Automated oxygen titration and weaning with FreeO2 in patients with acute exacerbation of COPD: a pilot randomized trial
Authors Lellouche F, Bouchard P, Roberge M, Simard S, L'Her E, Maltais F, Lacasse Y
Received 15 May 2016
Accepted for publication 25 June 2016
Published 24 August 2016 Volume 2016:11(1) Pages 1983—1990
Checked for plagiarism Yes
Review by Single-blind
Peer reviewer comments 2
Editor who approved publication: Dr Richard Russell
François Lellouche,1 Pierre-Alexandre Bouchard,1 Maude Roberge,1 Serge Simard,1,2 Erwan L’Her,1,3 François Maltais,1 Yves Lacasse1
1Research Centre, 2Biostatistics Department, Quebec Heart and Lung Institute, Laval University, 3Emergency Medicine, Hôtel-Dieu de Lévis, Laval University, Quebec City, QC, Canada
Introduction: We developed a device (FreeO2) that automatically adjusts the oxygen flow rates based on patients’ needs, in order to limit hyperoxia and hypoxemia and to automatically wean them from oxygen.
Objective: The aim of this study was to evaluate the feasibility of using FreeO2 in patients hospitalized in the respiratory ward for an acute exacerbation of COPD.
Methods: We conducted a randomized controlled trial comparing FreeO2 vs manual oxygen titration in the respiratory ward of a university hospital. We measured the perception of appropriateness of oxygen titration and monitoring in both groups by nurses and attending physicians using a Likert scale. We evaluated the time in the target range of oxygen saturation (SpO2) as defined for each patient by the attending physician, the time with severe desaturation (SpO2 <85%), and the time with hyperoxia (SpO2 >5% above the target). We also recorded length of stay, intensive care unit admissions, and readmission rate. Fifty patients were randomized (25 patients in both groups; mean age: 72±8 years; mean forced expiratory volume in 1 second: 1.00±0.49 L; and mean initial O2 flow 2.0±1.0 L/min).
Results: Nurses and attending physicians felt that oxygen titration and monitoring were equally appropriate with both O2 administration systems. The percentage of time within the SpO2 target was significantly higher with FreeO2, and the time with severe desaturation and hyperoxia was significantly reduced with FreeO2. Time from study inclusion to hospital discharge was 5.8±4.4 days with FreeO2 and 8.4±6.0 days with usual oxygen administration (P=0.051).
Conclusion: FreeO2 was deemed as an appropriate oxygen administration system by nurses and physicians of a respiratory unit. This system maintained SpO2 at the target level better than did manual titration and reduced periods of desaturation and hyperoxia. Our results also suggest that FreeO2 has the potential to reduce the hospital length of stay.
Keywords: oxygen inhalation therapy, technological innovations, hypoxia, hyperoxia, closed-loop
A Letter to the Editor has been received and published for this article.
Patients with COPD who are hospitalized for an acute exacerbation often receive oxygen therapy as a part of their treatment. Despite current recommendations,1 oxygen therapy is often suboptimally adjusted during acute exacerbation of COPD, with episodes of both hypoxemia and hyperoxia reported.2 Hyperoxia may be particularly problematic in COPD because of its association with hypercapnia,3–7 especially in the acute phase of exacerbations,3,4,8 where it may be associated with adverse clinical outcomes, including respiratory acidosis and even increased mortality.4,8,9 Continuous adjustment of oxygen flows is time consuming, and clinicians are more concerned with oxygen desaturation than with hyperoxia, potentially leading to the utilization of higher than required oxygen flows for longer than necessary.
Closed-loop adjustment of oxygen administration based on pulsed oxygen saturation (SpO2) may optimize oxygen therapy and improve patients’ safety.10 We recently developed a closed-loop device, FreeO2, that automatically adjusts the oxygen flows administered to spontaneously breathing patients to maintain SpO2 in a predefined target set by physicians and to progressively and automatically wean patients from oxygen.11 This pilot trial was intended to test the acceptability of FreeO2 by nurses and attending physicians and the potential clinical impact of using such a device in patients hospitalized in the respiratory ward for acute exacerbation of COPD. Our hypotheses were that 1) nurses and physicians would conclude that FreeO2 is an acceptable oxygen administration device, 2) time spent in the target SpO2 zone would be increased by automatic O2 flow adjustments in comparison to manual O2 titration, and 3) weaning time from oxygen would be shortened by the automatic O2 adjustment device (FreeO2).
We conducted a randomized trial (Clinical Trial Registration: NCT01393015) comparing manual oxygen titration and automated oxygen adjustment with FreeO2 in patients hospitalized for an acute exacerbation of COPD in whom oxygen therapy was prescribed by the attending physician based on the documentation of resting hypoxemia (SpO2 <90%). We included patients aged ≥40 years with a past or current smoking history of at least 10 pack-years. Patients had to maintain an SpO2 of ≥92% with supplemental oxygen at a maximum flow rate of 8 L/min. We excluded patients admitted for >24 hours, patients infected with multidrug-resistant bacteria, patients on intermittent noninvasive ventilation (including CPAP for obstructive sleep apnea), and patients with cognitive impairment precluding informed consent or collaboration. The study was conducted at the Institut Universitaire de Cardiologie et de Pneumologie de Québec. The study was approved by the Institutional Ethics Committee (# 20694), and a signed consent was obtained from each participant.
The FreeO2 system automatically adjusts oxygen flow rates administered via nasal cannula or nonocclusive mask, using a closed-loop algorithm based on physiological data.11 It also provides continuous monitoring of respiratory parameters in spontaneously breathing patients.11 The main parameter that is monitored within this closed-loop system is SpO2 that continuously feeds the algorithm at a rate of 1 value/s. A proportional integral controller adjusts the oxygen flow delivered by a mass-flow controller from 0 L/min to 20 L/min (flow accuracy ±0.1 L/min), with the aim of maintaining SpO2 at a predefined target. The system was developed by the authors (FL and ELH) in collaboration with the Department of Electronic and Informatics Engineering, Laval University, Quebec (Figure 1).
Randomization was conducted with sealed envelopes after inclusion of the patients in the study. Randomization sequences were externally generated using www.random.org. Patients were allocated to either 1) automated oxygen titration by FreeO2 with continuous monitoring of physiological parameters, including SpO2 and oxygen flow rates (FreeO2 arm), at bedside and remotely at the nursing station or 2) manual oxygen administration with bedside titration from usual oxygen flowmeter (rotameter) and usual oxygen monitoring with bedside pulsed oximetry (control arm). In the control group, the nurses manually adjusted the oxygen flows guided by local protocols and by SpO2 target provided by the attending physician before randomization. SpO2 monitoring was conducted as per the local practice (ie, approximately three times per day). However, there were no specific training to the oxygen management guidelines and no recording of the compliance to these guidelines. In the FreeO2 arm, oxygen was titrated automatically every second to maintain SpO2 in the target zone set by the attending physician before randomization.
The principal investigators of the study did not manage the patients included in the study and were not involved in the treatment and discharge decisions.
At baseline, demographic data, arterial or capillary blood gases, oxygen flow rate, and respiratory rate were recorded. Pulmonary function tests (forced expiratory volume in 1 second and forced vital capacity) were conducted using standardized postbronchodilator spirometry. These pulmonary parameters were recorded during a stable period of COPD within 1 year before or after exacerbation and during hospitalization.
In order to evaluate whether FreeO2 could be used in daily practice and to quantify its acceptance and ease of use by caregivers (primary outcomes), the nurses and physicians’ perception of the appropriateness of the oxygen management was monitored by direct interview when available on a daily basis using a 10-point Likert scale (from 0: not appropriate at all to 10: perfectly appropriate). The secondary outcomes were 1) time spent within the SpO2 target (±2%), 2) time with severe desaturation (SpO2 <85%), 3) time with hyperoxia (SpO2 >5% above the target), 4) total duration of oxygen therapy, and 5) hospital length of stay.
Patients in both groups had continuous monitoring of SpO2, respiratory rate, heart rate, and end-tidal CO2 with the FreeO2 system set in the “FreeO2 mode” (automated closed-loop adjustment of oxygen and continuous recording) or in the “recording mode” (continuous recording of physiological data without administration of oxygen by the device for those in the control group). Capillary blood gases were collected every day during the first week or up to discharge.
We could not calculate a priori a sample size based on the primary outcome as we did not have any data to estimate how the system would be accepted by the caregivers. Nevertheless, we chose to include 50 patients to obtain sufficient exposure and experience with FreeO2. Data were expressed using mean with standard deviation or median with interquartile ranges for continuous variables or proportions for categorical data, respectively. Categorical variables were compared between groups using the chi-square or Fisher’s exact tests, and continuous variables were compared using one-way analyses of variance. Wilcoxon rank sum tests (nonparametric tests) were performed for data that did not fulfill the normality or variance assumptions after transformation. When different conclusions between analyses from one-way analysis of variance and nonparametric tests occurred, the latest approach was retained. The results were considered significant with P-values ≤0.05. All analyses were conducted using the statistical package SAS, Version 9.4 (SAS Institute Inc., Cary, NC, USA).
We randomized 25 patients with COPD in each group (total of 50 patients) from August 2011 to February 2015. The flow chart of patient participation in the study is shown in Figure 2. Patients’ baseline characteristics are shown in Table 1. Overall, baseline characteristics were similar between the two study groups. The mean age was 72±9 years, and the mean forced expiratory volume in 1 second was 1.00±0.49 L, representing 37%±22% predicted. Twenty-three patients (46%) were women.
Figure 2 Flow chart of the study.
There were 924 evaluations of the oxygen adjustment and monitoring by nurses and 96 evaluations by physicians. Nurses and physicians considered FreeO2 adjustments and monitoring to be at least as appropriate and as acceptable as manual oxygen management. Only monitoring was deemed slightly better with FreeO2 by the physicians, but the difference was not statistically significant (Table 2). We did not directly evaluate patient’s tolerance of the system, but 80% of the patients completed the study in both groups. The main reason to prematurely stop the study was related to the difficulty in continuously wearing a pulse oximeter and the reduced mobility (70% of the reasons to stop); this occurred similarly in both groups.
Oxygenation and blood gases
SpO2 targets chosen by physicians were similar in both groups, averaging 90.0% and 90.1% for FreeO2 and manual O2 adjustment, respectively. The mean SpO2 during the study was 90.9±1.2 in the FreeO2 group and 91.9±1.2 in the manual adjustment group (P=0.009). The proportion of time within SpO2 target was 81.2%±19.9% with FreeO2 vs 51.3%±19.7% with manual O2 adjustments (P<0.001). The percentage of time with severe desaturation (SpO2 <85%) and with hyperoxia (SpO2 >5% above the target) was significantly lower with FreeO2 in comparison with manual oxygen adjustment (Figure 3 and Table 3). There was no significant difference in blood gases measured on day 3 and day 7 between the two groups.
Figure 3 Percentage of time in the SpO2 target (A), with hyperoxia and with severe hypoxemia (B) with FreeO2 (black bars) and with manual adjustment (white bars).
Duration of oxygen administration was reduced by 1.8 days with FreeO2, but this difference did not reach statistical significance (Table 4). Time from randomization to hospital discharge was reduced by 2.6 days with FreeO2 (P=0.051). There was no difference between the two groups in the requirement for noninvasive ventilation during hospitalization, need of transfer to the intensive care unit, or death. The readmission rates at 30, 60, and 180 days were also similar in the two groups.
Table 4 Clinical outcome
There was no safety issue as we did not record any oxygen delivery interruption with FreeO2. Few technical issues occurred with end-tidal CO2 monitoring, but none concerned the oxygen delivery valve, and this was not associated with safety issues.
Our pilot trial demonstrates the feasibility of providing oxygen therapy with FreeO2 to patients hospitalized for an acute exacerbation of COPD, even during prolonged administration of oxygen (up to 8 consecutive days). The device was well accepted by nurses and physicians. FreeO2 maintained SpO2 within the prespecified target better than manual oxygen administration. It also reduced the periods of hyperoxia and desaturation. In addition, our results suggest that FreeO2 may have the potential to reduce hospital length of stay, although this pilot observation requires formal testing in a proper clinical trial.
Our study is the first to investigate the potential effects of a continuous and an automated oxygen titration and weaning system on physiological and clinical outcomes in patients hospitalized for an acute exacerbation of COPD. Several studies evaluated similar systems in patients with COPD in other settings, such as home care12 or during rehabilitation,13,14 and in other populations, including neonates15,16 and in patients with acute respiratory failure in the emergency department.17 Automated therapy has always proved effective in safely providing oxygen in these settings and populations, and our results are consistent with this notion.
The introduction of new devices in clinical practice may not be well accepted, and barriers to technology acceptance should not be overlooked.18 The primary study outcome was selected accordingly. FreeO2 was deemed at least as adequate for oxygen administration and monitoring as usual oxygen administration. Also, most patients tolerated the instrument, as 80% completed the study in both groups. Few patients did not complete the study due to reduced mobility related to the continuous oximetry recording. Implementation of an oximeter with wireless communication features may further improve the acceptance of O2 automated systems in the future.
We were successful in continuously recording respiratory parameters with identical oximeters in both groups with second-by-second data available 90.4% and 82.4% of the time in the FreeO2 and control groups, respectively. As expected and in line with other evaluations of automated oxygen titration,10,14,17 oxygenation parameters were improved in the FreeO2 group, with more time spent in the targeted range of SpO2 and less time with oxygen desaturation or hyperoxia. This may be clinically relevant when considering that hyperoxia may induce hypercapnia3–7 with potentially severe consequences.4,8,9 Hyperoxia is also of concern in patients with COPD who frequently have coronary artery disease,19 as it may increase coronary artery resistance.20,21 On the other hand, periods of oxygen desaturations may be responsible for arythmias and myocardial ischemia,22,23 and they should also be avoided.
In the control group, patients were in the SpO2 target 50% of the time, which may not be compared with other data, as these are the first data with continuous recording of SpO2 in this situation to our knowledge. In the recent review of Cousin et al,24 the mean rate of accurate prescription of oxygen therapy in eleven studies was 17.4% before and 51.2% after implementation of specific interventions.
One strength of our study is that we could evaluate an automated oxygen therapy during prolonged duration (ie, up to 8 days), compared with previous studies where automated O2 titration was provided for a duration of <1 hour11,13,14 and up to 3 hours.17 An important result of our trial is the trend toward a reduction in duration of oxygen therapy and hospital length of stay with automated oxygen titration, although we cannot ascertain whether this effect was related to closer O2 monitoring and surveillance as a part of the FreeO2 protocol or whether this was due to the FreeO2 device itself. Although the trial was not primarily designed to demonstrate an impact on these outcomes, this finding is in agreement with the hypothesis that unnecessarily high flows and prolonged oxygen therapy are common25 and that automated weaning may be useful to abbreviate oxygen therapy in hospitalized patients with COPD. Length of stay must be interpreted in comparison to local statistics obtained off-protocol. In 2010, the mean length of stay for acute exacerbation of COPD in our institution was 9.8±8.1 days (unpublished data), which is in-line with the length of stay in the control group of the present study. Reducing the length of hospital stay by 31% as found in this study would be expected to have major logistic and financial impacts on our health care setting. This study was underpowered to conclude on the hospital length of stay, and larger studies will be required to confirm this potential benefit of automated oxygen titration.
Our study has potential limitations that should be considered for proper interpretation. First, this was a pilot study with a small sample size. A more complete evaluation of relevant clinical outcomes, such as length of stay and cost effectiveness, will likely require more patients. Second, the recruitment rate was low as we recruited only 50 patients in 3 years. The main reason was the limited resources during prolonged periods that did not allow continuous screening of potential study participants. There were >500 COPD hospitalized every year during the study period, and several of these would have been eligible to the trial. Third, the study was not blinded. Nurses had to be aware of the patients’ allocation as they were in charge of the manual titration in the control group, and remote monitoring of cardiorespiratory parameters at the nursing station was available only in the FreeO2 arm. To limit the impact of this potential source of bias, study investigators were not involved in any treatment or discharge decisions.
This study demonstrates the feasibility of using automated oxygen titration and weaning as well as remote monitoring with the FreeO2 system in patients hospitalized for acute exacerbation of COPD. The system was well accepted by both nurses and physicians. Automated oxygen titration provided benefits in terms of safety (ie, reduction in the time with severe desaturation and hyperoxia) and may have contributed to a trend toward the reduced hospital length of stay, a potentially important finding, if these benefits are confirmed in subsequent studies specifically designed to demonstrate these effects.
Our research laboratory has been funded by the Canadian Foundation for Innovation (Leaders Opportunity Funds) to develop automated systems for respiratory support. Part of this funding was used to make FreeO2 prototypes. Funding sources had no role in study design, in the collection, analysis, and interpretation of data, in the writing of the report, and in the decision to submit the article for publication. OxyNov provided the FreeO2 device prototypes. This study was supported by the Groupe de recherche en santé respiratoire de l’Université Laval. This study was presented in part at the 2015 International Conference of the American Thoracic Society, May 15–20, Denver, USA.
All authors contributed toward data analysis, drafting and critically revising the paper, gave final approval of the version to be published, and agree to be accountable for all aspects of the work.
The Fond de Recherche en Santé du Québec contributes to FL’s salary for research activities (clinical research scholar) and to the research assistant’s salary (clinical research grant). FL and ELH are the coinventors of the FreeO2 system and made the first prototypes with the engineering department of Laval University. FL and ELH are the cofounders of a Laval University spin-off research and development company (OxyNov) to develop automated systems for respiratory support. FM holds a GlaxoSmithKline/Canadian Institutes of Health Research chair on COPD at Laval University. FM and YL participate in Innovair, a company that owns shares in OxyNov, the owner of the FreeO2 device. PAB and MR have no financial interests that may be relevant to the submitted work. The authors report no other conflicts of interest in this work.
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