n = 7) accepted to participate. The seven experts were from geographically diverse regions of the world (India [n = 2], Sweden [n = 1], Singapore [n = 1], Taiwan [n = 1], Italy [n = 1], and the Netherlands [n = 1]) and represented the following disciplines: public health (n = 1), endocrinology (n = 1), geriatric medicine (n = 3), nutritionist (n = 1), and surgery (n = 1). Across experts, there was expertise in working with older adults clinically as well as in the research, with four (n = 4) experts having an h-index in the range of ten to twenty and the remaining three (n = 3) with an index ranging from forty to seventy. All seven completed round 1 and five completed round 2, round 3, and round 4 (response rate 71%). Those who did not participate in round 2 were not invited for the further rounds. Figure 1 summarizes the results of individual rounds of the Delphi and the flow of items throughout the process. The Delphi was conducted for four rounds, and after each round, a component list was refined according to the responses obtained.

Figure 1 Flow chart of the Delphi process.

In the first round of the Delphi process, experts reached a consensus to retain 41 items (more than or equal to 85%), while only one item was not recommended for retention (more than or equal to 85%). However, no consensus was reached for the remaining 46 items (less than 85%), which were then carried forward to the second round. During the first round, experts agreed that exercises for older adults should be tailored to their fitness level and performed under supervision in a group setting. Verbal motivation was also identified as an important factor in maintaining engagement, and enjoyable activities were recommended to improve adherence. The military press exercise was the only type of exercise that reached a consensus not to be included. The items included in the component list and details of the report of the Delphi round first can be found in Supplementary Table 2.

In the second round of the process, 18 items were recommended for retention (more than or equal to 80%), and only one item was recommended not to be retained (more than or equal to 80%). However, the experts did not reach a consensus on 27 items (less than 80%), which were then carried forward to the third round. During the second round, the complex cross-over stepping activity in the balance section was the only item that reached a consensus not to be included. The items included in the component list and details of the report of the Delphi round second can be found in Supplementary Table 3.

In the third round, only one item did not reach a consensus (less than 60%) and was carried forward to the fourth round. The item under the section on balance exercises that discussed the use of the vibration platform also reached a consensus not to retain (more than or equal to 60%). The items included in the component list and details of the report of the Delphi round third can be found in Supplementary Table 4. After the experts reached a consensus to retain one item in the fourth round (more than or equal to 60%), the Delphi process was concluded.

Step 4: Evaluation: All the residents of the two LTCS, which were twenty-four (n = 24) were screened for eligibility based on a priory decided inclusion criteria and exclusion criteria mentioned in the methods section. After screening, eight (n = 8) participants were found to be eligible and were included (two males and six females). Reasons for exclusion were as follows: wheelchair-bound (n = 2), hemiparesis due to a stroke (n = 2), refusal to participate (n = 3), acute exacerbation of cardiorespiratory disorder (n = 3), mini-cog score <3 (n = 3), bed bound (n = 1), and absence of sarcopenia (n = 2). The mean age of participants was 78.3 ± 8.3 years (males: 71.0 ± 14.1, females: 80.7 ± 5.4). None of the participants had a history of alcohol abuse, smoking, or fracture in the previous two years. All participants were right-handed and regularly engaged in physical activity. Commonly reported physical activity by participants was light walking and general active movements for 30 minutes daily. The demographic characteristics of participants are presented in Table 2 and the flowchart of participants in Figure 2.

Table 2 Demographic, Clinical, and Performance Characteristics of the Participants (n = 8)

Figure 2 Flowchart of the participant in the pilot study (step 4) to test ReStart-S feasibility among sarcopenic older adults residing in LTCS.

The eligible participants were categorized and made to sit in the group as per their sarcopenic status, with one (n = 1) possible sarcopenic, three (n = 3) sarcopenic, and four (n = 4) severe sarcopenic. The ReStart-S was delivered for four sessions (two times per week) for two weeks. The exercises were delivered and tailored as per the participant’s capacity under the supervision of a physiotherapist. The intensity of the exercise was low-moderate (6–8 RPE) with 1–2 sets of 5–7 reps/set with the type of exercises performed varied as per the sarcopenic status. After the completion of the two-week programs, feasibility outcomes were assessed. Eight out of twenty-four participants screened were eligible with a ratio of eligible to non-eligible of 1:3. All the eligible participants expressed their willingness to participate in the program.

Fidelity of intervention at the level of the therapist: The therapist was able to prescribe the exercises tailored to the participant’s capacity in accordance with the protocol. It took 7–10 minutes to explain the procedure to each participant. The evaluation of outcome measures was not particularly challenging but did require a significant amount of time. Each participant’s assessment took approximately 20–25 minutes, with the majority of the time being spent on completing the questionnaire. After analyzing the data related to the ADL it was observed that the Katz index of ADL exhibited a ceiling and floor effect. Delivery of the program in the morning was deemed appropriate. Participant safety was assessed in terms of the number and severity of adverse events attributable to the intervention that occurred during the study. The therapist did not identify any safety/risk and/or no adverse events associated with the program; however, the supervised delivery of the program was perceived as important. The travel time to reach the LTCS was on average 40–45 minutes. All participants completed the four sessions of the ReStart-S program, which was found to be highly acceptable.

Fidelity of intervention at the level of participants: The participants rated their satisfaction with the ReStart-S on the 4-point Likert scale. All participants were very comfortable with the ReStart-S. Seven participants reported that they were “very comfortable” with the outcome measures assessed, while one reported to be “comfortable”. All participants reported that the exercise included in the ReStart-S was overall very much suitable.

Detailed information on the program can be found in Tables 3-5.

Table 3 Proposed ReStart-S Program for Severe Sarcopenics

Table 4 Proposed ReStart-S Program for Sarcopenics

Table 5 Proposed ReStart-S Program for Possible Sarcopenics

Discussion

The study was conducted to co-design an exercise-based multicomponent reablement program, which we named ReStart-S. The development of the ReStart-S was carried out methodically and systematically.

The four steps of IM were chosen to develop the program. Among the existing methods to design a multi-component intervention, the IM was selected as it provides a systematic and step-by-step decision-making framework.14,37 As part of the first step of the need assessment, we conducted a literature review to identify existing exercises used for the management of sarcopenia in older adults. With this background, in the second step, a workshop was conducted with older adults and caregivers to discuss the objectives of the exercise-based reablement program. The evidence supports such an approach as the involvement of key stakeholders or patients in the planning process that enables the development of more successful interventions.14

The IM approach involves circling back to the previous steps throughout the process, which allows for re-designing and addressing all the objectives.38 The literature review of step one, followed by the older adults and caregivers’ involvement in the second step, allowed us to proceed with the third step of program production. The Delphi process was considered for program production. The Delphi method is a systematic approach to achieving consensus among experts through the independent completion of sequential questionnaires that are refined based on feedback, resulting in a convergence of opinion and eventual consensus.39 Independent and anonymous participation, controlled feedback between rounds, and removal of geographical limitations make the Delphi method a better option to choose over other consensus techniques.39,40 Four rounds of the Delphi process resulted in the consensus for the items to be included in the ReStart-S.

We circled back to the results of all the previous steps and the ReStart-S development was completed, followed by step four of the program, which is evaluation to test its feasibility. The feasibility study is an important step to be conducted before proceeding with a larger trial to test the effectiveness of the designed program.41 In the feasibility study, floor and ceiling effects were found for the Katz index of ADL, which limits the instrument’s responsiveness and suggests its removal from the list of outcome measures in a future full-scale trial. The majority of participants reported enjoying the program and appreciated its novelty in being personalized according to the participant’s capacity, ease of performing, and the use of a variety of exercise equipment. Participants also appreciated the well-planned progression of exercises. These results indicate that a larger-scale trial may be designed.

Strength and limitations: The major strength of the present study resides in its systematic approach to designing the ReStart-S. The program’s adaptability to LTCS settings and the co-designing process that involved stakeholders added a novel dimension to the study. However, the research has some limitations that warrant attention. Specifically, the intervention mapping theory-based change step was not incorporated, given that the study aimed to investigate factors other than behavioural change. Additionally, the ReStart-S was pilot-tested in a small sample of the population, which calls for further scrutiny. Feedback of older adults who do not perform exercises has not been included, which could be considered in any future co-designing study. Furthermore, the participation of a limited number of experts adds to the limitation. While the intervention lasted for two weeks, which could be seen as a limitation, it should be noted that the primary objective of the intervention was not to elicit any change in the outcome measures, but rather to ascertain the feasibility of the program. A larger trial is planned to be conducted to evaluate the effectiveness of the ReStart-S program among older adults in LTCS.

Conclusion

The newly developed ReStart-S to manage sarcopenia among older adults residing in LTCS incorporated evidence from the literature and the engagement of older adults, caregivers, and experts, making it a contextually appropriate intervention. This study also provides researchers and geriatric healthcare professionals insights into co-designing a program. The program evaluation through an ad hoc designed feasibility study provided evidence to support the design of a full-scale clinical trial.

Data Sharing Statement

The datasets used and/or analysed during the current study are available from the corresponding author upon reasonable request.

Ethical Approval and Informed Consent

This study was conducted in line with the principles of the Declaration of Helsinki. Approval was granted by the Kasturba Medical College and Kasturba Hospital Institutional Ethic Committee (IEC1: 100/2022). All participants gave their written informed consent before enrolment.

Clinical Trial Registration

The study was prospectively registered on 20/10/2022 on the Clinical Trial Registry-India (CTRI) platform. Trial registration number [CTRI/2022/10/046680]. The trial can be accessed at https://ctri.nic.in/Clinicaltrials/showallp.php?mid1=71007&EncHid=&userName=CTRI/2022/10/046680.

Funding

No funding was received for conducting this study.

Disclosure

Emanuele Marzetti has received speaker fees from Abbot, Difass International, Nestlè, and Nutricia, and consulting fees from Cepton Strategies and Pfizer, all outside of the present work. The authors report no other conflicts of interest in this work.

References

1. Cao L, Morley JE. Sarcopenia Is Recognized as an Independent Condition by an International Classification of Disease, Tenth Revision, Clinical Modification (ICD-10-CM) Code. J Am Med Dir Assoc. 2016;17(8):675–677. doi:10.1016/j.jamda.2016.06.001

2. Papadopoulou SK, Tsintavis P, Potsaki G, Papandreou D. Differences in the prevalence of sarcopenia in community-dwelling, nursing home and hospitalized individuals. A systematic review and meta-analysis. J Nutr Health Aging. 2020;24(1):83–90. doi:10.1007/s12603-019-1267-x

3. Cruz-Jentoft AJ, Landi F, Schneider SM, et al. Prevalence of and interventions for sarcopenia in ageing adults: a systematic review. Report of the International Sarcopenia Initiative (EWGSOP and IWGS). Age Ageing. 2014;43(6):748–759. doi:10.1093/ageing/afu115

4. Zhang X, Wang C, Dou Q, Zhang W, Yang Y, Xie X. Sarcopenia as a predictor of all-cause mortality among older nursing home residents: a systematic review and meta-analysis. BMJ Open. 2018;8(11):e021252. doi:10.1136/bmjopen-2017-021252

5. Tolea MI, Galvin JE. Sarcopenia and impairment in cognitive and physical performance. Clin Interv Aging. 2015;663–671. doi:10.2147/CIA.S76275

6. Yoshimura Y, Wakabayashi H, Bise T, Tanoue M. Prevalence of sarcopenia and its association with activities of daily living and dysphagia in convalescent rehabilitation ward inpatients. Clin Nutr. 2018;37(6, Part A):2022–2028. doi:10.1016/j.clnu.2017.09.009

7. Beaudart C, Demonceau C, Reginster JY, et al. Sarcopenia and health-related quality of life: a systematic review and meta-analysis. J Cachexia, Sarcopenia Muscle. 2023;14(3):1228–1243. doi:10.1002/jcsm.13243

8. Henwood T, Hassan B, Swinton P, Senior H, Keogh J. Consequences of sarcopenia among nursing home residents at long-term follow-up. Geriatr Nur. 2017;38(5):406–411. doi:10.1016/j.gerinurse.2017.02.003

9. Lewis LK, Henwood T, Boylan J, et al. Re-thinking reablement strategies for older adults in residential aged care: a scoping review. BMC Geriatr. 2021;21(1):1–12. doi:10.1186/s12877-021-02627-7

10. Rahja M, Laver K, Whitehead C, Pietsch A, Oliver E, Crotty M. A systematic review and meta-analysis of reablement interventions for people in permanent residential aged care homes. Age Ageing. 2022;51(10):afac208. doi:10.1093/ageing/afac208

11. Metzelthin SF, Rostgaard T, Parsons M, Burton E. Development of an internationally accepted definition of reablement: a Delphi study. Ageing Soc. 2022;42(3):703–718. doi:10.1017/S0144686X20000999

12. Benjamin K, Edwards N, Ploeg J, Legault F. Barriers to physical activity and restorative care for residents in long-term care: a review of the literature. J Aging Phys Act. 2014;22(1):154–165. doi:10.1123/japa.2012-0139

13. Harvey G, Kitson A. PARIHS revisited: from heuristic to integrated framework for the successful implementation of knowledge into practice. Implement Sci. 2015;11(1):1–13. doi:10.1186/s13012-016-0398-2

14. Fernandez ME, Ruiter RA, Markham CM, Kok G. Intervention mapping: theory-and evidence-based health promotion program planning: perspective and examples. Front Public Health. 2019;7:209. doi:10.3389/fpubh.2019.00209

15. Bartholomew LK, Parcel GS, Kok G. Intervention mapping: a process for developing theory and evidence-based health education programs. Health Educ Behav. 1998;25(5):545–563. doi:10.1177/109019819802500502

16. Eldredge LKB, Markham CM, Ruiter RA, Fernández ME, Kok G, Parcel GS. Planning Health Promotion Programs: An Intervention Mapping Approach. John Wiley & Sons; 2016.

17. Yang C, Lee DTF, Wang X, Chair SY. Developing a Medication Self-Management Program to Enhance Medication Adherence Among Older Adults With Multimorbidity Using Intervention Mapping. Gerontologist. 2023;63(4):637–647. doi:10.1093/geront/gnac069

18. Walters ME, Dijkstra A, de Winter AF, Reijneveld SA. Development of a training programme for home health care workers to promote preventive activities focused on a healthy lifestyle: an intervention mapping approach. BMC Health Serv Res. 2015;15(1):263. doi:10.1186/s12913-015-0936-7

19. Burrell B, Jordan J, Crowe M, et al. Using intervention mapping to design a self‐management programme for older people with chronic conditions. Nurs Inq. 2019;26(1):e12265. doi:10.1111/nin.12265

20. Boekhout JM, Peels DA, Berendsen BA, Bolman CA, Lechner L. An eHealth Intervention to Promote Physical Activity and Social Network of Single, Chronically Impaired Older Adults: adaptation of an Existing Intervention Using Intervention Mapping. JMIR Res Protoc. 2017;6(11):e230. doi:10.2196/resprot.8093

21. Izquierdo M, Merchant R, Morley J, et al. International exercise recommendations in older adults (ICFSR): expert consensus guidelines. J Nutr Health Aging. 2021;25(7):824–853. doi:10.1007/s12603-021-1665-8

22. Zanker J, Sim M, Anderson K, et al. Consensus guidelines for sarcopenia prevention, diagnosis and management in Australia and New Zealand. J Cachexia, Sarcopenia Muscle. 2023;14(1):142–156. doi:10.1002/jcsm.13115

23. Lim WS, Cheong C, Lim J, et al. Singapore Clinical Practice Guidelines For Sarcopenia: screening, Diagnosis, Management and Prevention. J Frailty Aging. 2022;11(4):348–369. doi:10.14283/jfa.2022.59

24. Coelho HJ, Marzetti E. Is there enough evidence to prescribe exercise to older adults living in residential care? Lancet Healthy Longev. 2023;4(6):e237–e238. doi:10.1016/S2666-7568(23)00063-6

25. Kumar P, Umakanth S, Girish N. A review of the components of exercise prescription for sarcopenic older adults. Eur Geriatr Med. 2022;13(6):1245–1280. doi:10.1007/s41999-022-00693-7

26. Eldridge SM, Chan CL, Campbell MJ, et al. CONSORT 2010 statement: extension to randomised pilot and feasibility trials. Pilot Feasibility Stud. 2016;2(1):64. doi:10.1186/s40814-016-0105-8

27. Morishita S, Tsubaki A, Nakamura M, Nashimoto S, Fu JB, Onishi H. Rating of perceived exertion on resistance training in elderly subjects. Expert Rev Cardiovasc Ther. 2019;17(2):135–142. doi:10.1080/14779072.2019.1561278

28. Kumar P, Umakanth S, Girish N. Psychometric performance of the Kannada version of sarcopenia quality of life questionnaire (SarQoL®). BMC Musculoskelet Disord. 2023;24(1):445. doi:10.1186/s12891-023-06559-8

29. Katz S. The index of ADL: a standardized measure of biological and psychosocial function. J Am Med Assoc. 1963;185(12):914–919. doi:10.1001/jama.1963.03060120024016

30. Fiatarone MA, O’Neill EF, Ryan ND, et al. Exercise training and nutritional supplementation for physical frailty in very elderly people. N Engl J Med. 1994;330(25):1769–1775. doi:10.1056/NEJM199406233302501

31. Fielding RA, Rejeski WJ, Blair S, et al. The lifestyle interventions and Independence for elders study: design and methods. J Gerontol Ser Biomed Sci Med Sci. 2011;66(11):1226–1237.

32. Casas-Herrero A, Anton-Rodrigo I, Zambom-Ferraresi F, et al. Effect of a multicomponent exercise programme (VIVIFRAIL) on functional capacity in frail community elders with cognitive decline: study protocol for a randomized multicentre control trial. Trials. 2019;20(1):1–12. doi:10.1186/s13063-019-3426-0

33. Onder G, Carpenter I, Finne-Soveri H, et al. Assessment of nursing home residents in Europe: the Services and Health for Elderly in Long TERm care (SHELTER) study. BMC Health Serv Res. 2012;12(1):5. doi:10.1186/1472-6963-12-5

34. de Souto Barreto P, Lapeyre-Mestre M, Mathieu C, et al. A multicentric individually-tailored controlled trial of education and professional support to nursing home staff: research protocol and baseline data of the IQUARE study. J Nutr Health Aging. 2013;17(2):173–178. doi:10.1007/s12603-013-0008-9

35. Olsen C, Pedersen I, Bergland A, et al. Differences in quality of life in home-dwelling persons and nursing home residents with dementia – a cross-sectional study. BMC Geriatr. 2016;16(1):137. doi:10.1186/s12877-016-0312-4

36. Akosile CO, Igwemmadu CK, Okoye EC, et al. Physical activity level, fear of falling and quality of life: a comparison between community-dwelling and assisted-living older adults. BMC Geriatr. 2021;21(1):12. doi:10.1186/s12877-020-01982-1

37. Colquhoun HL, Squires JE, Kolehmainen N, Fraser C, Grimshaw JM. Methods for designing interventions to change healthcare professionals’ behaviour: a systematic review. Implement Sci. 2017;12(1):1–11. doi:10.1186/s13012-017-0560-5

38. Fernandez ME, Ruiter RA, Markham CM, Kok G. Intervention mapping: theory-and evidence-based health promotion program planning: perspective and examples. Front Public Health. 2019;7:209. doi:10.3389/fpubh.2019.00209

39. Keeney S, McKenna HA, Hasson F. The Delphi Technique in Nursing and Health Research. Wiley; 2011.

40. Keeney S, Hasson F, McKenna HP. A critical review of the Delphi technique as a research methodology for nursing. Int J Nurs Stud. 2001;38(2):195–200. doi:10.1016/S0020-7489(00)00044-4

41. Arain M, Campbell MJ, Cooper CL, Lancaster GA. What is a pilot or feasibility study? A review of current practice and editorial policy. BMC Med Res Methodol. 2010;10(1):67. doi:10.1186/1471-2288-10-67

Creative Commons License © 2024 The Author(s). This work is published and licensed by Dove Medical Press Limited. The full terms of this license are available at https://www.dovepress.com/terms.php and incorporate the Creative Commons Attribution - Non Commercial (unported, v3.0) License. By accessing the work you hereby accept the Terms. Non-commercial uses of the work are permitted without any further permission from Dove Medical Press Limited, provided the work is properly attributed. For permission for commercial use of this work, please see paragraphs 4.2 and 5 of our Terms.