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Evaluation of response from axitinib per Response Evaluation Criteria in Solid Tumors versus Choi criteria in previously treated patients with metastatic renal cell carcinoma

Authors Karakiewicz P, Nott L, Joshi A, Kannourakis G, Tarazi J, Alam M, Dror V

Received 16 December 2015

Accepted for publication 8 March 2016

Published 12 May 2016 Volume 2016:9 Pages 2855—2863


Checked for plagiarism Yes

Review by Single anonymous peer review

Peer reviewer comments 2

Editor who approved publication: Professor Min Li

Pierre I Karakiewicz,1 Louise Nott,2 Abhishek Joshi,3 George Kannourakis,4,5 Jamal Tarazi,6 Mahmood Alam7

1Cancer Prognostics and Health Outcomes Unit, University of Montreal Health Center, Montreal, QC, Canada; 2Department of Haematology and Oncology, Royal Hobart Hospital, Hobart, TAS, 3Townsville Cancer Centre, Townsville Hospital, James Cook University, Townsville, QLD, 4Fiona Elsey Cancer Research Institute, Ballarat, 5Ballarat Oncology and Haematology Services, Wendouree, VIC, Australia; 6Clinical Development, Pfizer Oncology, San Diego, CA, USA; 7Regional Medical Affairs, Pfizer Oncology, Asia Pacific Region, West Ryde, NSW, Australia

Background: Axitinib, a selective and potent tyrosine kinase inhibitor of vascular endothelial growth factor receptors, was available to patients from Canada and Australia, prior to regulatory approval of axitinib in these countries, for treatment of clear-cell metastatic renal cell carcinoma (mRCC) after failure of one prior systemic regimen.
Methods: This single-arm, open-label study of axitinib evaluated the efficacy, safety, and quality of life (QoL) in patients with mRCC whose disease progressed after one prior systemic first-line regimen. Primary objective was objective response rate evaluated per Response Evaluation Criteria in Solid Tumors (RECIST) and Choi criteria. Progression-free survival, overall survival, safety, and QoL were secondary end points. Due to the small study size, analyses comprised of descriptive statistics.
Results: Fifteen patients were recruited, five from Canada and ten from Australia, over a limited recruitment period. Thirteen patients received sunitinib as prior therapy. All patients had clear-cell carcinoma, eleven had prior nephrectomy. Liver, lung, and lymph nodes were the most frequent sites of metastases; one patient had brain metastasis. Median time on axitinib was 118.0 days (range: 3.5–645.0 days); estimated survival probability at 12 months was 57.8%. Two (13.3%) patients had objective responses per RECIST versus nine (60.0%) per Choi criteria. Six patients had progressive disease based on RECIST versus three per Choi criteria. Nine (60.0%) events of progression or death occurred by the end of study, and three patients continued to receive the study drug. Fatigue (33%) and diarrhea (20%) were the most common grade ≥3 all-causality, treatment-emergent adverse events. The mean change in European Quality of Life – 5 Dimensions score from baseline to end of treatment was -0.0837.
Conclusion: The small number of patients and lack of a comparator arm limit the ability to draw definitive conclusions; however, safety and efficacy profiles of axitinib were consistent with reports from previous studies in patients with mRCC, and patients generally maintained QoL. The sizeable difference observed in objective response rate by RECIST versus Choi criteria merits further research.

Keywords: RECIST, objective response rate, metastatic, vascular endothelial growth factor receptor inhibitor


Kidney cancer accounts for 2%–3% of all adult cancers and was newly diagnosed in 337,860 people in 2012 worldwide, resulting in >143,000 deaths.1 Approximately 90% of kidney cancers are renal cell carcinoma (RCC) and 85% of those are clear-cell tumors.2 Treatment of metastatic RCC (mRCC) has been transformed in the last decade with the development of agents that target tumor angiogenesis by inhibiting either the vascular endothelial growth factor (VEGF) pathway313 or the mammalian target of rapamycin pathway.14,15

Axitinib (Inlyta®; Pfizer Inc, New York, NY, USA16) is an oral, potent, and selective second-generation inhibitor of VEGF receptors 1, 2, and 3.17 In the global Phase III AXIS trial, axitinib demonstrated superior efficacy over sorafenib in patients with mRCC after failure of one prior systemic therapy.18 Median progression-free survival (PFS) was 6.7 months (95% CI: 6.3–8.6) with axitinib compared with 4.7 months (95% CI: 4.6–5.6) with the active comparator, sorafenib (hazard ratio, 0.665; 95% CI: 0.544–0.812, one-sided P<0.0001). Axitinib is approved in 66 countries, including the USA,16 European Union, Japan, and South Korea, for treatment of previously treated patients with advanced RCC.

Tumor response to treatment has been traditionally evaluated using Response Evaluation Criteria in Solid Tumors (RECIST), which monitors changes in tumor size.19 With the introduction of targeted therapies, the use of RECIST criteria has often been questioned. It is based on tumor size measurements, whereas many targeted agents do not necessarily change tumor size but decrease tumor vascularization and cause necrosis; evaluation based on only size can lead to underestimation of tumor response to treatment. The Choi criteria were therefore introduced.20 These criteria evaluate changes in tumor size and density and were found to be effective in assessing early response to treatment in gastrointestinal stromal tumors (GISTs),2023 hepatocellular carcinoma,24,25 and high-risk soft tissue sarcoma.26 Choi criteria were also valuable in early detection of response to sunitinib in patients with mRCC.27

We report results from a compassionate use study that provided access to axitinib treatment to Canadian and Australian patients with mRCC whose disease progressed after one prior systemic therapy. Axitinib became commercially available in Canada and Australia while the study was ongoing. The primary objective of this study was to determine overall (complete + partial) objective response rate (ORR) per RECIST criteria, Version 1.1. Choi criteria were also used to assess response, and the results were compared with RECIST. Secondary objectives included assessment of PFS, overall survival (OS), safety, and quality of life (QoL) measures.



Patients included in this study were men and nonpregnant, nonlactating women aged 18 years or older with histologically or cytologically confirmed mRCC with a component of clear-cell subtype who failed a prior single line of therapy with either a single agent or a combination of any of the following agents: interleukin-2, interferon, bevacizumab, sunitinib, pazopanib, tivozanib, temsirolimus, or everolimus. Patients had evidence of disease, with at least one measurable lesion as per RECIST Version 1.1; Eastern Cooperative Oncology Group performance status (ECOG PS) 0 or 1; adequate renal, hepatic, and hematologic organ function; life expectancy of at least 12 weeks; at least 2 weeks since the end of prior systemic treatment (4 weeks for bevacizumab plus interferon-α), radiotherapy, or surgical procedure; and no uncontrolled hypertension (>140/90 mmHg), based on two baseline blood pressure (BP) readings taken at least 1 hour apart.

Key exclusion criteria included having major bowel-penetrating surgery within <4 weeks of starting the study treatment; active peptic ulcer disease in the past 6 months or active gastrointestinal bleeding in the past 3 months; current or anticipated use of potent inhibitors of cytokine P450 (CYP) 3A4/5 or inducers of CYP3A4/5 or CYP1A2; anticoagulant therapy with oral vitamin K antagonists; evidence of symptomatic or untreated brain metastases, spinal cord compression, carcinomatous meningitis, or active seizure disorder; myocardial infarction, uncontrolled angina, coronary/peripheral artery bypass graft, symptomatic congestive heart failure, cerebrovascular accident or transient ischemic attack, or aneurism at risk of rupture within 12 months prior to study drug administration; or history of a malignancy other than RCC.

Study design

This was a single-arm, open-label, multicenter study of axitinib in patients with mRCC whose disease progressed after one prior systemic first-line regimen containing single or combination therapy with a cytokine, VEGF, or mammalian target of rapamycin inhibitor or those who discontinued due to prohibitive toxicity. The study was conducted in two countries: Australia (three centers) and Canada (one center).

The study protocol, amendments, and informed consent forms were reviewed and approved by the institutional review board or independent ethics committee at each study center (Table S1). The study was conducted in accordance with the protocol, International Conference on Harmonization Good Clinical Practice guidelines, and applicable local regulatory requirements and laws. Informed consent was obtained from each patient prior to study initiation. This trial is registered on, identifier NCT01473043.


Axitinib was taken orally with or without food at starting dose of 5 mg twice daily on a continuous basis, as established previously.18 Dose titration was based on BP response and toxicity experienced as previously described.18 Study treatment was administered in cycles of 4 weeks in duration.


Baseline tumor assessments included computed tomography/magnetic resonance imaging scans of the brain, chest, abdomen, pelvis, and bone. Computed tomography/magnetic resonance imaging scans (except brain) were repeated every 8 weeks. Data on best response, PFS, and time to progression were collected according to RECIST Version 1.1.28 Bone or brain scans were only required if clinically indicated. Responses were evaluated by the respective radiologist at each site. Tumor response was also assessed based on Choi criteria using the same target lesions used for baseline estimation as per RECIST. The radiologists in each center received training in the interpretation of Choi criteria. Density measurements were performed by drawing a perimeter around the target lesion and documenting the pixel value in Hounsfield Units. After measuring the densities of all identified target lesions, a total sum value of densities was recorded at baseline and was used as a reference point to assess response on follow-up measurements. Assessment of tumor response per Choi criteria was as described previously,20 where complete response is based on size criteria only and partial response is based on a decrease ≥15% in density of the sum value from baseline (Table 1). Per protocol, patients were to be followed-up for survival every 3 months for up to 2 years after last patient/first visit; however, follow-up was only completed until the end date of the study, March 12, 2014.

Table 1 Comparison of Choi and RECIST 1.1 criteria
Abbreviations: RECIST, Response Evaluation Criteria in Solid Tumors; CT, computed tomography; PR, partial response.

Safety was assessed in all patients by adverse events (AEs) graded according to National Cancer Institute Common Terminology Criteria for Adverse Events Version 4.0. All observed or volunteered AEs (serious and nonserious), their severity, and relationship to the investigational drug were reported throughout the study. Physical examination, including the assessment of all body systems (including neurologic assessment), the measurement of body weight, height, pulse, and temperature, and the assessment of ECOG PS was performed at baseline, on day 1 (if >7 days since baseline), every 4 weeks, and at end of study treatment. A single 12-lead electrocardiogram was performed on all patients at screening. Additional electrocardiograms were performed as clinically indicated.

BP was monitored at each clinic visit and at least twice daily at home by the patient prior to taking each dose of axitinib. Patients were instructed to inform their doctor immediately if systolic BP was >150 mmHg, diastolic BP >100 mmHg, or if symptoms perceived to be related to elevated BP (eg, headache and visual disturbance) developed. Laboratory tests for hematology, chemistry, and biochemistry were performed at baseline, day 1 (if >7 days since baseline), every 4 weeks, and end of study treatment. Thyroid function tests (free triiodothyronine, free thyroxine, and thyroid-stimulating hormone) were performed at baseline (cycle 1 day 1, predose), cycle 1 day 15, cycle 2 day 1, cycle 3 day 1, cycle 4 day 1, cycle 5 day 1, and beginning with cycle 6 day 1, every 8 weeks thereafter.

Patient-reported outcomes were assessed using the European Quality of Life – 5 Dimensions (EQ-5D)24 questionnaire administered on cycle 1 day 1 before dosing and before any other clinical assessments, then every 4 weeks while on study, at end of study treatment/withdrawal, and at follow-up (28 days after last dose). EQ-5D summary results were derived by combining one level from each of the five EQ-5D dimensions (mobility, self-care, usual activities, pain/discomfort, and anxiety/depression) and converting to a single summary index. Possible EQ-5D scores range from −0.594 to 1, with low scores representing a higher level of dysfunction. For the EuroQol Visual Analogue Scale, patients rated their overall health status from 0 (worst imaginable) to 100 (best imaginable).

Statistical analyses

The primary efficacy end point was ORR as assessed by the investigator. ORR was defined as the proportion of patients with confirmed complete response or confirmed partial response according to RECIST.19 Confirmed responses were those that persisted on repeat-imaging study at least 4 weeks after the initial documentation of response. Patients who did not have on-study radiographic tumor reevaluation or who died, progressed, or discontinued for any reason prior to reaching a complete or partial response were counted as nonresponders in the assessment of ORR. A patient who initially met the criteria for a partial response and then subsequently confirmed as a complete responder was assigned a best response of complete response. Response status was also defined and summarized based on Choi criteria in a similar manner as for the response status defined by RECIST.20

Secondary end points included PFS, defined as the time from date of first dose of study drug to first documentation of objective tumor progression or death. Clinical benefit rate was defined as the proportion of patients with confirmed complete response, confirmed partial response, or stable disease for ≥8 weeks to treatment failure. OS was defined as the time from date of first dose of study drug to first documentation of death due to any cause.

Efficacy, safety, and patient-reported outcomes were analyzed in the full analysis set (ie, all enrolled patients who received at least one dose of axitinib during the study period). This study was noncomparative, and no inferential statistical analyses were planned. Analyses consisted of descriptive statistics and corresponding 95% two-sided CIs when appropriate. PFS and OS were summarized using Kaplan–Meier method and displayed graphically. The median event time was provided for PFS and OS. All data summaries and tabulations were prepared by using SAS® Version 9.2 (SAS Institute Inc., Cary, NC, USA).


Patients and treatment

Between March 1, 2012, and March 12, 2014, 15 previously treated patients with mRCC (five from one center in Canada and ten from three centers in Australia) were enrolled in the study and included in the full analysis set. Demographic and baseline characteristics are presented in Table 2. The mean age of patients was 55.1 years, and 12 (80.0%) patients were <65 years of age. Seven (46.7%) patients had ECOG PS 0 and eight (53.3%) had ECOG PS 1. Eleven (73.3%) patients had previous surgery for nephrectomy. Prior treatment regimens included sunitinib-containing (n=13), pazopanib-containing (n=1), and tivozanib-containing (n=1) therapies. Median time on axitinib was 118.0 days (range: 3.5–645.0 days). The median daily dose was 13.5 mg (range: 4.33–19.27 mg). Thirteen (86.7%) patients had their daily dose increased >10 mg for at least two consecutive doses at any time during the study. Five (33.3%) patients had their daily dose reduced <10 mg for at least two consecutive doses at any time during the study.

Table 2 Patient demographics and baseline characteristics
Notes: Data are n (%) unless noted. aECOG PS from case report forms; last measure taken before dosing on or before randomization date. bMSKCC risk groups were classified using the following three risk factors: low serum hemoglobin (less than the lower limit of normal), high corrected serum calcium (>10 mg/dL), and ECOG PS (0 versus 1).38
Abbreviations: ECOG PS, Eastern Cooperative Oncology Group performance status; MSKCC, Memorial Sloan-Kettering Cancer Center.


Two (13.3%) patients had a confirmed partial response as assessed by the investigator using RECIST compared with nine (60.0%) patients when Choi criteria were applied (Table 3). Of the nine patients who had partial response per Choi, RECIST criteria categorized two with partial response, four with stable disease, one with indeterminate response, and two with progressive disease. No complete responses were reported with either criteria, four patients had stable disease and six patients had progressive disease per RECIST, whereas no patient had stable disease and three patients had progressive disease per Choi criteria (Table 3). Six (40.0%) patients had a clinical benefit according to RECIST. Nine (60%) events of progression or death were reported at study end and three patients continued on study drug. A median PFS of 2.5 months (95% CI: 1.7 – not estimable; Figure 1) was observed. The estimated survival probability at 12 months was 57.8% (95% CI: 29.0–78.4). Eight patients were alive at the time of study closure and were not followed-up further for OS, thus limiting further interpretation of OS data.

Table 3 Best response according to RECIST and Choi criteria following treatment with axitinib: full analysis set
Note: aUsing exact method based on binomial distribution.
Abbreviations: RECIST, Response Evaluation Criteria in Solid Tumors; ORR, overall response rate; CI, confidence interval.

Figure 1 Kaplan–Meier curve estimate for progression-free survival (derived investigator’s assessment): full analysis set.
Abbreviations: NE, not estimable; PFS, progression-free survival; CI, confidence interval.


Treatment-emergent AEs (TEAEs) are shown in Table 4. Overall, 15 (100%) patients experienced a total of 176 TEAEs. Six (40.0%) patients experienced treatment-emergent serious AEs; four (26.7%) experienced treatment-emergent, treatment-related serious AEs. Three (20.0%) patients discontinued treatment due to TEAEs. The most common all-grade, all-causality TEAEs (% patients) were fatigue (73.3%), diarrhea (60.0%), and decreased appetite (53.3%). The most common grade ≥3 all-causality TEAEs were fatigue (33.3%) and diarrhea (20.0%). Seven (46.7%) patients died during the study: one (6.7%) patient during treatment and six (40.0%) patients during follow-up. The cause of death in all cases was mRCC related. No patients had arterial thromboembolic events, gastrointestinal perforation, hemorrhage, hepatic disorders, or venous thrombolic events. No patients had AEs related to hematology parameters. One (6.7%) patient had an AE related to chemistry parameters (grade 2 hypercalcemia) and two (13.3%) had AEs related to urinalysis parameters (grade 3 proteinuria). Two (13.3%) patients had grade 1 hyperthyroidism, one (6.7%) had grade 2 hyperthyroidism, one (6.7%) had grade 1 blood thyroid-stimulating hormone increase, and one (6.7%) patient had grade 1 abnormal thyroid function test.

Table 4 Treatment-emergent, all-causality adverse events experienced by >10% of patients
Abbreviations: MedDRA, Medical Dictionary for Regulatory Activities v16.1 coding dictionary; PPE, palmar-plantar erythrodysesthesia.

Patient-reported outcomes

Mean EQ-5D score at baseline was 0.7947, and mean change from baseline to end of treatment was -0.0837. Mean EuroQol Visual Analogue Scale score at baseline was 73.3, and mean change from baseline to end of treatment was −6.5.


Although limited by the small number of patients and the lack of a reference arm, the efficacy results observed in previously treated Canadian and Australian patients with mRCC treated with axitinib in the current study are consistent with previous studies18,2931 and provide further support for the use of axitinib in patients with mRCC whose disease progressed after one prior systemic therapy.

Response rate following axitinib treatment was higher using Choi criteria than RECIST criteria. These results are consistent with previous studies in patients with metastatic GIST, where more patients were responders by Choi than by RECIST criteria, respectively, after treatment with imatinib (84% versus 48%)21 or sunitinib (31% versus 2%).32 Studies in patients with hepatocellular carcinoma also showed that more patients met Choi response criteria than RECIST, respectively, after treatment with transarterial radioembolization (78% versus 22%)25 or sorafenib (38% versus 15%).33 However, there are contradicting results regarding the ability of Choi criteria to better predict therapeutic benefit than RECIST. One study in GIST showed that responders by Choi criteria were correlated with significantly longer time to progression and disease-specific survival than nonresponders, whereas by RECIST, responders were not significantly correlated with time to progression or disease-specific survival compared with nonresponders.21 Similarly, a study in hepatocellular carcinoma showed that responders according to Choi criteria had a significantly longer time to progression (median: 280 days versus 166 days) and OS (median: 442 days versus 247 days) than nonresponders, respectively, whereas based on RECIST, responders did not have improved time to progression or OS compared with nonresponders.25 However, other studies in GIST and in high-grade soft-tissue sarcomas demonstrated that although more patients had response based on Choi criteria compared with RECIST, the absence of progression (partial response plus stable disease) was the most important predictive marker of therapeutic benefit regardless of response criteria used.26,32

Choi criteria have not been studied widely in the context of mRCC and ours is the first study of axitinib administered as second-line treatment in patients with mRCC whose tumor responses were evaluated using both RECIST 1.1 and Choi criteria. A previous study in patients with mRCC treated with sunitinib showed that at first evaluation, more patients experienced tumor response based on Choi versus RECIST criteria, respectively (partial response: n=36 versus 7; stable disease: n=6 versus 38; and progressive disease: n=13 versus 10).27 Furthermore, at first evaluation, response by Choi criteria was a significantly better predictor of PFS and OS than response by RECIST. However, when best response (partial response plus stable disease ≥12 weeks) was taken into account, Choi criteria were not superior to RECIST criteria in predicting PFS or OS in patients with mRCC treated with sunitinib.27 Results from our study, albeit small, are in line with most of the published data. As predicted, there were a higher number of patients with partial response when Choi criteria were applied. This is understandable, as the decreased vascularity or necrotic tumor cells within the target lesion may not immediately result in a change in size; however, they would have a different density that can be accurately checked if Choi criteria are used. In some cases, this may mean an underevaluation of clinical benefit and a premature discontinuation of treatment for the patient.

Maintaining the highest possible QoL is another goal for the treatment of mRCC. Patients treated with axitinib were generally able to maintain QoL while on treatment, before their disease progressed. No new safety concerns were identified, and the most commonly reported AEs (fatigue, diarrhea, and decreased appetite) were consistent with those reported previously in patients with mRCC treated with axitinib18,29,30,34 or other inhibitors of the VEGF pathway.6,3537

The results from this study should be viewed with respect to its limitations. This was a single-arm study with a small number of patients; therefore, data observed in this study had to be compared with efficacy and safety profiles of axitinib observed in previous clinical studies. Also, tumor response was assessed by the study radiologists and not by an independent review committee. In addition, the study ended prematurely, and patients were not followed-up for survival for up to 2 years, as planned, but only until the end date of the study.


This study provided early access to axitinib for Australian and Canadian patients who failed one prior therapy for mRCC. The small number of patients and the lack of a reference arm in this study limit the ability to draw definitive conclusions. However, the safety and efficacy profiles of axitinib in this study were consistent with those seen in previous studies in patients with mRCC and generally enabled patients to maintain QoL. The sizeable difference observed in ORR between RECIST and Choi criteria (13% versus 60%, respectively) indicates that the use of Choi criteria to assess tumor response in patients with mRCC merits further research in a larger, prospective, and randomized study.


The study was sponsored by Pfizer Inc. Medical writing support was provided by Vardit Dror, PhD, of Engage Scientific Solutions and was funded by Pfizer Inc.


Mahmood Alam and Jamal Tarazi are full time employees of Pfizer Inc. and declare stock options from Pfizer Inc. Pierre I Karakiewicz, Louise Nott, Abhishek Joshi, and George Kannourakis report no conflicts of interest in this work.



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Supplementary material

Table S1 List of study centres and corresponding ethics committees or institutional review board.

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