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A randomized, open-label, single-visit crossover study simulating triple-drug delivery with Ellipta compared with dual inhaler combinations in patients with COPD

Authors van der Palen J , Moeskops-van Beurden W , Dawson CM, James WY, Preece A , Midwinter D , Barnes N , Sharma R

Received 23 March 2018

Accepted for publication 15 June 2018

Published 21 August 2018 Volume 2018:13 Pages 2515—2523


Checked for plagiarism Yes

Review by Single anonymous peer review

Peer reviewer comments 2

Editor who approved publication: Dr Richard Russell

Job van der Palen,1,2 Wendy Moeskops-van Beurden,1 Carolyn M Dawson,3 Wai-Yee James,3 Andrew Preece,4 Dawn Midwinter,4 Neil Barnes,5 Raj Sharma6

1Department of Pulmonology, Medisch Spectrum Twente, Enschede, the Netherlands; 2Department of Research Methodology, Measurement, and Data Analysis, University of Twente, Enschede, the Netherlands; 3William Harvey Heart Centre, St Bartholomew Hospital, London, UK; 4Respiratory Therapy Area Unit, GlaxoSmithKline, Stockley Park, UK; 5Medical Department, GlaxoSmithKline, Brentford, UK; 6Respiratory Medical Franchise, GlaxoSmithKline, Brentford, UK

Background: Administering maintenance COPD therapy with a combination of multiple inhalers may increase inhaler errors. This study evaluated the potential benefits of using a single Ellipta dry powder inhaler (DPI) compared with two combinations of DPIs commonly used to deliver triple maintenance therapy.
Methods: Patients receiving inhaled COPD medication were enrolled in this multicenter, randomized, open-label, placebo-device, crossover study with a 2×2 complete block design (NCT0298218), which comprised two substudies: Ellipta vs Diskus + HandiHaler (substudy 1) or Turbuhaler + HandiHaler (substudy 2). Patients demonstrated inhaler use after reading the relevant patient information leaflet (PIL). A trained investigator assessed user errors (critical errors [errors likely to result in no or significantly reduced medication being inhaled] and overall errors). The primary endpoint was the proportion of patients making ≥1 critical error after reading the PIL. The secondary endpoints included error rates during ≤2 reassessments following investigator instruction (if required), instruction time, and patient preference.
Results: After reading the PIL, significantly fewer patients made critical errors with Ellipta compared with Diskus + HandiHaler (9% [7/80] vs 75% [60/80], respectively; P<0.001) or Turbuhaler + HandiHaler (9% [7/79] vs 73% [58/79], respectively; P<0.001). The number of patients making overall errors was also lower with Ellipta vs tested inhaler combinations (P<0.001 for each substudy). The median instruction time needed for error-free use was shorter with Ellipta in substudies 1 and 2 (2.7 and 2.6 minutes, respectively) vs either combination (10.6 [Diskus + HandiHaler] and 11.3 minutes [Turbuhaler + HandiHaler], respectively). Significantly more patients preferred Ellipta over Diskus + HandiHaler or Turbuhaler + HandiHaler overall for taking their COPD medication (81% vs 9% and 84% vs 4%, respectively) and per the number of steps for taking their COPD medication (89% vs 8% and 91% vs 5%, respectively).
Conclusion: Fewer patients with COPD made critical errors with the single DPI, and patients required less instruction time, compared with each dual DPI combination.

Keywords: COPD, triple therapy, instruction, patient preference, inhaler technique, critical errors


COPD is a growing cause of morbidity and mortality worldwide due to continued exposure to risk factors and an aging population.1 Although a chronic condition, COPD is both preventable and treatable; maintenance pharmacologic therapy is a key component of COPD management, helping to reduce symptoms and the occurrence and severity of exacerbations, and to improve the health status and exercise tolerance.2 Most maintenance therapies for COPD are bronchodilators (antimuscarinic drugs, β2-agonists, methylxanthines) or anti-inflammatory agents (corticosteroids), and are administered via an inhaler device. Fixed-dose combinations with two inhaled medications in a single inhaler are widely used, and triple therapy with inhaled corticosteroid (ICS)/long-acting β-agonist (LABA) and long-acting muscarinic antagonist (LAMA) in a single inhaler is becoming increasingly common. This may provide improved adherence to therapy compared with the use of multiple inhalers.

Instructing patients on correct inhaler use is considered an essential component of inhaled therapy. However, while instructions should be given, studies have shown that a substantial proportion of patients make ≥1 critical error during inhaler use.36 Errors in inhalation technique are then associated with worse disease outcomes.7,8 Concerns relating to suboptimal treatment with inhaled therapies have resulted in an increased emphasis on patient training and ongoing assessment and evaluation by a trained professional.2

Regimens that depend on the use of multiple inhalers can increase the potential for inhaler errors, and thereby reduce or preclude drug delivery to the lungs.911 The development of fixed-dose combination inhalers that deliver multiple medications in a single inhaler has the potential to simplify treatment. This could help reduce errors and improve treatment adherence, thus leading to better outcomes.2,1113 The Ellipta dry powder inhaler (DPI) is designed for the delivery of fixed-dose combinations of inhaled asthma and COPD medications. These include licensed combinations of a LABA and an ICS (ICS/LABA), a LAMA and a LABA (LAMA/LABA), and triple ICS/LAMA/LABA therapy (single fixed-dose inhaler triple therapy).14 In a previous study, patients made fewer overall and critical errors with the Ellipta device compared with five commonly used types of inhaler.15 Furthermore, patients showed a preference for the Ellipta device based on time needed for instruction, ease of use, and comfort of the mouthpiece.15

The aim of the current study was to evaluate the potential benefits of the single Ellipta DPI and combinations of multiple DPIs (Diskus + HandiHaler and Turbuhaler + HandiHaler) commonly used to deliver inhaled triple therapy.

Materials and methods

Study design and eligibility criteria

This was a randomized, multicenter, open-label, placebo-device, crossover study with a 2×2 complete block design and was conducted in five centers in the UK and the Netherlands ( identifier NCT02982187; GlaxoSmithKline [GSK] study 206215). Patients were ≥40 years old and current or former smokers with ≥10 pack-years of smoking history, with a documented history of COPD according to the European Respiratory Society/American Thoracic Society criteria.16 Eligible patients were receiving maintenance therapy with a fixed-dose ICS/LABA combination inhaler either with or without concurrent LAMA therapy during the preceding 4 weeks. Short-acting rescue medications were also permitted. The study excluded patients with a current diagnosis of asthma and patients with recent experience (within 2 years) of the Ellipta inhaler, any capsule inhaler, the Diskus inhaler (patients in substudy 1), or the Turbuhaler (patients in substudy 2). Data on historical inhaler use beyond 2 years were not collected. The study also excluded patients with a history of alcohol or drug abuse that could interfere with the completion of the study, allergy to any component of the inhaler, or receipt of any investigational drug or medical device within 30 days of study entry or within five drug half-lives of the investigational drug (whichever was longer). Patients who were not able to read and/or complete a questionnaire were also excluded from the study.

All patients attended a study center where they underwent an initial screening assessment. A medical history was taken and inclusion/exclusion criteria were recorded. Patients in substudy 1 received the Ellipta DPI and the combination of Diskus + HandiHaler DPIs, and patients in substudy 2 received the Ellipta DPI and the combination of Turbuhaler + HandiHaler DPIs. All inhalers were unbranded and contained placebo only. Random allocation of treatment sequence and posttreatment questionnaire sequence was made using an interactive web response system. All screening, treatments, and assessments took place on the same 1-day visit.

The study was conducted in accordance with the International Conference on Harmonisation Good Clinical Practice guidelines and the 2008 version of the Declaration of Helsinki. All patients provided written informed consent before participation. The ethics and review boards of the participating institutions approved the protocol before commencement of the study. In the Netherlands, the protocol was approved by the Medical Ethical Committee Twente; this approval was valid for all study sites in the Netherlands. In the UK, the protocol was approved by the National Research Ethics Service Committee East Midlands and was valid for the UK sites.

Outcomes and assessments

For each inhaler provided, patients were asked to read the patient information leaflet (PIL). Each patient then used the inhaler while being observed by a study health care provider (HCP) who had been trained in the use of all the inhalers. Any patient errors in inhaler use were recorded by the HCP. If there were errors, the HCP provided instructions on correcting the observed errors and the patient attempted correct inhaler use again. The process could be repeated once more if the second attempt was unsuccessful, but no more than three attempts for the correct use were permitted. Thus, every patient read the PIL initially and could later receive one or two instructions focused on correcting errors. The HCPs used a protocol-defined checklist of inhaler errors appropriate to each inhaler type, which were categorized as overall errors or critical errors (Table 1). These checklists were based upon a review of the PIL for each inhaler and the steps defined for correct use, on a review of the available literature, and on a review of these errors with a group of external inhaler experts.15 Critical errors in our study were defined as errors likely to result in no or significantly reduced medication being inhaled.

Table 1 Error checklist provided for assessment of inhaler use
Note: aDefined as a critical error.
Abbreviation: HCP, health care provider.

The primary endpoint was the percentage of patients making ≥1 critical inhaler error after reading the PIL. Any single critical error with Diskus + HandiHaler or Turbuhaler + HandiHaler was counted as a critical error for the dual-inhaler treatment. The secondary endpoints included critical errors at other time points, overall errors at each time point, time taken to demonstrate correct use of an inhaler, and inhaler preference. Inhaler preference was evaluated using a questionnaire after all inhalers had been demonstrated. To avoid response bias, the sequence in which each inhaler was mentioned in the questionnaire was randomized. Patients were asked about their preference: “which treatment do you prefer based on the number of steps needed to take your COPD medication?” and “which treatment do you prefer for taking your COPD medication?”. Safety was monitored over the course of the 1-day study visit.

Statistical analysis

Sample sizes for the study were calculated from simulations using conditional logistic regression and a two-sided 5% significance level, applying the rates of inhaler critical errors reported previously.15 A total of 72 patients in each substudy would provide ≥90% power to show a statistically significant difference between the critical error rate of each of the paired treatment options. The efficacy analyses for each substudy were performed using the intent-to-treat population, defined as all patients who were randomized and who had ≥1 error assessment. The primary endpoint of percentage of patients making ≥1 critical error after reading the PIL, and the secondary endpoints of percentage of patients making ≥1 critical error after the first and second instructions from the HCP, percentage of patients making ≥1 overall error after reading the PIL, and percentage of patients making ≥1 overall error after the first and second instructions from the HCP were analyzed using exact logistic regression with patient as the fixed strata and treatment option and period as the fixed effects. The method of conditional logistic regression analysis provided in the protocol was modified following database freeze and reporting and analysis plan finalization as the model did not converge due to data distribution (zero cell counts). The number of instructions from the HCP (0, 1, or 2) needed to demonstrate correct inhaler use was analyzed using the Wilcoxon signed-rank test, and the total amount of time taken to demonstrate correct inhaler use was analyzed using Kaplan–Meier methods. Treatment preference was analyzed using a Cochran–Mantel–Haenszel test, adjusted for inhaler sequence.


Baseline characteristics

From 30 December 2016 through 19 June 2017, 80 and 79 patients were randomized to substudies 1 and 2, respectively, and had ≥1 subsequent error assessment. One patient in substudy 2 withdrew consent prior to the study visit. Baseline patient characteristics were similar between substudies; mean age was 65 (SD 8.6) years, and 52% were male. Approximately one-third (33%) had a ≥10-year history of COPD (Table 2). All but two subjects were receiving fixed-dose ICS/LABA at study entry (99%); ~40% of patients were receiving LAMA from a device other than HandiHaler.

Table 2 Patient demographics and clinical characteristics (ITT population)
Note: aSubstudy 2: n=78 and total N=158 due to missing BMI data for one patient.
Abbreviations: BMI, body mass index; ITT, intent to treat.


In both substudies, significantly fewer patients using the Ellipta inhaler made ≥1 critical error after reading the PIL compared with patients using Diskus + HandiHaler or Turbuhaler + HandiHaler (Table 3; Figure 1). In each substudy, 9% of patients made ≥1 critical error using Ellipta compared with 75% using Diskus + HandHaler in substudy 1 (P<0.001) and 73% of patients using Turbuhaler + HandiHaler in substudy 2 (P<0.001). Patients made more critical and overall errors with HandiHaler than with any other inhaler (Table 3). Among the 19 patients demonstrating any error with Ellipta, the most common critical error made was exhaling directly into the mouthpiece (26.3% in substudy 1; 41.2% in substudy 2), as shown in Table 4. Among the 44 patients demonstrating any error with Diskus, the most common critical errors made were lever not pushed back (61.4%), exhaling directly into mouthpiece (15.9%), and failing to open cover (11.4%; Table 4). Among the 45 patients demonstrating any error with Turbuhaler, the most common critical errors were base not twisted fully backward and forward (60.0%), did not hold device upright during dose preparation (31.1%), and exhaled directly into mouthpiece (11.1%; Table 4). Among the 57 and 50 patients demonstrating any error with Handihaler in substudies 1 and 2, respectively, the most common critical errors were capsule did not rattle (75.4% and 66.0%), did not completely close device capsule chamber (29.8% and 32.0%), did not pierce the capsule (31.6% and 28.0%), failed to remove capsule (12.3% and 14.0%), failed to insert the capsule into the chamber (10.5% and 12.0%), and exhaled directly into mouthpiece (7.0% and 12.0%; Table 4). Among all patients, significantly fewer patients using the Ellipta inhaler had ≥1 overall (critical and non-critical) error in the first attempt after reading the PIL, compared with patients using other inhalers (24% vs 80% with Diskus + HandiHaler [P<0.001] and 22% vs 80% [P<0.001] with Turbuhaler + HandiHaler; Table 3).

Table 3 Number of patients with ≥1 critical error or overall error using Ellipta vs comparator inhalers after reading the patient information leaflet (ITT population)
Note: P<0.001 for all comparator inhaler combinations vs Ellipta.
Abbreviation: ITT, intent to treat.

Figure 1 Proportion of patients with at least one critical inhaler error in substudy 1 (Ellipta vs Diskus + HandiHaler) and substudy 2 (Ellipta vs Turbuhaler + HandiHaler) after reading the PIL (ITT population).
Notes: *Odds ratio: 29.114 (95% CI: 11.047, 8). **Odds ratio: 27.744 (95% CI: 10.512, 8).
Abbreviations: ITT, intent to treat; PIL, patient information leaflet.

Table 4 Numbers of critical use errors at first use after reading the patient information leaflet (ITT population) in substudies 1 and 2
Note: aPercentages of patients demonstrating specific critical errors were calculated as a percentage of the total number of patients who made any error on that inhaler.
Abbreviation: ITT, intent to treat.

Instruction time

The majority of patients required no additional instructions, other than reading the PIL, to demonstrate correct use of Ellipta (76% and 78%, respectively, in substudies 1 and 2). The majority of patients receiving Diskus + HandiHaler (substudy 1) or Turbuhaler + HandiHaler (substudy 2) required instructions from an HCP on one (65% and 59%, respectively) or two (8% and 14%, respectively) occasions before demonstrating correct use. In both substudies, fewer patients using Ellipta (4% and 1%, respectively) failed to demonstrate correct use after the third attempt (second instruction), compared with those using Diskus + HandiHaler (8%) and Turbuhaler + HandiHaler (6%). Overall, less time was required to train patients (reading the PIL and HCP instruction) on the correct way to use the Ellipta compared with Diskus + HandiHaler and Turbuhaler + HandiHaler (median of 2.7 and 2.6 vs 10.6 and 11.3 minutes, respectively). In both substudies, the probability of patients demonstrating the correct use of the Ellipta in 5 minutes or less was 86% (Figure 2). This was notably higher than for Diskus + HandiHaler in substudy 1 and Turbuhaler + HandiHaler in substudy 2 (10% and 9%, respectively).

Figure 2 Kaplan–Meier plot of total time taken to demonstrate correct inhaler use.
Notes: (A) Substudy 1: Ellipta vs Diskus + HandiHaler. (B) Substudy 2: Ellipta vs Turbuhaler + HandiHaler.

Patient preference

In both substudies, significantly more patients showed a preference for Ellipta based on the number of steps required to administer treatment (89% and 91%) compared with Diskus + Handihaler and Turbuhaler + HandiHaler (8% and 5%, P<0.001; Table 5). Patients in both substudies also demonstrated an overall preference for Ellipta for taking their COPD medication (81% and 84% for Ellipta compared with 9% and 4% for Diskus + Handihaler and Turbuhaler + HandiHaler, respectively, P<0.001; Table 5). Overall, 4% of patients in both substudies did not express an inhaler preference based on the number of steps required to take medication; 10% of patients in substudy 1 and 13% of patients in substudy 2 did not express an overall inhaler preference.

Table 5 Overall inhaler preference (ITT population)
Abbreviation: ITT, intent to treat.


Only one adverse event was reported in this single-visit study. In substudy 1, a patient experienced a laceration (cuts on both thumbs) while opening the blister card packaging of placebo Handihaler capsules.


In this study, we evaluated the potential benefits of using single Ellipta DPI vs two combinations of DPIs commonly used to deliver triple maintenance COPD therapy. The Ellipta inhaler, designed to deliver three different medications in a single fixed dose, was found to be superior to two regimens consisting of dual inhalers. Of particular relevance, fewer than one in ten patients using Ellipta for the first time made critical errors after reading the PIL; with dual-inhaler treatments, at least seven out of every ten patients made critical errors. Critical errors result in no or significantly reduced medication being inhaled.17 Therefore, patients using Ellipta are more likely to receive the expected dose during treatment. Other studies have compared rates of errors for different inhalers in COPD and asthma.13,1820 These were mostly observational studies and reported large differences in error rates according to inhaler type; importantly, error rates were high across all inhaler types. More recently, however, a randomized crossover study compared Ellipta with five single inhaler types (Diskus/Accuhaler, metered-dose inhaler, Turbuhaler, HandiHaler, and Breezhaler) in patients with COPD or asthma who were naïve to their respective inhalers.15 Significantly fewer COPD patients made critical errors and overall errors when using Ellipta for the first time compared with those using other inhalers. Patients also required less time to demonstrate correct use of Ellipta compared with any of the other inhalers. The authors concluded that the lower error rates were most likely due to the intuitive design of Ellipta, which required fewer steps to deliver the medication, and the shorter PIL.15

The amount of time patients spent in training (ie, reading the inhaler PIL or receiving instruction from an HCP) was also significantly shorter with Ellipta compared with dual-inhaler treatments. The instruction and training received and the ability of a COPD patient to use the prescribed inhaler(s) correctly are important factors in ensuring effective drug delivery.9,13 In short, for any prescribed inhaler, the patient needs to follow all the steps in the PIL correctly in order to ensure optimal drug delivery. Instruction from an HCP (nurse, physician, or community pharmacist) should be given to improve patients’ inhaler technique both when initially prescribed and in subsequent reinforcement training.21 However, such training is often not provided in clinical practice. Reduction in the time needed for training patients may itself reduce barriers to treatment. In a survey of pharmacists, lack of pharmacist time and patient-related factors (including patients’ own time) were the main barriers to optimal asthma care.22

Patients showed a preference for Ellipta compared with either dual-inhaler therapy due to the number of steps required for use (substudy 1, 89% of patients; substudy 2, 91% of patients) and as an overall preference for administering COPD medication (81% and 84%, respectively), though no such medications were given in this study. This is important because greater treatment satisfaction is associated with better treatment adherence.2325 Higher rates of treatment adherence are then associated with lower exacerbation rates in COPD.24,25

Strengths of the current study include the use of placebo inhalers, which can help to eliminate bias related to effects of the medication rather than the design of the inhaler itself. By restricting the study to inhaler-naïve patients and by using a randomized crossover design, there was also reduced patient variability. As the study was conducted at selected sites with trained nurses to assess inhaler technique, variability was minimized. The study attempted to use standardized checklists that were individualized for each type of inhaler to optimize consistency between observers in identifying critical errors, but it is recognized that consensus is still required in this area.

A limitation of this study is that it only looked at the use of an inhaler over the course of a single day, so was unlikely to capture whether knowledge of the inhaler was retained over the long term. Furthermore, health literacy of patients was not assessed; however, investigators were required to recruit patients whom they deemed were able to read and understand the appropriate PIL. This study highlights the need for retention and reinforcement of training: even with Ellipta, 9% of patients made a critical error when relying only on the PIL. As this study examined initial training with inhalers containing placebo, these data do not provide information on long-term inhaler technique and its association with clinical outcomes or on differences between inhalers in properties such as susceptibility to moisture on long-term storage. Although participants in this study were all naïve to the single fixed-dose inhaler and comparator inhalers for the previous 2 years, the design was open label and involved an element of subjective assessment on some parameters of inhaler error, despite efforts to standardize training. It is also recognized that historical use of the tested devices beyond the previous 2 years may have obscured slightly the differences in technique observed between them. Finally, a scenario in which patients are required to learn to use three inhalers during a single visit does not reflect general clinical practice and may have been a particular disadvantage in the dual-inhibitor groups.


Inhaler errors are more likely to occur with the use of multiple inhaler types with different techniques. Single inhaler types, such as Ellipta, offer the advantage of reducing such errors. Here, a single fixed-dose inhaler was associated with significantly fewer critical errors compared with dual inhalers in patients with moderate-to-severe COPD. The single fixed-dose inhaler was also preferred by patients and required reduced training time compared with dual inhalers.


The authors would like to thank Valerie Millar (GSK, Uxbridge, UK), Rehan Ali (Lorien, UK), and Collins Mutua (Phastar, Kenya) for their support in data analysis for this paper. Editorial support (in the form of writing assistance, collating author comments, assembling tables and/or figures, grammatical editing, fact checking, and referencing) was provided by Catherine Elliott, BSc, of Gardiner-Caldwell Communications (Macclesfield, UK) and was funded by GSK. Ellipta and Diskus are trademarks owned by or licensed to the GSK group of companies. Turbuhaler is a trademark of AstraZeneca. HandiHaler is a trademark of Boehringer Ingelheim. This study was funded by GSK ( number NCT02982187; GSK study 206215).

Author contributions

Literature search: DM, JvdP. Study design: DM, JvdP, AP. Data collection: WMvB. All authors contributed toward data analysis and interpretation, drafting and critically revising the paper, gave final approval of the version to be published, and agree to be accountable for all aspects of the work.


AP, RS, DM, and NB are employees of GSK and hold stocks and/or shares. The authors report no other conflicts of interest in this work.



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