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Personal Growth and Associated Factors Among Patients with Chronic Obstructive Pulmonary Disease in China: A Cross-Sectional Study

Authors Zhao H, Wu B , Kong L, Fan J, Wang Q, Li J, Mao J 

Received 3 August 2020

Accepted for publication 19 October 2020

Published 17 November 2020 Volume 2020:15 Pages 2977—2983


Checked for plagiarism Yes

Review by Single anonymous peer review

Peer reviewer comments 2

Editor who approved publication: Dr Richard Russell

Huimin Zhao,1 Bei Wu,2 Linglin Kong,1 Junyao Fan,1 Quan Wang,1 Jie Li,1 Jing Mao1

1School of Nursing, Tongji Medical College, Huazhong University of Science and Technology, Wuhan, People’s Republic of China; 2Rory Meyers College of Nursing and NYU Aging Incubator, New York University, New York, NY, USA

Correspondence: Jie Li; Jing Mao
School of Nursing, Tongji Medical College, Huazhong University of Science and Technology, Hangkong Road 13, Qiaokou District, Wuhan 430030, People’s Republic of China
Tel +86 18971097091
; +86 13317135988
Fax +86 02783692635
; +86 02783692657
Email [email protected]; [email protected]

Purpose: This cross-sectional study aimed to describe personal growth and to analyze its associated factors among patients with chronic obstructive pulmonary disease (COPD) in China.
Patients and Methods: A total of 364 Chinese COPD hospitalized patients were included in the study between November 2016 and April 2018. Participants provided demographic information and completed the Growth Through Uncertainty Scale (GTUS), the Multidimensional Scale of Perceived Social Support (MSPSS), and the modified Medical Research Council dyspnoea scale (mMRC).
Results: The mean total score on the GTUS was 142.34 (SD = 7.61). The multiple linear regression analysis showed that factors including educational level, average monthly income, social support, and breathlessness can influence personal growth (R2 = 0.427, F = 44.420, p < 0.001), explaining 42.7% of the variance.
Conclusion: COPD patients tend to report a moderate level of personal growth in China. Educational level, average monthly income, social support, and breathlessness were significant factors associated with personal growth. Medical workers should be aware of the level of personal growth among COPD patients and make tailored interventions to facilitate COPD patients’ personal growth, such as increasing social support and decrease breathlessness.

Keywords: breathlessness, China, COPD, personal growth, social support


Chronic obstructive pulmonary disease (COPD) is a common preventable and treatable disease characterized by persistent respiratory symptoms and airflow limitation that is not fully reversible.1 The predominant respiratory symptom of COPD is breathlessness, which varies in frequency, severity, and distress. Evidence suggested that the global prevalence of COPD was 11.7% in 2010.2 Considering the aging of the world’s population and the continued exposure to COPD risk factors, COPD prevalence is expected to increase in the coming decades. COPD is the third leading cause of global death and claimed 3.0 million lives in 2016.3 The direct medical cost of COPD varied from 72 to 3565 USD per capita per year, accounting for 33.33% to 118.09% of the local average annual income.4 Therefore, COPD remains an important public health problem.

Personal growth refers to individuals with chronic illness accepting continual uncertainty, integrating uncertainty into life, believing in a world without absolute certainty, and developing a new view of life based on the reconceptualization of the uncertainty in illness theory.5 Personal growth was measured by using the Growth Through Uncertainty Scale (GTUS), which was developed by Mishel and Fleury in 1997.6 The GTUS has been valid in breast cancer survivors, prostate cancer patients, postoperative colorectal cancer patients, and parents of children with acute leukemia.7–10 So far, there have been no studies using GTUS to assess COPD patients’ personal growth.

Although there are some qualitative studies exploring personal growth,11–13 limited quantitative studies have been conducted on this topic. For instance, Overbaugh et al reported moderate levels of personal growth among patients with heart failure.14 Hu et al found similar results in postoperative colorectal cancer patients.9 Tian et al indicated high levels of personal growth among parents of children with autism.15 To our knowledge, no quantitative studies have investigated the level of personal growth among COPD patients.

Personal growth was associated with many demographic variables, including age,16 sex,17,18 marital status,16,19 educational level,7,20 and economical status.21,22 Furthermore, a positive correlation was found between social support and personal growth. Patients with greater social support tended to experience greater personal growth than others.20,23 Despite the available evidence that personal growth is related to multiple predictors, the factors associated with personal growth in Chinese COPD patients have not been studied.

To address the above gaps, we conducted this cross-sectional study. The purpose of this study was to quantitatively describe personal growth among Chinese COPD patients and to identify the factors associated with personal growth. This study will provide theoretical foundation for future research. This knowledge will help medical workers to understand COPD patients’ personal growth and develop effective interventions to promote personal growth.

Patients and Methods


A cross-sectional survey was conducted from November 2016 to April 2018 in the wards of the respiratory departments of the following six hospitals in China: Tongji Hospital, Union Hospital, Liyuan Hospital, First Hospital of Shanxi Medical University, Second Hospital of Shanxi Medical University, and Shanxi Provincial People’s Hospital.


COPD patients fulfilling the following inclusion criteria were recruited in this study: (1) being diagnosed with COPD by a physician, as documented on the patient’s record, (2) age >40 years, (3) being able to communicate in Chinese, and (4) being willing to participate in this study. Patients with cognitive impairment or psychiatric diseases were excluded.


All eligible participants were informed about the aims of the study and the study procedures. All participation was voluntary and anonymous. The well-trained investigators obtained written informed consent and collected self-report questionnaires from all the patients. The survey lasted approximately 30 minutes. Demographic data were collected, including age, sex, marital status, educational level, average monthly income, payment method for medical expenses, number of hospitalizations due to diagnosis of COPD, and comorbid chronic conditions.

Personal growth was assessed with GTUS.6 The GTUS was the first self-report scale to evaluate positive psychological changes and personal growth. It consists of 39 items, and each item is rated on a 6-point Likert scale from 1 (strongly disagree) to 6 (strongly agree) with 4 items being reverse scored. The total score ranges from 39 to 234 with higher scores representing more personal growth.6 The Cronbach’s α coefficient of the GTUS was 0.66 in this study.

Social support was measured using the Multidimensional Scale of Perceived Social Support (MSPSS).24 The MSPSS was designed to evaluate the perceived social support from family, friends, or significant others, and it comprises 12 items and three subscales.24 Each subscale includes 4 items that are rated using a 7-point Likert scale from 1 (strongly disagree) to 7 (strongly agree). The subscale scores range from 4 to 27, and the total score ranges from 12 to 84 with higher scores indicating greater perceived social support.25 Cronbach’s alpha for the MSPSS in patients with comorbid COPD and heart failure was 0.93.26 The Cronbach’s α coefficient of the MSPSS was 0.71 in this study.

Breathlessness was evaluated by the modified Medical Research Council dyspnoea scale (mMRC) with scores ranging from 0 to 4.27 A higher score indicates more breathlessness.27

Ethical Considerations

This study was approved by the Institutional Review Board of Tongji Medical College, Huazhong University of Science and Technology. Permission to recruit participants was granted from the administrators of the six hospitals before data collection commenced. The study was conducted in accordance with the Declaration of Helsinki. The study was reported in compliance with the Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) recommendations (Table S1).

Sample Size Calculation

The sample size was at least ten times of the number of independent variables.28 While calculating the sample size, 10% none-response rate was considered. The minimum sample size was 110 in this study.

Data Analysis

Data were analyzed using the Statistical Package for Social Sciences, version 24.0 (IBM SPSS Corp). Normal distribution was evaluated with determination of histogram. Personal growth was considered normally distributed. Homogeneity of variance was determined by Levene’s test. The variances were equal across groups. Descriptive statistics including means, standard deviations, frequencies, and percentages were calculated to summarize all the variables. Statistical methods included independent sample t-test, one-way ANOVA, Pearson correlation, and enter-method multiple linear regression analysis. Variables were included in enter-method multiple linear regression analysis if there was a significant association in independent sample t-test, one-way ANOVA, and Pearson correlation. Multicollinearity between independent variables was assessed by performing variance inflation factor (VIF) tests.29 Generally, VIF values exceeding 10 indicate the presence of multicollinearity.29 In our study, VIF values were no greater than 1.610 for any variable. In all analyses, statistical significance was set at p < 0.05.


Participant Characteristics, Personal Growth, Social Support, and Breathlessness

The initial sample included a total of 403 COPD patients, of which 378 (93.8%) patients agreeing to participate in the survey. Three hundred and sixty-four patients completed the survey questionnaire leading to an effective response rate of 90.3%. The mean age of patients was 68.76 years (SD = 9.86) and ranging from 43 to 94 years. The sample consisted of 79.7% males and 20.3% females. 86.3% patients were married and 13.7% were widowed. The majority of participants had a middle level of education (55.5%), followed by low education (35.2%) and high education (9.3%). 85.2% patients reported an average income of 4999 RMB per month or below. The major payment method for medical expenses were the basic social medical insurance scheme for urban employees (41.2%) and the new rural cooperative medical insurance scheme (31.9%). The number of hospitalizations due to diagnosis of COPD ranged from 1 to 33, with 78.0% having one or two hospitalizations. From the sample, 51.6% participants reported no comorbid chronic disease and 48.4% had at least one comorbid chronic disease.

The mean total score for the GTUS was 142.34 (SD = 7.61), the minimum score was 110, and the maximum score was 164 in this study. The mean scores of the total MSPSS and on the subscales for family, friends, and significant others were 50.94 (SD = 7.83), 25.48 (SD = 2.54), 11.49 (SD = 4.54), and 13.96 (SD = 5.61), respectively. The mean mMRC score was 2.44 (SD = 0.76).

Univariate Analysis

A significant difference was found in the average GTUS score based on educational level, average monthly income, and payment method for medical expenses (p < 0.001) (Table 1).

Table 1 Comparison of Personal Growth According to Participant Characteristics

Correlational Analysis

In the correlational analysis, age (r = 0.163, p < 0.01), social support (r = 0.546, p < 0.01), and breathlessness (r = −0.501, p < 0.01) were associated with personal growth.

Multiple Regression

Multiple regression analysis was performed based on statistically significant variables in univariate analysis and correlational analysis, including educational level, average monthly income, payment method for medical expenses, age, social support, and breathlessness. Educational level, average monthly income, social support, and breathlessness were significant factors associated with personal growth (R2 = 0.427, F = 44.420, p < 0.001), explaining 42.7% of the variance (Table 2).

Table 2 The Results of Multiple Linear Regression Analysis for Explaining Personal Growth


This study aimed to describe Chinese COPD patients’ personal growth and identify its influencing factors. Overall, our results indicated a moderate level of personal growth for COPD patients in China. The mean total score on the GTUS was 142.34 (SD = 7.61), which was lower than that reported in previous studies.10,30–32 This discrepancy may be explained that the samples are different between our study and others. We surveyed COPD patients, whereas other studies focused on cancer patients or parents of children with cancer. In terms of the severity of the disease, cancer may be more likely to cause death than COPD. Patients may experience greater personal growth if they suffer from more severe diseases.33

Using multiple linear regression, educational level, average monthly income, and social support were identified as influencing factors of personal growth in our study.

The current study demonstrated that educational level was a positive influencing factor of personal growth. Studies by Carol, Porter, and Sim have produced similar findings.7,33,34 However, other studies reported that a higher educational level was less likely to influence personal growth than other educational levels.22,35,36 In another study, educational level did not affect personal growth.37 Given the conflicting findings, further research is required to confirm the association between educational level and personal growth.

In addition to educational level, average monthly income emerged as one of the most important predictors of personal growth. In agreement with our study, previous studies have indicated that higher income was associated with greater personal growth.22,33,38 One possible explanation for this result may be that patients with higher incomes may prefer to seek high-quality treatment and thus suffer less hardships than those with lower incomes. In contrast, patients with a lower income are at risk of confronting economic burden and experiencing more stress due to their illness than those with higher incomes.39

This study confirmed previous findings that personal growth was positively associated with social support,20,40,41 showing that greater perceived social support predicted higher levels of personal growth. Social support may reduce patients’ isolation and stigma by giving emotional, social, informational and practical help.42 In addition, social support may provide coping strategies for stress related to disease and facilitate personal growth.43 In our study, COPD patients’ social support was mainly obtained from family. It is possible that patients were mostly retirees and had little communication with friends. This finding indicates that the development of interventions to enhance social support for COPD patients, especially from friends and significant others, can improve their personal growth.

The present study offered preliminary insights into the relationships between breathlessness and personal growth among COPD patients. This study showed that COPD patients experiencing less breathlessness reported greater personal growth. To date, this study is the first to examine the relationship between personal growth and breathlessness. Thus, this result was viewed as tentative. Further studies in this area are warranted.

This study has several strengths. This study included a large sample with a high response rate and was performed in six hospitals across China between November 2016 and April 2018, which may generalize the findings. Furthermore, on-site data collection conducted by well-trained investigators promoted the validity and reliability of the results.

Several potential limitations should be noted in the present study. First, our study was designed as a cross-sectional survey, preventing us from determining the causal relationships between personal growth and the associated factors. Second, the reliabilities of GTUS and MSPSS were not high, which may increase measurement error and to some extent reduce the overall power of the study. Third, the use of convenience sampling may devalue the representativeness of the sample and limit the generalizability of the findings. Finally, although some related variables were investigated in the study, this survey did not consider patients’ other characteristics, such as employment status, religious beliefs, disease severity, and coping strategies.

This study provides the following suggestions for future research. First, longitudinal studies are needed to establish causality for this topic. Second, future studies are required to further assess and improve the reliabilities of GTUS and MSPSS among COPD patients in China. Third, further research should use random sampling to reduce selection bias and minimize the weaknesses in the study design. Fourth, employment status, religious beliefs, disease severity, and coping strategies should be included as influencing factors of personal growth in future studies.


COPD patients experienced a moderate level of personal growth in China. Educational level, average monthly income, social support, and breathlessness were significantly associated with personal growth. Therefore, we suggest that healthcare professionals pay attention to COPD patients’ positive psychological changes and take effective measures to improve patients’ social support and decrease breathlessness, thereby promoting their personal growth.


The authors would like to thank the hospital administrators who facilitated the survey for their efforts, and we also appreciate all the COPD patients who participated in this study.


The authors declare no conflicts of interest.


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