Stigma Experiences in People with Chronic Obstructive Pulmonary Disease: An Integrative Review
Received 18 February 2021
Accepted for publication 19 April 2021
Published 4 June 2021 Volume 2021:16 Pages 1647—1659
Checked for plagiarism Yes
Review by Single anonymous peer review
Peer reviewer comments 3
Editor who approved publication: Dr Richard Russell
Seoyoon Woo,1 Weijiao Zhou,2 Janet L Larson2
1University of North Carolina Wilmington, School of Nursing, Wilmington, NC, 28403-5995, USA; 2University of Michigan, School of Nursing, Ann Arbor, MI, 48109, USA
Correspondence: Seoyoon Woo
University of North Carolina Wilmington, School of Nursing, McNeill Hall 3089, 601 South College Road, Wilmington, NC, 28403-5995, USA
Tel +(910) 962-3843
Email [email protected]
Background: People with chronic obstructive pulmonary disease (COPD) are stigmatized by smoking history. Although little is known about COPD-related stigma, it can adversely affect self-management and quality of life.
Objective: To synthesize relevant scientific literature exploring stigma experiences and their impacts on people with COPD.
Methods: CINAHL/PsycINFO/PubMed/Scopus were searched for relevant studies. Findings were organized using Major et al’s conceptual model.
Results: Fifteen studies documented COPD-related stigma processes: enacted, felt, internalized, and anticipated. Moderating factors included visibility, origin, and illness perception. Individual-level stigma responses included emotional distress, limited social interactions, and negative effects on medication adherence and help-seeking. Social/community-level stigma experiences included healthcare provider and employer behaviors. Smoking is interwoven throughout all domains of stigma processes and responses to stigma.
Conclusion: Substantial evidence documents processes, moderating factors, and individual and social/community responses to the complex phenomenon of COPD-related stigma; however, prevalence of COPD-related stigma and its health effects are unclear.
Keywords: chronic obstructive pulmonary disease, COPD, stigma, shame, smoking, integrative review
People who suffer from stigmatized chronic health conditions1 are often devalued and, as a result, are less likely to access and obtain medical care for their symptoms2 and more likely to experience delays in diagnosis.1 Due to its link to smoking, chronic obstructive pulmonary disease (COPD) is one of these stigmatized chronic conditions.3,4 Because most people who develop COPD have a smoking history,5 people with COPD are generally assumed to be smokers and, therefore, experience stigmatization by others.3 This integrative review synthesizes the existing evidence that describes stigma-related experiences and their impacts on people with COPD.
Ironically, smoking-related stigma has arisen from strategies to raise social awareness about the harmful effects of smoking.6 The 1964 Surgeon General’s report played a pioneering role in educating the general public about the negative consequences of smoking and contributed to declines in overall smoking rates.7 This report also provided the basis for policies that promote smoke-free environments by restricting smoking in public spaces to isolated areas, as well as for smoking-cessation campaigns, programs, and interventions.8 Although these efforts have reduced smoking-related disease and death, they have also played a profound role in stigmatizing both smoking and smokers.9,10
As a result, smokers have increasingly encountered smoking-related discrimination in their daily lives. People who continue to smoke are seen as indifferent to their own health and the health of others who inhale secondhand smoke. Because of this, they are shunned by non-smokers.9–11 Smokers also bear the cost of increased taxes on tobacco products, which can be especially stressful for low-income smokers.12 Additionally, many healthcare providers have unfavorable attitudes towards people with smoking-related lung diseases,9,13 which may negatively affect the willingness of people with COPD to seek healthcare.
Because the way people think about and behave toward an individual with a chronic health condition can be intensified by the perceived origins of the condition,14,15 the stigma now attached to smoking has broadened to people with COPD,16 which is perceived as a preventable disease. Thus, people who develop COPD are frequently viewed as being responsible for their own condition. This generates feelings of self-blame and guilt in people with COPD15,17 and can affect multiple aspects of health and well-being.3,4,18–23
A substantial body of research on the broader issue of health-related stigma exists, but research on COPD-related stigma is still relatively new. This integrative review of existing research on COPD-related stigma advances the science by deepening understanding of stigma-related experiences in people with COPD.
The components of stigma can be described theoretically in terms of stigma processes, moderating factors that influence stigma processes, and the individual and social/community level responses to stigma experiences as described by Major et al’s conceptual model of the effects of stigma processes on health.24 According to this model, stigma is triggered by a socially conferred mark or stigmatized mark that separates the stigmatized group from the non-stigmatized group via social norms. The effect of the socially conferred mark develops in different ways and is affected by a variety of moderating factors (eg, dimensions of the mark, individual and environmental characteristics). Dimensions of the mark have been well identified and include concealability (whether the stigmatized mark is visible), course (whether the stigmatized mark has faded with the passage of time), disruptiveness (whether features of the stigmatized mark hinder interpersonal relationships), aesthetic qualities (whether the stigmatized mark is physically repellent), origin (whether a stigmatized individual is responsible for the stigmatized mark), peril (whether the features of the stigmatized mark are dangerous, such as contagiousness),14 and collectivity (whether the stigmatized mark is affected by a collective identity, such as LGBT, or by a personal identity).24 These moderating factors play a role in determining the character, intensity, pervasiveness, and consequences of stigmatization.24 For example, the perception of smoking as a voluntary, controllable behavior has led people to perceive COPD as self-inflicted; this increases the severity of the stigma processes.
Stigma processes refer to individual, social, and/or structural processes that elicit distressing responses from the socially conferred mark. For the purpose of this model, stigma processes consist of four stigmas: enacted stigma, felt stigma (also called perceived stigma), self-stigma (also called internalized stigma), and anticipated stigma; these stigmas are interrelated. Enacted stigma refers to unfair treatment or discrimination against the stigmatized group that is based on negative social and cultural beliefs, and feelings. Felt stigma refers to the stigmatized group’s perception of unfairness or discrimination associated with their stigmatized status. Self-stigma refers to the individual’s adoption of his or her stigmatized status. Anticipated stigma refers to the apprehension of encountering unfairness or discrimination because of the stigmatized status.
Exposure to these stigma processes creates cognitive, affective, behavioral, and physiological responses on an individual, social, and community level, all of which gradually cause deteriorating health outcomes. Affective responses, such as anxiety, anger, or shame, can increase the likelihood of higher-risk health behaviors. Stigma experiences can also affect cognitive control ability (cognitive responses) or self-regulatory ability (behavioral responses) that can intensify or mitigate the effects of stigma experiences on health.
Materials and Methods
We employed an integrative approach that is suitable for selecting relevant studies, synthesizing findings from diverse primary research methods, and providing varied perspectives and understanding of a phenomenon of interest.25 Ethical approval was not needed to conduct this review.
Four electronic databases—CINAHL, PsycINFO, PubMed, and Scopus—were searched for articles published from their inceptions through December 2020. After consultation with a health sciences librarian, the following combination of search terms was used to capture the target population: “chronic obstructive pulmonary disease” OR “COPD.” Stigma search terms included “social stigma” OR “shame” OR “stigma” (see Appendix 1).
Two authors (SW and JLL) independently reviewed titles and abstracts to ensure that they met inclusion criteria. During title/abstract review, studies were retained for further review if they 1) were published in peer-reviewed journals; 2) were original studies, including either quantitative or qualitative designs; 3) described characteristics of COPD-related stigma; 4) were published in English; and 5) included adults with COPD (18 years and over), irrespective of Global Initiative for Obstructive Lung Disease (GOLD) COPD stage and severity. Non-original studies, such as reviews, systematic reviews, meta-analyses, or meta-syntheses, as well as case studies, case reports, comments, letters, editorials, biographies, handbooks, study protocols, and treatment guidelines were excluded. After reviewing the full text of all studies meeting the initial title/abstract review, the decision was made to exclude studies with minor incidental findings related to stigma, studies with combined findings of two or more health conditions related to stigma, as well as studies that only explored the perspectives of healthcare providers and/or the general population. Shaw’s checklists,26 which consist of 18 items for quantitative studies and 15 items for qualitative studies, were used to assess the methodological quality of all included studies (seeAppendices 2 and 3). Each checklist item was graded as good (2), fair (1), or poor (0), based on the extent to which the individual study met each criterion. Scores were calculated as a percentage of the highest possible score for each study.
The search of the four electronic databases yielded 343 studies, including 76 duplicates. After the 267 unique articles’ titles and abstracts were screened, 34 studies remained for full-text review. Of those, 19 were excluded because they a) combined findings of two or more health conditions (eg, stigma experiences in people with COPD and in those with asthma), b) did not focus on COPD-related stigma (ie, incidental findings of stigma), c) were not an eligible type of study (ie, commentary), or d) did not collect data from people with COPD. Finally, 15 articles were reviewed (see Figure 1).
Figure 1 Flow diagram of integrative review.
Abbreviation: COPD, chronic obstructive pulmonary disease.
In this review, Major et al’s conceptual model of stigma processes on health24 was guided for both data analysis and presentation of the findings. One author (SW) reviewed the included studies and extracted the following data: year and location of publication, sample characteristics, type of study design, and main findings (see Table 1). A second author (WZ) reviewed and verified the extracted data for accuracy. Through an iterative process, data were reduced, analyzed, and synthesized using thematic analysis.25,27 The included studies were explored for evidence describing COPD-related stigma experiences, and the relevant findings were identified and coded. The codes were reassembled to find themes and sub-themes. Then, themes and sub-themes were organized by the constructs in the conceptual model. For the single study28 that used a mixed-method design, we focused solely on its qualitative phase so that we could synthesize and organize all the studies’ findings using Major et al’s conceptual model.24 The NVivo software program29 was used to aid in sorting and organizing data.
Table 1 Characteristics of Included Studies
Overview of the Studies
Of the included studies (n = 15), 14 used a qualitative research design30–43 and one a mixed-method research design.28 Ten studies collected data using individual interviewing, one used focus group interviewing,40 three used both individual and focus group interviewing,32,39,43 and one used individual interviewing along with a self-administered questionnaire.28 The methodological quality of the qualitative studies (n = 14)30–43 ranged from 67% to 90% and the mixed-method study28 scored 70% for the qualitative phase and 95% for the quantitative phase.26
Four studies were conducted in the United Kingdom,35,37,40,43 three in Sweden,30,41,42 two in the United States,31,33 two in Iceland,32,38 one in Canada,28 one in Korea,39 one in Norway,36 and one in Switzerland.34 Ten studies included both men and women;28,31,32,34–36,40–43 the other five focused on more restricted groups: women only,38 men only,39 those newly diagnosed,30 people on long-term supplemental oxygen,33 and people who refused a referral to a pulmonary rehabilitation program after experiencing an acute exacerbation.37 The numbers of participants ranged from six37,39 to 70.28
Findings Organized by the Conceptual Framework
Socially Conferred Mark
Smoking is identified as the primary socially conferred mark of COPD across the included studies. Because smoking is perceived as an “idiotic” habit31 whose effects are harmful, it is socially unacceptable.38,42 People who smoke and have COPD cannot avoid personal culpability.28,30–32,36–38,41 One study observed that smelling like smoke makes the individual with COPD vulnerable to public criticism.38
In the included studies, the enacted stigma, felt stigma, internalized stigma, and anticipated stigma were found as stigma processes for COPD.
People with COPD described enacted stigma as the way others look at you, the things they say and do.28,31 Three studies described that people with COPD feel uncomfortable with their friends’ and family members’ reactions to “using the inhalers in public”31 and “the odor of smoke,”38 and they do not like it when a lot of time is spent “focusing on smoking in private conversations.”36
People with COPD described felt stigma as feeling “underprivileged, sometimes exploited” with regard to the tobacco-free campaigns36 and “discredited because of value judgements regarding their diagnosis” in their social circles36 and in healthcare contacts.42 In four studies, people with COPD reported that societal attitudes toward smoking and smokers were unfair, and they attempted to reframe or contextualize their smoking behavior by explaining that smoking was accepted in society when they started smoking.28,36,37,41
Substantial evidence suggests that people with COPD also internalize stigma by adopting negative beliefs about themselves and that they anticipate stigma in specific situations. Seven studies described people with COPD as excessively conscious of their appearance with regard to visible symptoms, smelling like cigarette smoke, or using equipment such as medication inhalers and oxygen delivery systems.28,31,33,35,37,38,40 In addition, four studies reported that people with COPD also anticipate stigma: for example, they anticipate being singled out for unwanted attention if they smell like smoke or use a medical device in public.31,33,35,38
In the included studies, we identified evidence for three factors that moderate the magnitude and effects of COPD-related stigma: concealability or visibility of the disease, origin of the disease, and people’s perception of the disease, described as illness perception.
The most commonly reported issues were the use of medical devices and COPD symptoms such as coughing and shortness of breath, both of which are highly visible signs that can trigger stigma processes.31,35,40,43
Seven studies described COPD as a self-inflicted disease, so people with COPD are deemed to bear responsibility for their disease;28,30–32,36,37,41 basically, they have no one to blame but themselves. This major component of COPD-related stigma is that the person with COPD is the problem, which reduces others’ tendency to empathize and appreciate their challenges.
Four studies described beliefs that people with COPD have about their disease.32,37,38,41 They reported that COPD is a humiliating disease, so they hide it.32 They felt loathing for COPD symptoms37,38 and for being labeled as a COPD patient or a smoker.41 In addition, it was noted that the public image of COPD aggravates their stigma experiences.36
The research included in this review focused more on individual-level responses to stigmatizing behavior than on other constructs of Major et al’s conceptual model,24 which recognizes three different domains of response―affective, cognitive, and behavioral.
Eight studies reported that having a self-inflicted disease generates feelings of self-blame, shame, and guilt in people with COPD.28,30,31,33,34,36,37,41 Six studies found that using a medical device (eg, inhaler or oxygen) and experiencing COPD symptoms (eg, breathlessness or uncontrollable coughing) in public cause feelings of embarrassment.28,31,33,35,40,43 Three studies pointed out that people with COPD suffer from negative emotions (eg, feelings of being losers, anger, grief, fear, anxiety, depression, sadness, uselessness, or hopelessness) because their smoking resulted in an incurable disease.36,41,43 Some people with COPD are traumatized31 or suffer from painful stress36 after experiencing stigma. Two studies reported that people with COPD face a threat of low self-worth and self-esteem.37,41 Two studies reported that people with COPD express disappointment with the public image of COPD as a self-inflicted disease of heavy smokers.36,41 In addition, people with COPD who continue smoking have feelings of being a failure or a loser.34,36,41,42
One study36 found that people with COPD who continue smoking are at higher risk of isolation. Two studies33,35 reported that using a medical device (eg, oxygen) and experiencing COPD symptoms (eg, coughing and phlegm) in public can give rise to self-conscious emotions and ensuing self-isolation. Other studies37–39,41 noted that others’ judgmental behaviors could lead people with COPD to avoid contact with the outside world. Seven studies28,31,32,35,36,41,42 reported that people with COPD strive daily to hide their diagnosis, symptoms and treatments, physical impairment/disabilities, or failure to abstain from smoking. Three studies reported that people with COPD attempt to minimize stigma experiences by adjusting or avoiding activities30,37 or defending their independence and contributions to society.28,37 Furthermore, people with COPD are reluctant to seek help due to fear of being judged or blamed by others, or being ashamed.30,36,41,42 A guilty conscience also makes it difficult for people with COPD to comply with doctor’s advice to quit smoking.41
Three studies found that people with COPD use coping strategies to reduce the negative emotions associated with stigma experiences. For example, some will try to maintain their normal routine to preserve functional capacity.33 Some will reveal their smoking habits to other34 and quit smoking.36 Another study reported that sharing with others who are understanding and empathetic helps alleviate feelings of guilt and improves self-esteem.41
Two studies described that some people with COPD strive to find different causes of their disease other than their smoking behavior.36,39 Four studies described that some people with COPD tend to suppress their feelings of guilt, shame, and/or embarrassment,32,43 and their concerns;31 some even deny their diagnosis.41
Three studies described that healthcare providers reprimanded people with COPD for their smoking.31,34,36 People with COPD reported that their doctors were apathetic about their care and showed little interest once they became aware of their smoking.35,37 Another study reported that people with COPD have few opportunities for employment because of the potential negative impact on employers’ costs for health insurance.31
COPD-related stigma is a complex phenomenon and rests on the inextricable connection between COPD and smoking. Major et al’s conceptual model of the effects of stigma processes on health24 was used to organize the data. The reviewed research provides a rich description of the multiple domains of stigma including stigma processes, moderating factors, and individual and social/community responses to stigma, but it does not fully describe the negative impact on health. According to the framework, stigma ultimately impacts health, mostly through its negative effects on affective, cognitive and behavioral responses, but we found no research that explored the relationship between stigma and health or between the individual-level responses to stigma and health.
Separate from the framework, the research describes a wide range of stigma experiences, but some elements were repeated more frequently than others. The strong and common belief that COPD is a self-inflicted disease generates feelings of self-blame, shame, and guilt. In the same vein, people with COPD are very conscious of their appearance and embarrassed by visible symptoms such as dyspnea, coughing, and medical equipment such as inhalers and delivery systems. People with COPD strive to hide their diagnosis, symptoms, treatments, physical impairment/disabilities and/or their failure to abstain from smoking. These issues were described repeatedly throughout multiple studies.
Although we searched specifically for COPD-related stigma, two-thirds (n = 8)30,33–35,37–43 of the included studies described COPD-related stigma experiences that were embedded within the broader topic of living with COPD and did not investigate the phenomenon of stigma in great depth. In these eight studies, stigma-related experiences were described as part of the lived experience of COPD. This is similar to other stigmatized chronic conditions such as diabetes44 and lung cancer.45 Having a chronic illness can be regarded as a spoiled identity46 in which people experience feelings of shame, isolation, and lack of control over their lives.47 Because the experience of stigma is common for many people with chronic illness, its burden should not be underestimated and/or ignored, especially considering its potential adverse effects on health and well-being.48
The negative impact of COPD-related stigma on psychosocial domains is clear, while its effects on self-care behaviors, such as adherence and help-seeking, are less clear and require further study. The potential negative effects on treatment adherence to prescribed inhaled medication and supplemental oxygen were noted but not explored in depth. Similarly, it was noted that healthcare providers’ stigmatizing behavior has the potential to negatively affect help-seeking behavior, but, again, the phenomenon was not fully explored. Considering that self-management is a critical element of COPD management, more research is needed in both areas. Earnshaw and Quinn19 observed that those who experience stigma from healthcare providers may anticipate greater stigma and have potential risks associated with lower access to healthcare and decreased quality of life. However, the impact of being stigmatized by healthcare providers is not known. More research is needed to understand the phenomenon and its effects on adherence to treatment and other health-related outcomes in people with COPD.
A range of COPD-related stigma experiences was described, but we found no evidence describing the prevalence or intensity of this phenomenon in people with COPD. While it is clear that some people with COPD experience substantial stigma, the range of levels of stigma experienced by individuals with COPD and the extent to which it affects them is unclear. The research included in this review documents the importance of COPD-related stigma, but the majority of studies are qualitative in nature with relatively small sample sizes, and further research is needed to establish the prevalence and intensity of COPD-related stigma.
One limitation of this integrative review is that all the included studies were conducted in high-income countries:49 nine European and three North American. While the review reflects diverse aspects of living with COPD and indicates that the existence of COPD-related stigma is consistent across these countries, the findings may not be generalizable to other countries. Second, the review only included studies published in English and did not include the gray literature, which may have led to the exclusion of relevant studies.
Smoking is the primary socially conferred mark of COPD and the evidence documents four stigma processes: enacted stigma, felt stigma, internalized stigma and anticipated stigma. The effects of COPD-related stigma are intensified by the highly visible features of the disease, its self-inflicted nature, and the perceptions of people with COPD that it is humiliating to have COPD. Individual responses to COPD-related stigma include emotional distress, limiting social interactions, issues with treatment adherence, and negative attitudes toward help-seeking. Little is known about the prevalence and intensity of stigmatization and the health effects of stigma in this population.
COPD, chronic obstructive pulmonary disease; GOLD, Global Initiative for Chronic Obstructive Lung Disease.
The submission of this manuscript is based on the first author’s dissertation.50 The authors thank Ms. Celia M. Bridges of the University of Michigan for her thorough editing of the manuscript. The authors thank Health Technology Assessment NIHR HTA programme for allowing to reproduce of the checklists26 for assessing methodological quality in this manuscript.
All authors contributed to data analysis, drafting or revising the article, have agreed on the journal to which the article will be submitted, gave final approval of the version to be published, and agree to be accountable for all aspects of the work.
The authors report no conflicts of interest in this work.
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