Non-invasive prenatal testing for fetal chromosome abnormalities: review of clinical and ethical issues
Authors Gekas J, Langlois S, Ravitsky V, Audibert F, van den Berg D, Haidar H, Rousseau F
Received 24 March 2015
Accepted for publication 15 September 2015
Published 4 February 2016 Volume 2016:9 Pages 15—26
Checked for plagiarism Yes
Review by Single anonymous peer review
Peer reviewer comments 3
Editor who approved publication: Prof. Dr. Martin H. Maurer
Jean Gekas,1,2 Sylvie Langlois,3 Vardit Ravitsky,4 François Audibert,5 David Gradus van den Berg,6 Hazar Haidar,4 François Rousseau2,7
1Prenatal Diagnosis Unit, Department of Medical Genetics and Pediatrics, Faculty of Medicine, Université Laval, Québec City, QC, Canada; 2Department of Medical Biology, CHU de Québec, Québec City, QC, Canada; 3Department of Medical Genetics, University of British Columbia, Vancouver, BC, Canada; 4Bioethics Program, Department of Social and Preventive Medicine, School of Public Health, University of Montreal, Montreal, QC, Canada; 5Department of Obstetrics and Gynecology, Hospital Sainte-Justine, Montreal, QC, Canada; 6Department of Social and Preventive Medicine, Faculty of Medicine, Université Laval, Québec City, QC, Canada; 7Department of Molecular Biology, Medical Biochemistry and Pathology, Faculty of Medicine, Université Laval, Québec City, QC, Canada
Abstract: Genomics-based non-invasive prenatal screening using cell-free DNA (cfDNA screening) was proposed to reduce the number of invasive procedures in current prenatal diagnosis for fetal aneuploidies. We review here the clinical and ethical issues of cfDNA screening. To date, it is not clear how cfDNA screening is going to impact the performances of clinical prenatal diagnosis and how it could be incorporated in real life. The direct marketing to users may have facilitated the early introduction of cfDNA screening into clinical practice despite limited evidence-based independent research data supporting this rapid shift. There is a need to address the most important ethical, legal, and social issues before its implementation in a mass setting. Its introduction might worsen current tendencies to neglect the reproductive autonomy of pregnant women.
Keywords: prenatal diagnosis, Down syndrome, non-invasive prenatal testing, cell-free fetal DNA, informed consent, reproductive autonomy
Current prenatal diagnosis (PD) for fetal aneuploidies generally relies on an initial non-invasive risk screening strategy after which women who are deemed to be at high risk are offered an invasive confirmatory test. More recently, the clinical implementation of new genomics-based non-invasive prenatal screening tests (NIPTs) using cell-free DNA (cfDNA) screening for fetal chromosomal aneuploidies is observed.
Down syndrome ([DS] trisomy 21) is the most common cause of intellectual disability worldwide, affects approximately 1:500 pregnancies and is seen in 1:800 to 1:1,000 live births.1 Genetic PD for DS, since its introduction in the late 1960s, has evolved significantly. In order to limit the number of invasive procedures (amniocentesis or chorionic villus sampling [CVS]) for definitive PD, which is associated classically with a one in 200 chance of fetal miscarriage2,3 and with recent data suggesting a one in 1,000 risk of fetal miscarriage,4 the majority of public current screening programs5 for DS generally combine initial non-invasive risk screening strategies. These procedures use maternal serum with or without ultrasound markers in a mathematical model to estimate an overall personal risk score for each woman for carrying a fetus with DS. Women who are deemed to be at high risk are then offered invasive PD.6 Consequently, the routine offer of medical tests to pregnant women is usually a two-tier procedure, in many Western countries with a public health setting. However, in other countries or in the USA, prenatal screening is made available to (self-paying or insured) patients in accordance with professional guidelines.7 This may have been facilitated by direct marketing to patients8 and the introduction of new genomics-based NIPT using cfDNA screening which is currently not publicly funded in most jurisdictions.5 These tests have the potential to offer earlier results during pregnancy and to substantially reduce the number of invasive procedures.9,10
The main justification for offering prenatal genetic diagnosis is the promotion of reproductive autonomy and informed decision-making by pregnant women. Reproductive autonomy is of utmost importance in PD.11,12 Since there is no cure for DS, efficient prenatal screening and diagnosis enable couples to make informed reproductive choices.2,13 PD differs from other diagnostic procedures in medicine insofar as most conditions tested cannot be cured or substantially alleviated and the only option following an undesired result is therefore to decide whether to accept the child’s condition and prepare for his or her birth or to terminate the pregnancy. Consequently, the main reason for offering prenatal genetic testing is to enhance the reproductive autonomy of the pregnant woman and/or the couple.11,12 Invasive genetic diagnosis,14 second-trimester ultrasound screening,15 and first-trimester risk assessment,16 were considered controversial at the time of their introduction but have since become important autonomy-enhancing strategies in obstetric practice.17,18 In a practice bulletin published in 2007, the American College of Obstetrics and Gynecology recommended that prenatal screening for aneuploidy should be offered to all women, regardless of age.19 Nevertheless, choices may be more limited in the context of a publicly funded screening program where costs are a constraining factor than in settings where women have to fully pay themselves.7,20
Routine PD schemes need to be refined to improve the care provided to pregnant women. Invasive PD, such as amniocentesis or CVS, which can be performed from the eleventh week gestation is costly and entails a significant fetal loss rate.21 Amniocentesis, which is performed more often than CVS, is generally delayed until after 15 weeks, with a 1- to 2-week turnaround time for results.
Current non-invasive risk screening identifies up to 90% of pregnancies with trisomies, with a screen-positive rate of 4% to 5% in the general population.22 However, many women will undergo invasive PD while not carrying an affected fetus. Only one per 15 to 20 invasive procedures reveal aneuploidy23 while this leads to one per 100 (1%) to 1,000 (0.1%) procedure-related losses of unaffected fetuses.3,4
Hence, either a more specific screening method (ie, with a lower rate of false positive results) or a reliable and convenient method for PD (ie, with a much smaller [or absent] risk of fetal loss) has long been sought.11 The objective is to significantly improve the care provided to pregnant women.
In this review, we critically assess the published literature on genomics-based noninvasive prenatal screening using cfDNA screening which is currently not publicly funded in most jurisdictions5 and produce an overview of clinical and ethical issues of this technology.
Materials and methods
This paper is part of PEGASUS project (PErsonalized Genomics for prenatal Aneuploidy Screening USing maternal blood, ClinicalTrials.gov identifier NCT01925742). This project has been approved by Quebec University Hospital (CHU de Québec) research ethical committee on July 15, 2013 (number: 13-06-1236).
Relevant citations were extracted from Embase, PubMed, Web of Science, and the Cochrane databases from inception to July 2015. We developed the search strategy through an iterative and collaborative process in close collaboration with PD specialists and clinical experts in laboratory medicine, genetics, and obstetrics, particularly for the development of the cfDNA screening strategy for chromosome abnormalities. The search strategy consisted of MeSH (medical subject heading) terms, Emtree terms, and keywords related to PD for fetal aneuploidy detection, non-invasive risk screening strategies, reproductive autonomy, informed consent in PD, cell-free fetal DNA, genomics-based non-invasive prenatal screening, clinical recommendations in PD, ethical, legal, and social issues in PD for chromosome abnormalities. Also, references from selected articles and related reviews underwent an exhaustive search. No language restriction was applied. Articles were screened by titles and abstracts, and full texts were reviewed by two reviewers (JG, DV) to determine eligibility. Disagreement was resolved by discussion with a third reviewer (FR).
Observational studies, such as cohort or case control, and randomized controlled trials were included. Case reports were excluded. Citations without abstracts were rejected. For multiple publications of the same data set, only the most relevant study was included.
cfDNA screening allows the study of fetal genomic DNA in maternal blood, thus using a less invasive procedure than amniocentesis or CVS, and shows potential for improving current PD schemes. The presence of cfDNA released by the fetus into the circulation of its mother was reported in 1997.24 By analyzing this source of fetal genetic material, obtainable through a blood sample from a pregnant woman, cfDNA screening has been developed25 and proposed as potentially changing the approach to PD for DS and other conditions such as other significant trisomies for chromosomes 13 and 18.25–27
Initially, three published prospective studies each involving more than 500 high-risk pregnancies investigated the performance of cfDNA screening for DS28–30 with full karyotyping results available. They showed the possible clinical applicability of these methods. Over all, NIPT offers a detection rate more than 99% and a false positive rate under 0.5% in high-risk pregnancies.28–30 More recently, other clinical trials confirmed these results with many additional studies currently underway.5,31–33 cfDNA screening has also been proposed as a replacement for first level screening in both high and average risk population for DS, for some single gene disorders, determination of Rhesus D blood-group status, fetal sex pathologies, sub-chromosomal events, fetal DNA copy number variation, and genome-wide cell-free fetal DNA profiling.7,34–44 Nevertheless, cfDNA screening is not sufficiently sensitive and specific for a diagnostic test37,45–47 and cfDNA screening performance is better documented in trisomies 21 and 18 than for other trisomies.7,48
Professional groups have stated that cfDNA screening could be an option for prenatal fetal aneuploidy detection. Professional groups49–53 have published clinical recommendations regarding the use of cfDNA screening for fetal aneuploidy detection. Together, the American Congress of Obstetricians and Gynecologists, the National Coalition for Health Professional Education in Genetics and the National Society of Genetic Counselors in the USA, the International Society for Prenatal Diagnosis, the Society of Obstetricians and Gynecologists of Canada, and the California Technology Assessment Forum stated that cfDNA screening could be an option for fetal aneuploidy detection in high-risk pregnancies after non-directive counseling by qualified personnel. It is obvious that a shift has already started in the routine care of pregnancies.52,54 The American College of Medical Genetics and Genomics has not limited their recommendation to women at high risk for fetal chromosome abnormality in accordance with the health insurer Blue Cross.35,55 New clinical advances in cfDNA screening may necessitate clinical policy modifications for considering new potential uses and applications for other conditions.5,56–58
Limitations of cfDNA screening technologies in PD for fetal chromosomal abnormalities
To date, while a reasonable amount of evidence supports the use of cfDNA screening in high-risk women for detection of fetal trisomies 21 and 18,49–51 no studies have addressed the cost-effectiveness (C/E) of cfDNA screening implementation in a routine real life pregnancy health care workflow setting. One editorial analyzed some C/E aspects of NIPT.59 Moreover, available C/E studies are simulation models sponsored by industry, performed for high-risk women60–62 or evaluated on the general population.63–66 One study reports that NIPT as a screening tool that requires a confirmatory amniocentesis would be cost-effective as compared with its use as a diagnostic tool, leading to far fewer losses of unaffected pregnancies.60 A second study concluded that NIPT would be cost-effective in high-risk patients (maternal age 35 or greater) with a lower total health care expenditure over both first-trimester and integrated non-invasive risk screening while improving DS detection and reducing euploid fetal losses.61,62 The studies done on the general population reported that cfDNA screening implementation would be economically justified63–66 but are simulation models too. Other data reported that this approach may become sufficiently cost-effective only by a significant reduction in the costs of cfDNA screening.67,68 In a recent simulation study,63 for the general pregnancy population, cfDNA screening is reported to identify 15% more trisomy cases, to reduce invasive procedures by 88%, and reduce iatrogenic fetal loss by 94% as compared to first-trimester combined screening with serum markers and nuchal translucency evaluation by ultrasound. This approach, was also shown to be more cost-effective at a cost unit of US$453 and below.63
Thus, no published study performed extensive C/E analyses of this technology and of different screening algorithms using cfDNA screening. An independent comparative C/E validation study is needed to further validate alternative NIPT methods, in both low- and high-risk women to optimally introduce this technology into routine workflow prenatal care in existing DS prenatal detection programs.3,8,11,62 Finally, this should be accompanied by the development of national best practice guidelines and standard laboratory protocols to ensure the equitable provision of high quality health services.7,11
Additionally, all major studies of cfDNA screening28,30,69,70 were industry-funded (Sequenom, Verinata Health, AriosaDx) and aimed mainly at validating the performance of cfDNA screening technology compared to invasive PD for trisomy 21, trisomy 18, and trisomy 13. Even if these studies reported excellent performances, many elements need to be taken into consideration:
1) In the spectrum of evidence needed before introducing a new technology into routine clinical use, the availability of studies independent from the patent/license-holders is critical.71,72 A systematic review showed that diagnostic methods’ performances tend to be overestimated in initial studies and studies funded by sponsors.73 C/E studies from sponsors were more likely to report more favorable C/E ratios than independent studies.74 It is therefore important to independently assess and compare the analytical and clinical validity of these promising technologies for clinical use in real-world clinical settings and independently from the holders of the technology’s patents. 2) The majority of available data addressed the diagnostic performances of cfDNA screening for fetal aneuploidies among women classified to be at high risk for fetal aneuploidy but data on the applicability of cfDNA screening in normal-risk pregnancies are more limited.7,38,39 Data obtained in a study evaluating NIPT for women who benefited from first-trimester combined test37 showed interesting results but in 4.9% of women, results could not be issued. However, there is growing evidence that comparably good results can also be achieved in general obstetrical population with first-tier cfDNA screening7,34,37,39,75–77 Although ten times better than the positive predictive value (PPV) of current first-trimester screening in similar risk group, this is far below the near 100% required for trisomy 21 diagnosis.7 More data are needed to confirm whether genomic cfDNA screening would be an effective approach in normal-risk pregnancies, notably because of its unknown PPV in this patient population.7 Even if a sensitivity exceeding 98% and a specificity above 99.5% is reported in cfDNA screening studies,22 there is a lack of information about the tests’ PPV which reflects the probability that a positive test result indicates a true fetal aneuploidy. Although sensitivity and specificity are unaffected by the condition’s prevalence in the test population, PPV and negative predictive value (NPV) vary considerably with prevalence. cfDNA screening studies22 have mostly been conducted in high-risk groups of women with prevalence rates for DS in the samples as high as one in eight. With a prevalence of one in eight, assuming a constant specificity of 99.7% and a sensitivity of 99.9%, the PPV and NPV are impressively high (97.94% and 99.99%), respectively. But at a prevalence of one in 200, or even one in 1,000, the approximate prevalence of DS in low-risk pregnancies in the second-trimester of pregnancy, the PPV drops below 63%.22 It is estimated that in a general risk population, more than half of positive cfDNA screening results may be false positive tests.39 Even when offered to those at a very high a priori risk (one in five), the PPV does not exceed 99%,22 this is why a positive cfDNA screening result should always be confirmed by an amniocentesis.7 The lower prevalence of trisomies 18 and 13 in a general population (respectively 2.3 in 10,000 and 1.4 in 10,000) will affect the PPV for these conditions.78,79 By contrast, the NPV increases with lower a priori risk. This means that except for women classified at high risk for trisomies 21, 18, or 13, a negative cfDNA screening result is highly reliable.7,22 3) False positive and false-negative cfDNA screening results may occur at a higher rate than previously reported in clinical trials.8,80,81 There is less evidence on the efficacy of the use of cfDNA screening for trisomy 13, sex chromosomal aneuploidies and triploidies,7,25–27,48,82–97 while these common fetal chromosomal aneuploidies are targeted in conventional PD. However, it is estimated that technological improvements will overcome false-negative results obtained for triploidies, which are not currently picked up by cfDNA screening.88,89 False positive results have been reported because of confined placental mosaicism, a vanishing twin or a maternal tumor. 8,37,90–93 In published data, confined placental mosaicism is thought to occur in 1%–2% of CVS analyses8,94 but may be higher with one study showing 4.8% of term placentas with confined mosaicism.8,95 Tests also generally assume a normal maternal karyotype since low-level maternal mosaicism may impact cfDNA screening results.8,28 Sometimes false-negative results remain unexplained.80 Additional research is needed assessing the impact of discordance among maternal, fetal, and placental chromosomes on cfDNA screening results especially as normal cfDNA screening results were not verified by invasive prenatal or post-delivery data in some studies.8,69,96,97 4) It is not clear how cfDNA screening is going to perform in real life prenatal care.8 The rate of non-reportable results, depending on the inclusion criteria for pregnant women and technical protocol used, ranged from 1% to 5%.28–30,45 Samples that do not meet quality control with low fetal fraction (under 4%) or sampling errors are reported between 3% and 7% of patients.8,29,30,69,70,98,99 Given that the performance of cfDNA screening has been shown to be dependent on the fetal fraction,69 most tests require a minimal fetal fraction to report a result. Although a number of factors may influence fetal fraction as testing occurs before 9 weeks, the most significant one has been shown to be maternal weight with a higher failure rate encountered among obese women probably due to a dilution effect and their increased adipocyte turnover.30,31,100 However, the exact predicted impact of body mass index on the ability of cfDNA screening to provide results is still unclear. More evidence about failure rates and risk factors for failed cfDNA screening is necessary.7 5) There is limited evidence about the performance of cfDNA screening in twin or triplet pregnancies.101 6) Unlike other screening methods, cfDNA screening does not evaluate nuchal translucency, placenta function with biochemical markers, and does not detect neural tube defects.57,59,102 These biochemical markers are simultaneously used to test for pregnancy complication risks such as pre-eclampsia or intra-uterine growth retardation. The role of first-trimester nuchal translucency measurement and conventional biochemical testing needs to be reassessed in the context of the use of cfDNA screening103 especially as, some specific concerns such as impact of cfDNA screening on prenatal ultrasound practice have already been expressed.104 In contrast, some reports published interesting results of using altered levels of cell-free fetal DNA as a marker for pregnancy complications or preterm birth.92,105 In the future, cfDNA screening might be used to also detect some pregnancy complications or fetal disorders.106 An ethical evaluation of the implications of these developments will be needed to distinguish between autonomy- and prevention-aimed screening considerations.7,106–108 7) Since cfDNA screening would be used to detect only trisomies 21, 18, and 13, other clinically relevant chromosomal abnormalities would be missed.7,109
How could cfDNA screening be incorporated into the framework of existing PD programs?
With regard to the clinical implementation of cfDNA screening, three scenarios are possible: 1) NIPT might replace current screening approaches or be added to them (unique risk calculation including screening tests from existing prenatal screening programs for DS and NIPT based on cffDNA); 2) cfDNA screening might be interposed between current screening and invasive PD in order to filter out most of the screening false positives (added to a subset of women as for contingent screening); or 3) cfDNA screening might replace invasive PD if it is ever considered as a valid diagnostic test (if this technology is getting better), as opposed to a screening test.12,110
Which of these options is followed will depend primarily on the technical accuracy of NIPT strategies (in terms of sensitivity and specificity) observed in validation studies of normal risk women and the available resources. Nevertheless, replacing current screening programs for DS which consist of a multistep process with a single maternal blood test (the first option) would seem to be the most attractive,3,7,12 as this option may offer safer, earlier, and easier antenatal testing than current standard practices. Moreover, women’s preferences regarding NIPT showed that the single most important factor for choosing NIPT was eliminating the risk of a procedure-related miscarriage (75%) followed distantly by accuracy of results (13%).111
Clinical implementation of cfDNA screening might worsen current tendencies to neglect the protection of reproductive autonomy of pregnant women. In the case of DS PD, where cfDNA screening would replace a probabilistic test with a single highly predictive test, the main ethical challenges for implementation are safeguarding patient autonomy and ensuring informed consent.5–7,11,12,32,46,108,112–116 Current screening programs for DS ensure a two-step procedure: non-invasive risk screening as a first step that is followed by counseling and discussion and an invasive procedure as a second step for women who choose it based on being classified as high risk for DS. In the third scenario (cfDNA screening replacing invasive PD), this two-step approach will be transformed into a one-step diagnostic procedure where offering the test and taking the test could occur at the same time, leaving little time for discussion or reflection.12 In the context of such a scenario, with one single contact between the pregnant woman and the physician to discuss the pros and cons of NIPT, women might find themselves overwhelmed with the information provided and may not be in a position to fully think about the implications of the test, which would undermine their informed decision-making. Thus, despite the numerous benefits of abolishing invasive PD and its associated risk of fetal loss, a one-step NIPT might worsen current tendencies to neglect the reproductive autonomy of pregnant women.12,20,117,118 Even if recommendations from professional groups have considered a limited implementation into the framework of existing prenatal screening programs for DS, these concerns are likely to become increasingly pressing if cfDNA screening becomes available for an increased number of women (n=115).
Studies in many countries have provided similar results on the quality of informed consent in currently available multi-step procedures for DS prenatal screening. There is already a need to improve the quality of informed consent for existing multi-step prenatal genetic examinations13,119–121 and this need will become even more pressing if NIPT becomes a one-step procedure11,12 with an easy test that might take place in a mass screening setting and perhaps even in a direct-to-consumer context. Since the end of 2011, such tests have become clinically and commercially available in the USA, parts of Europe, Asia, Australia, and the Middle East. This technology is now advertised and marketed to health care providers and pregnant women, creating significant pressure for its introduction in prenatal care while all the usual validation studies have not yet been performed, and while other tools needed for implementation are neither validated nor available.
A recent study of clinicians has shown that health care providers viewed consent for non-invasive NIPT as less important that consent for invasive PD after current screening tests.122 To avert this pitfall, it is suggested to ensure an informed consent by keeping a two-step approach for NIPT with counseling in the first stage and decision-making followed by testing when appropriate in the second stage.11,12,112,117,123 At the same time, the feasibility of maintaining a two-step approach in a real-life setting is questionable.
Gaps that need to be tackled prior to the introduction of cfDNA screening in routine care workflow are: gap 1 is to obtain enough data, independent from industry, on the clinical performance and clinical utility of cfDNA screening in both normal- and high-risk women, especially as cfDNA screening clinical performance is not sufficiently demonstrated in normal-risk pregnancies.22
Recent concerns are expressed over the popularity and rapidly spreading use of cfDNA screening in routine prenatal care. One recent publication22 asks physicians to resist the pressure of rapid proliferation of cfDNA screening and believes that the minimal regulatory oversight on these technologies has led to these tests becoming routinely available ahead of accurate evidence being available to consumers and to the health care systems. Effectively, cfDNA screening is considered laboratory-developed tests that are produced by companies governed by Clinical Laboratory Improvement Amendments and not by the US Food and Drug Administration (FDA). Thus, the FDA is not authorized to demand evidence of clinical validity which is usually needed for marketing authorization.22 Another concern relates to aggressive marketing methods to push the use of cfDNA screening by consumers.7,22,124
Gap 2 is to ensure that tools are developed for appropriately counseling and informing women regarding cfDNA screening, for safeguarding patient autonomy, and ensuring informed consent. Since cfDNA screening will be offered to increasing numbers of women, it will significantly raise the need for counseling,122,125 a need that cannot be met even with regards to current screening tests.121,126 It may also impact the legal obligations of health care providers to offer testing. cfDNA screening therefore requires the development of appropriate tools for patient and provider education, counseling, informed decision-making, and consent (such as educational brochures, video capsules, and websites) to protect and promote reproductive autonomy.47,127 These tools should be creative and innovative; emphasize the role of obstetricians and primary care physicians rather than necessarily rely on traditional models developed for genetic counselors; and address the actual concerns of patients and clinicians, as well as concerns related to the social acceptance and impact of cfDNA screening. These tools should also address practical implementation concerns, such as whether the test should be offered and performed on 2 different days in order to create “space” for reflection and consideration. Ideally, tools measuring informed choices have to be developed and validated in routine prenatal care of pregnancies.7,128,129
Specific attention should be given to consent in the context of possible incidental findings through cfDNA screening. For example, we have to resolve the issue of the inadvertent discovery of sex chromosome aneuploidy in the context of a test being done to screen for DS. Inadvertent discovery of sex chromosome aneuploidy was not infrequent in the last decades when genetic PD routinely involved testing by an invasive procedure such as CVS and amniocentesis, done in the majority of cases for advanced maternal age. This is much less common because relatively few pregnancies are tested without prior prenatal screening, which is not designed to identify sex chromosome aneuploidies. Thus, inadvertent discovery of a sex chromosome aneuploidy has significantly decreased.23 If cfDNA screening replaces current screening approaches with a high uptake rate and vendors offer information on sex chromosome aneuploidy, the inadvertent discovery of sex chromosome aneuploidy might become common because of the high incidence of sex chromosome abnormalities at birth23 and sex chromosome aneuploidy such as 47,XXY is favored by advanced maternal age. Nowadays in the USA, companies are offering cfDNA screening for trisomy 21 and provide information on X-aneuploidy.23
Hence, routine PD schemes need to be refined if cfDNA screening is implemented in a mass setting and such issues should be addressed by ensuring that women and/or couples give specific consent to receiving different types of results, so that information such as the diagnosis of sex chromosome aneuploidy is not given inadvertently, but rather only given based on the expressed wishes of the woman to receive it.
Gap 3 is the need to identify and address the most important ethical, legal, and social issues surrounding the implementation of cfDNA screening. cfDNA screening will offer risk-free, easy and early access to desired predictive genetic information and as such it would offer numerous benefits to women and their families. It is therefore expected that it will become a routine element of prenatal care with a high uptake. This expected “routinization” of NIPT raises concerns regarding increased social pressure to test and to terminate affected pregnancies as an expression of “responsible motherhood”. The future widespread availability of cfDNA screening may lead to an implicit ethical, and perhaps even legal, obligation to test and consequently to the notion that women are “responsible for bearing a child with a disability” because they had information about the genetic status of their fetus and still chose to carry their pregnancy to term.114 Genetic counseling is traditionally non-directive, but pre-test counseling for cfDNA screening will be provided by health professionals without specific training in genetics. One of the challenges will be to ensure that the discussion of DS and other conditions remains balanced.130,131
Moreover, the routinization of a better technology to screen (cfDNA screening) may lead to an increase in the diagnoses of DS during the prenatal period. This may lead, even by ameliorating the parents’ reproductive autonomy, more often to offering the choice of a pregnancy termination to parents implicated in the process. This may result in decreased prevalence of individuals with DS in the population which raises concerns regarding stigmatization, discrimination, and the decrease in support systems for individuals with disabilities.6,47,126,132,133 These concerns may adversely affect the social acceptability of cfDNA screening and will have to be addressed as the technology is introduced and implemented, possibly by addressing legal challenges and proposing policy and regulatory mechanisms.
Finally, the risk-free nature of NIPT, combined with the ability to test earlier in the pregnancy, might lower the threshold for appropriate testing. Invasive testing is only carried out for conditions that are perceived as severe enough to justify the risk of miscarriage. In the absence of risk, individuals may wish to test for less severe conditions, for late-onset conditions, for non-medical information such as sex and paternity, and perhaps for physical or – in the more distant future – even behavioral traits.134 Sex selection and paternity testing,114,135,136 raise particular concerns in countries such as India137 and People’s Republic of China,138 where a skewed sex ratio has led to legal prohibition of prenatal fetal sex determination for non-clinical indications.7,139 Forbidding sex selection for non-medical reasons as organized in context of medically assisted reproduction may be useful.7,140 Such trends raise ethical and social concerns that may have to be addressed through policy making. Especially, it is expected to become technically possible to screen by this technology beyond chromosomal abnormalities also Mendelian disorders and other fetal genetic disorders in the future.7,141 However, expansion of the practice would bring new ethical issues.7,108,134 Concerns about wider testing included a slippery slope toward testing for minor abnormalities or cosmetics traits.7,117,142 Notably it may be more difficult for pregnant women to make meaningful reproductive choices with variants of uncertain clinical significance, unexpected genetic disorders, adult-onset conditions and carrier status.20,134,143 Ethical aspects of offering prenatal testing for new specific conditions are matters for further research and debate.7,144 Curiosity for fetal genome scans needs to be balanced with the risk of exposing the future child to possibly harmful information.7,134 If a screening procedure is used for two different aims, (detection of fetal anomalies and pregnancy-related problems), non-directive counseling for respecting reproductive autonomy would no longer be taken as a standard.6 Also, meaningful reproductive choices accepted by the taxpayers when prenatal screening for fetal disorders is publicly funded should be defined.7
The diffusion of cfDNA screening into routine prenatal care is a major breakthrough in prenatal screening and diagnosis, notably because, this technology has the potential to offer earlier results in the first-trimester without multiple blood samples and substantially reducing the number of invasive procedures.9,10 A recent overview of cfDNA screening used in clinical practice seems to confirm this in real life.145 However, its integration may be occurring too quickly. The direct marketing to patients and end-users may have facilitated the early introduction of cfDNA screening into clinical practice despite limited evidence based research data supporting this rapid shift.8 Recent data showed a widespread offer of this technology in clinical practice but differences in service provision, emphasizing the need for guidelines that can harmonize practice.146 Significant maternal, provider, and regional differences in the uptake of prenatal screening exist with discrepancies expected to increase with the emergence of cfDNA screening. A pilot study already reported that there was a significant reduction in the number of patients referred for genetic counseling following the introduction of NIPT potentially leading to misdiagnosis of some fetal single gene disorders and aneuploidies not detectable by cfDNA screening.147
Even if it might be argued that asking women to pay for a prenatal screening test increases the awareness that there is truly a choice to be made, the need to pay may limit the access to prenatal screening to those who are able to pay, creating an issue of justice.7,148 A pilot study seems to confirm that an inequity of access due to cost was the most common ethical issue encountered.149
Limitations of cfDNA screening may be underappreciated by providers and patients.150,151 As with many medical innovations, physicians will have to resist pressures to promote the unwarranted use of cfDNA screening due to aggressive marketing and the rapid proliferation of direct-to-consumer services.8,22,95 There is ample evidence that a premature introduction of new health technologies (ie, prior to the availability of a strong evidence-base) can be not only expensive, but also deleterious to the health of patients.152–154
Because of public budgetary constraints, implementing cfDNA screening as a first-tier test in a fully funded screening program may be difficult without the cost per unit being brought down significantly.7,155–157 At this time, the promising performance of cfDNA screening has been reported in high-risk pregnancies only for trisomies 21 and 18. This additional screening test may be an option for women classified as high-risk of aneuploidy who wish to avoid invasive diagnostic tests if the ultrasound examination is normal.158 Nevertheless, cfDNA screening should not currently be used as a first-tier prenatal screening test for DS, because its clinical validity and clinical utility have not yet been shown without any doubt in pregnant women of average risk and is not recommended by the majority of professional societies.7,159 Also, since there is less evidence on the efficacy of the use of cfDNA screening for chromosome anomalies other than trisomies 21 and 18 and cfDNA screening does not detect all chromosomal anomalies identified by a fetal karyotype or microarray,23,160 amniocentesis should remain accessible for women classified as high-risk for a fetal aneuploidy because of a suggestive ultrasound finding.
Finally, for the moment, cfDNA screening is considered as a screening test and not as a diagnostic test. This means that a positive cfDNA screening result should always be confirmed by an invasive test such as amniocentesis or CVS.7 In this context, it is crucial that providers carefully counsel patients about the test’s advantages and limitations. Especially, the possibility to screen by cfDNA a large range of genetic disorders such as submicroscopic abnormalities and genome mutations is expected in coming years.161–164 Nevertheless, for these new screened genetic disorders, the PPV is expected to be low,164 many of these are associated with unknown clinical significance with counseling challenges and burdening women with difficult decision-making165 and in some studies the false positive rate is reported as high as 3%.7,166
The authors are members of the research Team of the PEGASUS project, funded mainly by Genome Canada, the Canadian Institutes for Health Research, Genome Québec, Genome BC, Genome Alberta, the Ministry of Higher Education, Research, Science and Technology of Quebec.
In 2013 our team of researchers led by Dr Francois Rousseau from Universite Laval and Dr Sylvie Langlois, University of British Columbia, received CAN$10.5 million from Genome Canada, the Canadian Institutes of Health Research (CIHR), Genome Quebec to conduct, to our knowledge, the first public independent from industry, large-scale comparative effectiveness study on non-invasive prenatal screening techniques.
The project involves an interdisciplinary team of 27 researchers from 12 universities (eight in Canada, four in Europe – and five federal and provincial policy makers in the health care field). All the authors of the paper are part of this research project: PEGASUS (PErsonalized Genomics for prenatal Aneuploidy Screening USing maternal blood, ClinicalTrials.gov identifier NCT01925742).
FR holds an MSSS/FRQS/CHUQ Research Chair in Technology Assessment and Evidence-Based Laboratory Medicine. The authors report no other conflicts of interest in this work.
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