Diagnosis and Management of Patients with Heart Failure with Preserved Ejection Fraction (HFpEF): Current Perspectives and Recommendations
Received 17 February 2020
Accepted for publication 20 July 2020
Published 21 August 2020 Volume 2020:16 Pages 769—785
Checked for plagiarism Yes
Review by Single anonymous peer review
Peer reviewer comments 2
Editor who approved publication: Professor Garry Walsh
Olga Dzhioeva,1 Evgeny Belyavskiy2
1Department of Fundamental and Applied Aspects of Obesity, National Medical Research Center for Preventive Medicine of the Ministry of Health of the Russian Federation, Moscow, Russia; 2Department of Internal Medicine and Cardiology, Charité - Universitätsmedizin Berlin, Berlin, Germany
Correspondence: Evgeny Belyavskiy
Department of Internal Medicine and Cardiology, Charité – Universitätsmedizin Berlin, Campus Virchow Klinikum Augustenburger Platz 1, Berlin 13353, Germany
Tel +49 30450565494
Fax +49 304507565494
Email [email protected]
Abstract: Heart failure with preserved ejection fraction (HFpEF) is a major global public health problem. Diagnosis of HFpEF is still challenging and built based on the comprehensive echocardiographic analysis. Currently, there are no universally accepted therapies that alter the clinical course of HFpEF. This review attempts to summarize the current advances in the diagnosis of HFpEF and provide future directions of the patients´ management with this very widespread, heterogeneous clinical syndrome.
Keywords: heart failure with preserved ejection fraction, transthoracic echocardiography, guidelines, diastolic stress test
Heart failure with preserved ejection fraction (HFpEF) is a major global public health issue.1,2 HFpEF can be defined as a clinical syndrome when the heart cannot pump the blood adequately without the cardiac filling pressures elevation.3 Since 2007 when a consensus statement the Heart Failure Association (HFA) of the European Society of Cardiology (ESC)4 was published, the terminology has evolved through HF with normal ejection fraction to the current definition as “HF with preserved ejection fraction (HFpEF)”.5 Despite modern advances in the diagnosis and treatment of cardiovascular diseases, the prevalence of this disease is expected to increase worldwide. This is due to an increase in life expectancy, as well as an increase in the prevalence of obesity and diabetes.6,7 Currently, the hospitalization of patients in HFpEF accounts for more than half of all hospitalizations with decompensated heart failure.8 HFpEF is heterogeneous in both aetiology and phenotypic manifestations, which significantly complicates the diagnosis of this condition in such patients. This disease develops more often in women, in elderly patients with risk factors and comorbidities such as obesity, hypertension, diabetes, chronic kidney disease, and chronic obstructive pulmonary disease.9–11 It was shown that the pathophysiology of HFpEF goes far beyond diastolic dysfunction and the essence of the pathophysiology of HFpEF is an increase of left ventricle (LV) filling pressure.12 However, our understanding of the pathophysiology of HFpEF is incomplete, and drug development has proved very challenging.13 Currently, there are no universally accepted therapies that alter the clinical course of HFpEF.6 This review attempts to summarize the current advances in the diagnosis of HFpEF and provide future directions for the management of the patients with this very widespread and heterogeneous clinical syndrome.
Role of Imaging Modalities in the Diagnosis of Heart Failure with Preserved Ejection Fraction
Current clinical trials in patients with heart failure use left ventricle ejection fraction (LVEF), measured using echocardiography as a cut-off for inclusion/exclusion criteria. According to ESC Guidelines, LVEF is still the main parameter to divide HF patients into 3 groups/categories based on LVEF: HFpEF patients considered those with LVEF ≥50%.6 Although LVEF has several limitations, such as the quantification of LV function based on volumetric measures from a two-dimensional non-tomographic technique,14 echocardiography remains the main non-invasive method in the diagnosis of patients with heart failure with preserved ejection fraction (HFpEF). Until last year, there were two cornerstone guidelines or expert recommendations concerning how to diagnose HFpEF by using transthoracic echocardiography. In effect, one has been elaborated by the American Society of Echocardiography and the European Association of Cardiovascular Imaging (ASE/EACVI) and another one by the European Society of Cardiology (ESC).6,12
The American Society of Echocardiography and European Association of Cardiovascular Imaging (ASE/EACVI) recommendations established an echocardiographic approach regarding how to determine elevated left ventricle filling pressures (LVFP) in patients with signs and symptoms of heart failure and with the myocardial disease. This approach is mainly based on the mitral E/A ratio. In this approach, patients with E/A ratio ≥ 2 are considered as having elevated LV filling pressures and thereby, the diagnosis of HFpEF could be established. In addition, in patients with mitral E/A ratio between 0.8 and 1.9 further three criteria should be considered for finally determining elevated LV filling pressures: i) left atrial volume index (LAVI) > 34 mL/m2; ii) peak velocity of tricuspid regurgitation (TR) > 2.8 m/s; iii) mitral average septal-lateral E/e´ ratio > 14. When two of these three criteria have been met, it confirms elevated LV filling pressures and accordingly the diagnosis of HFpEF (see Figure 1). On the other hand, in those patients when two of these parameters are negative and a mitral E/A ratio between 0.8–1.9 as well as in patients with mitral E/A ratio < 0.8 and mitral E-wave inflow < 50cm/s further evaluation by using a diastolic stress test should be considered to confirm the diagnosis of HFpEF or elevated LV filling pressures. Some clinical and methodological considerations should be taken into account regarding this approach recommended by the ASE/EACVI. In this respect, this approach is indicated for patients in sinus rhythm and thus, in patients with atrial fibrillation (AF), another workup should be used:12
- Peak TR velocity > 2.8 m/s is suggestive of elevated LAP.
- In patients with depressed LVEFs, mitral DTs (≤ 160 msec) has reasonable accuracy for the prediction of increased LV diastolic pressures and adverse clinical outcomes.
- In patients with incomplete TR jet other Doppler measurements can be applied, including peak acceleration rate of mitral E velocity ≥ 1.900 cm/sec2, IVRT ≤ 65 sec, DT of pulmonary venous diastolic velocity≤ 220 msec, E/Vp ratio ≥1.4, E/e´ ratio ≥ 11.
- The variability of mitral inflow velocity with the RR cycle length is of value in patients with AF, as patients with increased filling pressure have less beat to beat variation.
Figure 1 Algorithm for estimation of LV filling pressures and grading LV diastolic function in patients with myocardial disease and normal LVEF after consideration of clinical and other 2D data. Note: Data from Nagueh et al.12
Figure 2 Functional tests in cases of diagnostic uncertainty. Advanced HFpEF workup. Echo stress test. Note: Data from Pieske et al.5
In addition, it is important to highlight that in patients with significant mitral valve disease such as calcification of the mitral annulus, any mitral stenosis or at least moderate mitral regurgitation, mitral valve repair or prosthetic mitral valve, left bundle branch block, ventricular paced rhythm or LV assist devices this approach should not be considered because of the inaccuracy of the mitral E/e´ ratio in this setting.
The ESC guidelines regarding how to diagnose HFpEF are based on the evidence of functional and structural cardiac alterations (see Table 1). In this regard, key functional alterations are an average mitral E/e´ ratio ≥13 and an average septal-lateral e´ velocity < 9 cm/s. In addition, LV mass > 115/95 g/m2 men/women or LAVI > 34mL/m2 should be considered as key structural alterations. In effect, when functional and structural cardiac alterations, together with BNP/NT-pro-BNP values > 35/125 pg/mL have been found, the diagnosis of HFpEF can be done. Moreover, both guidelines also highlighted the potential role of diastolic stress test for those patients with suspected HFpEF despite negative functional or structural criteria.
Table 1 Normal and Abnormal Values of Echocardiographic Indices of Diastolic Function of Left Ventricle at Rest According to Age Categories, Differentiated for Gender
Cardiac Magnetic Resonance
At the moment, cardiac magnetic resonance (CMR) stay the gold standard for measuring volumes, mass and ejection fraction both the left and right ventricles. It is the best alternative imaging modality of the heart in patients with non-diagnostic echocardiographic examinations due to suboptimal image quality.6 CMR allows to assess myocardial fibrosis using late gadolinium enhancement (LGE) along with T1 mapping and therefore it is a unique technique to confirm HF aetiology.6,15,16 Due to LGE CMR helps distinguish ischaemic vs non-ischaemic origins of HF and myocardial fibrosis vs scars. Moreover, CMR provides the myocardial tissue characterization in myocarditis, amyloidosis, sarcoidosis, Chagas disease, Fabry disease or non-compaction cardiomyopathy.6,15–17 In some cardiac pathologies, especially in HFpEF, impairment in longitudinal function may precede a decrease in circumferential indices or global LVEF, that can lead to early LV dysfunction.18 Therefore, cardiovascular magnetic resonance (CMR) feature tracking (FT-CMR) enables the reproducible and non-invasive assessment of global strain (or atrial strain) from cine CMR images and may provide better insight into myocardial dysfunction with incremental value beyond LVEF.19–22 Recently, a simple, automatic approach for assessing left ventricular longitudinal function with cine cardiovascular magnetic resonance - fast long-axis strain showed the effectiveness of the method to quantify long-axis LV function compared to conventional feature tracking and manual approaches in all HF phenotypes.21 The fast approach–derived LV strain and strain rate parameters provide reproducible, consistent, and effective LV longitudinal function analysis. Moreover, the progressive reductions in left ventricular long-axis strain and strain rate measurements from HFpEF and heart failure with mid-range ejection fraction (HFmrEF) to heart failure with reduced ejection fraction (HFrEF) group was observed.21
A New the HFA–PEFF Diagnostic Algorithm: HFpEF Consensus Recommendation from the Heart Failure Association (HFA) of the European Society of Cardiology (ESC)
Recently, a new position paper from the Heart Failure Association was released, which offers an algorithm for diagnosing HFpEF HFA-PEFF, where P is a pre-test probability, E is a set of data from Echo and natriuretic peptides, F1-functional tests, in particular, diastolic stress test, F2-final conclusions on the aetiology of the pathological process.5 This document provides current clarifications on the features of the echocardiographic diagnosis of HFpEF. This algorithm has been validated in two independent, well-phenotyped cohorts and demonstrated that the HFA-PEFF score is helpful in clinical practice for the diagnosis of HFpEF.23
Step 1(P) should be performed in any patient who has the clinical suspicion (symptoms and/or signs) of HF. The detailed medical and demographic history should be described. Furthermore, the blood tests; electrocardiogram (ECG); standard echocardiography to exclude other causes such as heart failure with reduced ejection fraction (HFrEF) or heart valve disease; and investigations to exclude ischaemia, arrhythmias, anaemia, or pulmonary disease should be performed. Step P is intended to detect patients with a high probability of heart failure with preserved ejection fraction and rule-out or confirm other specific causes for their heart failure-like symptoms. Patients with a high probability of diagnosis HFpEF are frequently elderly female with comorbidities and preserved LVEF as well as elevated natriuretic peptides or atrial fibrillation. Coronary artery disease, significant valvular disease, pulmonary disease, and anaemia should be excluded during this initial workup as alternative causes. When Step P is positive, the second Step 2 (E) should be done: comprehensive echocardiography and brain natriuretic peptide/N-terminal natriuretic peptide (NP) levels analysis, if not already done on Step P.
According to the proposed classification, all criteria, including echocardiographic, were divided into major and minor. The score has functional, morphological, and biomarker domains. Within each domain, a major criterion scores 2 points or a minor criterion 1 point.
- In the functional domain septal and lateral mitral annular peak early diastolic velocity e´, age-specific, were used as Major criteria:
In subjects aged < 75 years: septal e´< 7 cm/s; or lateral e´ < 10 cm/s.
In subjects aged ≥ 75 years: septal e´< 5 cm/s; or lateral e´< 7 cm/s.
(II) Furthermore, the ratio of the peak velocity of mitral inflow during early diastole (E), recorded by pulsed Doppler on the tips of the mitral leaflets, over the average of septal and lateral mitral annular early diastolic peak velocities (e´) recorded by pulsed tissue Doppler was used as a second criterion in this domain:
Major criterion: average septal–lateral E/e´ ratio ≥ 15
Minor criterion: average septal–lateral E/e´ ratio 9 −14
(III) Pulmonary arterial systolic pressure (PASP), calculated from the modified Bernoulli equation using tricuspid regurgitation (TR) peak velocity > 2.8m/s (PASP > 35mmHg) as Major criterion and TR peak velocity < 2.8m/s as Minor criterion.
(IV) Left ventricular peak systolic global longitudinal strain (GLS), measured using speckle-tracking echocardiography as the average of systolic strain obtained from all segments in the apical 4-chamber, apical 2-chamber, and apical long-axis views were included for the first time, so far as a Minor criterion: GLS < 16%.
The maximal volume of the left atrium (LAV) from biplane or three-dimensional images indexed to body surface area [left atrial volume index (LAVI)], using separate cutoffs in sinus rhythm (SR) vs atrial fibrillation were suggested:
Major criterion: > 34mL/m2 for subjects in sinus rhythm
Major criterion: > 40mL/m2 for subjects in atrial fibrillation
Minor criterion: 29–34mL/m2 for subjects in sinus rhythm
Minor criterion: 34–40mL/m2 for subjects in atrial fibrillation
The absence of left ventricle hypertrophy (LVH) on echocardiography does not exclude HFpEF. Therefore, the finding of concentric hypertrophy (increased left ventricle mass index (LVMI) and increased RWT) as a Major criterion, or anyone of a lesser degree of LVH, relative wall thickness (RWT), and LV end-diastolic wall thickness as a minor criterion were recommended:
Major criterion: LVMI > 149 g/m2 in men or > 122 g/m2 in women and RWT > 0.42.
Minor criterion: LVMI >115 g/m2 in men or > 95 g/m2 in women or RWT > 0.42 or LV end-diastolic wall thickness > 12mm.
Finally, the natriuretic peptide levels should be interpreted in the context of underlying rhythm (SR or AF).
Calculating and Interpreting the HFA–PEFF Score
Each domain can add maximally 2 points if any major criterion from this domain is positive or 1 point if no major but any minor criterion is positive. If several major criteria within a single domain are positive, this domain adds 2 points; and if no major but several minor criteria are positive it gives still 1 point. Major and minor criteria are not additive in a single domain. Points can be added just when they originate from different domains.
A total score of ≥ 5 points is considered to confirm the HFpEF while a score of ≤ 1 point is considered to make a diagnosis of HFpEF very doubtful and to mandate further investigations for alternative causes. If the patient has an intermediate score (2–4 points) further evaluation should be done. [Step 3(F1)].
Summarizing the new data, echocardiographic criteria for HFpEF can be divided into structural and functional (Table 2).
Table 2 Step 2 (E): Echocardiographic and Natriuretic Peptide Heart Failure with Preserved Ejection Fraction Workup and Scoring System (Diagnostic Workup)
A group of experts from Mayo clinic evaluated 414 consecutive patients undergoing evaluation for unexplained dyspnea (267 patients with HFpEF and 147 control patients with non-cardiac causes of dyspnea) for the discrimination of HFpEF from non‐cardiac causes of dyspnea.24 Notably, all patients underwent the gold standard test to confirm the diagnosis of HFpEF using invasive haemodynamic exercise testing.24 Using simple clinical characteristics and conventional echocardiographic information they have proposed the H2FPEF score (Table 3). The six clinical and echocardiographic variables that constitute the H2FPEF score include the following: (i) obesity (H); (ii) the use of ≥2 antihypertensive drugs (H); (iii) atrial fibrillation (F); (iv) pulmonary hypertension (P); (v) an age > 60 years (E); and (vi) E/e´ > 9 (F). A score was assigned to these six variables based on strength of association in logistic regression with HFpEF [atrial fibrillation-3 points, obesity-2 points, others-1 each], creating the H2FPEF score ranging from 0–9.24 The probability of HFpEF increased with increasing H2FPEF score:
Table 3 Description of the H2FPEF Score and Point Allocations for Each Clinical Characteristic (Top Box), with Associated Probability of Having HFpEF Based Upon the Total Score as Estimated from the Model (Lower Box)
- H2FPEF score of 0–1: low probability (<20%), unlikely HFpEF
- H2FPEF score of 2–5: intermediate probability
- H2FPEF score of 6–9: High probability (>90%), HFpEF is likely
The generalizability and prognostic value of the score have been demonstrated in several independent analyses.25–28 The authors showed that H2FPEF score provided strong discrimination of HFpEF from controls [AUC 0.841, 95% CI:0.802–0.881]. The H2FPEF score better discriminated HFpEF from non-cardiac causes of dyspnea compared to widely used diagnostic algorithms based upon expert consensus4,6 (AUC comparison +0.169 [95% CI +0.120 to +0.217] vs 2016 ESC guidelines and +0.173 [95% CI +0.132 to +0.215] vs 2007 ESC guidelines, both p<0.0001).24 Interestingly, the use of NTproBNP levels did not incrementally add the diagnostic ability to the H2FPEF score.24 A major advantage of the H2FPEF score is that the probability that HFpEF is the cause of symptoms can be estimated accurately, which helps to guide further evaluation.29 As an HFA–PEFF score, it gives a central role of exercise testing in both algorithms among patients with diagnostic uncertainty. Patients with an intermediate score (2–5) require further evaluation to reach a deﬁnitive diagnosis. It can be either echocardiographic or invasive hemodynamic exercise stress tests. On the one hand, the invasive exercise testing can directly assess the parameters that define HFpEF and serves as the gold standard test to prove (or refute) that HFpEF is the cause of symptoms.3 On the other hand, invasive exercise testing is associated with high costs and can be performed only in centres with high expertise in this field. Furthermore, the invasive cardiopulmonary exercise testing (CPET) has emerged as the gold standard test to define causes of dyspnea and exertional limitation in patients with unexplained exertional dyspnea.30
Diastolic Stress Test
Echocardiography at rest remains an important and the most commonly used method to characterize the underlying functional and structural changes in HFpEF.5,6,12,31 However, in some patients with HFpEF who have symptoms such as dyspnea only during exercise, and often echocardiographic analyses at rest such mitral E/e´ ratio and TR velocity can be normal.5,6,12,32 Symptoms compatible with HF can be confirmed to originate from the heart if invasive testing demonstrates a high LV filling pressure [left ventricular end-diastolic pressure (LVEDP) ≥ 16mmHg, pulmonary capillary wedge pressure (PCWP) ≥ 15mmHg] at rest, or PCWP ≥ 25 mmHg during exercise.5
In line, several studies demonstrated that in some patients with HFpEF LV diastolic abnormalities occur only during exercise.32–38 Thus, adding diastolic analysis during exercise can increase the sensibility to diagnose HFpEF.32,36,39
In effect, as currently recommended by all guidelines, a diastolic stress test should be added to the resting echocardiographic approach in the setting of suspicion of HFpEF and inconclusive criteria by using diastolic measurements at rest.5,6,12,24
Some methodological considerations should be taken into account before to perform a diastolic stress test. The most validated and recommended protocol for a diastolic stress test is the semi-supine bicycle.40 Normally, the exercise begins with a 25 W load, increasing every 3 min 25 W at 50–60 rpm until the patient reaches a maximal predicted workload, a maximal predicted heart rate (220-age), or until the patient is not able to continue the cycling due to fatigue, dyspnea, chest pain, blood pressure increase or drop or other reasons for termination. In older patients, exercise can begin with a lower workload level (e.g.20W) and/or workload increase step can be set at 10 W every 2 minutes.41
It is well known, that in some patients E and A peaks from the mitral inflow and e´ and a´ TDI peaks can be fused during exercise. Therefore, in such patients, the measurements should be done immediately after the termination of the test during the recovery phase (1–2 minutes after exercise).
In line with this, treadmill exercise by measuring the mitral E/e´ ratio and TR velocity within 2 min after the test is an alternative to the recommended bicycle protocol.40
Furthermore, it is important to highlight that some patients can be exhausted earlier and can reach only 25 or 50 W level. In such patients measurements of the mitral E/e′ ratio and TR velocity preferably should be analyzed in each stage.32,35
On the other hand, in many patients at the peak exercise large variations of the mitral E/e′ ratio can occur (due to respiratory efforts and/or poor echocardiographic window) and thus, the maximal value of the mitral E/e′ ratio from at least 3 cardiac cycles should be measured to get the averaged E/e´ values during exercise.
In case of indeterminate results when average mitral E/e′ septal-lateral ratio > 14 (or mitral E/e′ septal ratio > 15), but a TR velocity ≤ 2.8 m/s (or not detectable) other additional echocardiographic parameters (such as early diastolic strain rate or global longitudinal strain or left atrial strain or strain rate) should be further tested during exercise in the larger studies or the results should be interpreted according to the clinical scenario or probability of HFpEF.42,43 In effect, an isolated elevation of the mitral E/e′ ratio with normal values or not detectable TR velocity are more probable to indicate elevated LV filling pressures than an isolated elevation of TR velocity with normal values of the mitral E/e′ ratio.12,32,40
According to the HFA consensus, diastolic stress test (DST) should be considered abnormal if average E/e′ ratio at peak stress increases to ≥15, with or without a peak TR velocity ≥ 3.4m/s.5 An increase in TR velocity alone should not be used to diagnose HFpEF because it could be caused just by a normal hyperdynamic response to exercise (increased pulmonary blood flow) in the absence of LV diastolic dysfunction.44
An average E/e′ ratio during exercise ≥ 15 gives 2 points to the HFA–PEFF score. An average E/e′ ratio ≥ 15 with a peak TR velocity >3.4 m/s adds 3 points to the previous score from Step 2 (E). If the combined score from Step 2 (E) and Step 3 (F1) is ≥ 5 points, then the diagnosis of HFpEF can be confirmed (Figure 2).5
Cardiopulmonary exercise testing (CPET) is another useful tool that can be used together with DST helping to identify HFpEF patients with indeterminate echocardiographic parameters at rest.45
Furthermore, it should be noted, that the level of evidence or amount of published studies by using diastolic stress test to estimate elevated LV filling pressures in patients with atrial fibrillation is low.46 Hence, we considered that the previous cutoff of the mitral E/e′ ratio and TR velocity during exercise should not be taken as conclusive to diagnose or exclude HFpEF in patients with atrial fibrillation.
LV Systolic Dysfunction in HFpEF
Along with diastolic dysfunction, it was shown that the symptoms of patients with HFpEF are related not only with LV diastolic dysfunction but also with an impaired LV longitudinal systolic function47,48 and impaired ventricular contractility.49,50 Moreover, other multiple non-diastolic abnormalities such as left atrial impairment, relative pericardial restraint, abnormal right ventricular-pulmonary artery coupling, pulmonary vascular disease, systemic vascular stiffening, coronary and peripheral microvascular dysfunction, and chronotropic incompetence are also contributed to the disease progression.51 A speckle-tracking analysis is a developing modality with additive value to standard echocardiography.52 LV global longitudinal strain is relatively independent of traditional diastolic parameters such as E/e′ and e′18 and has confirmed that the longitudinal systolic function of the LV is significantly altered in a high proportion of patients with HFpEF.48 Moreover, impaired LV systolic mechanics in HFpEF also predict an increased risk of adverse outcomes.51,53,54
Left Atrial Dysfunction in HFpEF
The left atrium (LA) plays a key role in HFpEF pathophysiology, and indices of LA mechanics have diagnostic and prognostic utility in HFpEF.55–58 Moreover, LA remodelling and dysfunction secondary to increased LV ﬁlling pressure are common in HFpEF and are associated with worse symptoms, more pulmonary vascular disease, greater RV dysfunction, depressed exercise capacity, and adverse outcomes, suggesting that patients with relatively greater “atrial myopathy” may also constitute a different phenotype within the HFpEF spectrum.3,51,59–62 Our results demonstrated that abnormal LA strain (< 23%) is significantly associated with worse New York Heart Association functional classification (NYHA) class and with the risk of HF hospitalization at 2 years independently from age and sex.57 Mandoli et al suggested that LA strain (≤ 20%) can help classify patients with diastolic dysfunction in the indeterminate range according to standard criteria.63 Recently, Khan et al performed a systematic review and meta-analysis to evaluate the association of impaired LA function with outcomes in HFpEF.64 Multiple databases were searched for original studies measuring different phases of LA function in HFpEF patients. Comparative LA function between HFpEF patients and healthy controls was assessed by pooling weighted mean differences (WMD). LA reservoir [WMD = −13.38% (−16.07, −10.68); P < 0.001], conduit [WMD = −4.09% (−6.77, −1.42); P = 0.003], and pump [WMD = −3.53% (−4.47, −2.59); P < 0.001] strains were also significantly lower in HFpEF patients. Decreased LA reservoir strain [HR 1.24 (1.02, 1.50); P = 0.03] was significantly associated with the risk of composite all-cause mortality or heart failure hospitalization.64 Hence, based on these studies, LA strain could be of potential usefulness and clinical relevance in the evaluation of patients with HFpEF.
Race Differences in HFpEF
So far, limited epidemiologic data are available regarding racial and ethnic differences in HFpEF. Data from the multiregional cross-sectional Identification of patients with heart failure and PREserved systolic Function: an Epidemiological Regional (I-PREFER) study demonstrated that HFpEF also accounts for a significant proportion of HF in non-Western countries.65 Interestingly, substantial regional variation with a higher incidence of HFpEF in Latin American (69%) and North Africa (75%) compared to the Middle East (41%) was observed.65,66 Compared to whites, African Americans have a 50% higher prevalence67 and ~80% higher incidence of HF.68–70 Additionally, they have worse outcomes once HF develops regardless of LVEF.71,72 Besides, HFpEF accounts for up to 70% of prevalent HF in African Americans.66,73 A recent study from the Asian Sudden Cardiac Death in Heart Failure (ASIAN-HF) registry74 showed that Asian patients with HFpEF were relatively young (with more than a third under the age of 65 years) and lean (with only a fifth being obese) compared to those from Western populations, yet they carried a high comorbidity burden (70% of patients had ≥2 co‐morbidities).74 Additionally, there were striking regional differences in types of co‐morbidities, cardiac remodelling and outcomes of HFpEF across Asia. These regional and ethnic differences should have important implications for public health measures and should be considered in the global HFpEF trial design.74
Sex Differences in HFpEF
Studies published in the last few years have revealed that cardiovascular disease (CVD) is the main cause of death among women, and more women than men die from CVD.75,76 There is clear evidence of important differences between the sexes: the ratio between women and men with HFpEF is 2:1.77 Women with HFpEF were more likely to have concentric LV remodelling, more severe diastolic dysfunction and higher LV filling pressures, compared to men with HFpEF.78 Moreover, women had higher pulmonary capillary wedge pressures adjusted to workload, greater LV end-systolic and diastolic elastance, and higher LV filling pressures both at rest and peak exercise than men.79 Furthermore, higher exercise PCWP, poorer stroke volume recruitment and larger body mass index (BMI) factors associated with exercise intolerance in HFpEF.79,80 When compared with men, women are at greater risk of the systemic inflammatory and metabolic disorders that are linked to HFpEF as they experience exaggerated cardiovascular responses to the hemodynamic and inflammatory stresses that predispose to HFpEF. Additionally, the inflammatory-metabolic phenotype of HFpEF, which is characterized by biomarkers of inflammation, an expanded epicardial adipose tissue mass, microvascular endothelial dysfunction, increased left ventricular volumes and systolic blood pressures, and possibly, altered activity of adipocyte-associated inflammatory mediators is primarily seen in women.81 Therefore, sex differences in cardiac structure, function and metabolism, vascular ageing, and immune system biology are considerable. Future research initiatives of potential sex-specific mechanisms in HFpEF may provide important insights for the optimal prevention and management of HFpEF in both women and men.11,79
Role of Echocardiography for the Risk Stratification of HFpEF Patients
While validated parameters and recommendations have been established to diagnose HFpEF, the evidence regarding how to stratify the risk of HFpEF by using echocardiography is lower. The ASE/EACVI recommendations addressed this important issue and stated that patients with criteria for elevated LV filling pressures should be considered as patients at high risk since several studies have shown the poor outcomes that having this group of patients has had. In addition, the ASE/EACVI addressed the role of new parameters such as left ventricle global longitudinal systolic strain to stratify the risk of HFpEF patients. Recently, a meta-analysis confirmed that the longitudinal systolic function of the LV is altered in a high proportion of patients with HFpEF.48 Besides, two large multicenter studies demonstrated that an abnormal LV longitudinal systolic function is significantly linked to cardiovascular mortality and heart failure hospitalization in HFpEF patients.54,82 In effect, the current data suggest that patients with low GLS have worse cardiovascular prognosis than those without this myocardial alteration.
Management of Patients with Heart Failure with Preserved Ejection Fraction
Current European guidelines6 for the management of HFpEF focus on the treatment of underlying conditions (eg hypertension or atrial ﬁbrillation) that may contribute to the natural course of the disease. Only the use of diuretics is recommended for the relief of symptoms (class 1b recommendation).
There is inconsistent evidence in symptoms relief in patients receiving angiotensin receptor blockers (ARBs). In the Effects of candesartan in patients with chronic heart failure and preserved left-ventricular ejection fraction: CHARM-Preserved trial, 3023 patients with NYHA class II–IV HF, a prior cardiac hospitalization, and a left ventricle ejection fraction>40% were randomized to the group of candesartan versus placebo.83 The primary endpoint, a composite of cardiovascular death or HF hospitalization, occurred in 22% and 24% of participants in the candesartan and placebo arms respectively at a median follow-up of 36.6 months (hazard ratio [HR], 0.89; [95% CI, 0.77–1.03]; P = 0.118). There was no apparent impact on cardiovascular death (adjusted HR 0.95 (0.76–1.18), P = 0.635 and the benefit was chiefly in preventing admissions to hospital for chronic heart failure (adjusted HR 0.84; [0.70–1.00]; P = 0.047). These data led to an IIb recommendation for consideration of the use of ARBs to decrease hospitalizations in HFpEF in the American College of Cardiology/American Heart Association (ACCF/AHA) guideline for the management of heart failure.31 ESC guidelines for the diagnosis and treatment of acute and chronic heart failure say that candesartan83,84 and angiotensin-converting enzyme inhibitor85 showed an improvement in NYHA class. Evidence, that beta-blockers and mineralocorticoid receptor antagonist improve symptoms in these patients, was lacking.6
For patients in sinus rhythm, there is some evidence that nebivolol,86–88 digoxin,94 spironolactone95 might reduce HF hospitalizations. In older patients with heart failure with reduced, preserved or mid-range ejection fraction, nebivolol reduced the combined endpoint of death or cardiovascular hospitalization,86,87 with no significant interaction between treatment effect and baseline LVEF.88
Moreover, for a long time, different cut-offs of LVEF for HFpEF were used. Therefore, until now, no treatment has yet been shown, convincingly, to reduce morbidity or mortality in patients with HFpEF.
Atrial fibrillation is the most common arrhythmia in HF regardless of concomitant LVEF. AF in patients with HFpEF is associated with more severe symptoms, worse quality of life and higher morbidity and mortality.89 Cryoballoon pulmonary vein isolation is a promising treatment option in patients with AF and HFpEF.90 Although Catheter Ablation vs Antiarrhythmic Drug Therapy for Atrial Fibrillation (CABANA) trial, the largest trial to date, showed no significant difference for its clinical primary endpoint between the strategies of ablation or rate- or rhythm-control meds alone in patients with atrial fibrillation.91 Therefore, larger prospective trials testing the efficacy of ablation are urgently needed in this patient cohort.
Coronary artery disease is often in many patients with HFpEF. It should be mentioned that subendocardial ischemia might also develop in the absence of epicardial coronary stenosis in HFpEF, due to the combination of coronary microvascular dysfunction and hemodynamic imbalances that compromise subendocardial perfusion.92 Consequently, it has been shown that stress imaging, including echocardiography, was less precise in patients with HFpEF, with high rates of false positive and false negative tests.93 When angina persists despite treatment with antianginal drugs, myocardial revascularization is recommended (class IA).6 But the choice between coronary artery bypass grafting (CABG) and percutaneous coronary intervention (PCI) should be made by the Heart Team after careful evaluation of the patient’s clinical status, coronary anatomy, expected completeness of revascularization, coexisting valvular disease and co-morbidities.6
While HFpEF leads to about 50% of hospital admission for HF and there is no proven benefit from pharmacotherapy in this group of patients, investigation of exercise training was a potentially beneficial intervention.96 In the evaluation of outcomes for HFpEF, a meta-analysis that included 276 patients with well-compensated heart failure in six randomized controlled trials demonstrated no major adverse effects of exercise training, although it was suggested that exercise training improved cardiorespiratory fitness by an increase in the peak VO2 and the quality of life. These improvements were noted to be unrelated to a significant change in the diastolic LV function.97
According to the effectiveness of neprilysin inhibition and ARB in HFrEF an attempt has been made to prove efficacy in patients with HFpEF in the PARAGON-HF trial (Prospective Comparison of Angiotensin Receptor Neprilysin Inhibitor with Angiotensin Receptor Blocker Global Outcomes in HFpEF). This was a Phase III trial with an end-point of cardiovascular death or HF hospitalization. PARAGON-HF investigated the efficacy of sacubitril-valsartan compared with valsartan alone among 4822 patients with NYHA II–IV HF, LVEF ≥45%, with evidence of cardiac structural remodelling and either a prior HF hospitalization or elevated natriuretic peptide level. In the sacubitril–valsartan group there were 894 primary events in 526 patients and 1009 primary events in 557 patients in the valsartan group (rate ratio, 0.87; 95% confidence interval [CI], 0.75 to 1.01; P=0.06). Sacubitril–valsartan group had 8.5% incidence of death from cardiovascular causes and 8.9% in the valsartan group (hazard ratio, 0.95; 95% CI, 0.79 to 1.16); there were 690 and 797 total hospitalizations for heart failure, respectively (rate ratio, 0.85; 95% CI, 0.72 to 1.00). Moreover, NYHA class improvement in 15.0% of the patients in the sacubitril–valsartan group and 12.6% in the valsartan group were observed (odds ratio, 1.45; 95% CI, 1.13 to 1.86). The worsening of renal function was 1.4% and 2.7% respectively (hazard ratio, 0.50; 95% CI, 0.33 to 0.77).The results of the Phase III PARAGON-HF study showed a 13% relative reduction in the primary composite endpoint of cardiovascular death and total (first and recurrent) heart failure hospitalizations, but narrowly missed statistical significance.98
Sodium-glucose co-transporter-2 inhibitors (SGLT-2is) have significantly improved HF outcomes in patients with diabetes mellitus type 2 (T2D) and may represent a new therapeutic alternative for patients with T2D at risk for or with HF. They have a novel and unique mechanism of action. By inhibiting sodium and glucose reabsorption in the proximal tubule, SGLT-2i result in a number of downstream effects, including glucosuria, weight loss, osmotic diuresis and natriuresis, which should theoretically be beneficial in HF.99
Moreover, the treatment with SGLT2 inhibitors is poised to ameliorate many of the pathophysiological abnormalities seen in HFpEF. The ongoing EMPEROR‐Preserved Trial designed to specifically prove the effect of empagliflozin on the risk for cardiovascular death or hospitalization for heart failure in patients with HFpEF, as well as the drug’s effect on the heart failure hospitalizations.100 The trial will also examine the ability of empagliflozin to prevent the time‐dependent deterioration of glomerular filtration, which characterizes patients with HFpEF. The authors hope that the results of this trial will shed more light on potential beneficial CV and renal effects of SGLT2 inhibitors in HFpEF patients, including those without T2DM.
Remote Monitoring of Heart Failure
Fluid retention in patients with HFpEF cause dyspnea and peripheral oedema and can lead to hospitalization due to cardiac decompensation and in sum worse the prognosis. Since every hospitalization in patients with HF make the prognosis worse and associated with higher mortality risk101,102 remote monitoring strategies have been developed to improve ambulatory care of heart failure patients and reduce heart failure hospitalizations.103 The most significant advancement in the arena of implantable hemodynamic monitoring capabilities was taken with a novel, wireless, battery-free, pulmonary artery pressure monitoring system called the CardioMEMS HF System (CardioMEMS).104 This sensor implants using a transvenous delivery catheter into the pulmonary artery and continuously monitors pulmonary artery pressure. The usage of CardioMEMS in the CHAMPION trial in patients with HF (NYHA III), irrespective of their LVEF and previous hospital admission for heart failure was able to reduce HF-related hospitalizations.105,106 An important pre-specified subgroup analysis of the CHAMPION trial demonstrated significant efficacy in patients with HFpEF. The primary efficacy endpoint of heart failure hospitalization rate at 6 months for patients with preserved ejection fraction was 46% lower in the treatment group compared with the control group (p < 0.0001).107 Therefore, the CardioMEMS device was added to the European Society of Cardiology Heart Failure Treatment Guidelines as a consideration in patients with symptomatic heart failure with a previous heart failure hospitalization (IIb recommendation and Level of Evidence Class B).6 Currently, GUIDE-HF trial (NCT03387813) recruit symptomatic HF patients in order to confirm the previous achievements. It is the largest clinical trial of hemodynamic-guided HF management across a broad population of HF patients, with study design and sample size adequate to examine survival, cumulative HF events, quality of life, and functional capacity.108
Interatrial Shunt Device
Exertional dyspnea is the main symptom in HFpEF is mainly due to high filling pressure. Therefore, an attempt was done to evaluate the ability of device-based approaches to reduce cardiac filling pressures. The REDUCe Elevated Left Atrial Pressure in Patients with Heart Failure (REDUCE LAP-HF) study was designed to assess the device performance and safety of a transcatheter, transvenous interatrial shunt device in symptomatic patients with HFPEF. 109 In this study a transvenous interatrial shunt device was used to reduce left atrial pressure by creating a small left-to-right shunt (shunt fraction of 25%). Overall, the results of this open-label non-randomised study showed that transcatheter transvenous placement of an interatrial shunt device (IASD) is feasible and might be associated with improvements in exercise hemodynamics, functional capacity, and quality of life.109 The first randomized clinical trial (RCT) REDUCE LAP-HF I was conducted in 22 centres in the United States, Europe, and Australia on patients with NYHA class III or ambulatory class IV, LVEF≥40%, exercise PCWP≥25 mm Hg, and PCWP-right atrial pressure gradient≥5 mmHg.110 Safety was assessed by major adverse cardiac, cerebrovascular, or renal events (MACCRE). Exploratory outcomes evaluated at 1 year were hospitalizations for HF, NYHA class, quality of life, a 6-minute walk test, and device patency. The REDUCE LAP-HF I Phase 2, sham-controlled RCT confirmed the longer-term patency of the IASD. Through 1 year of follow-up, IASD treatment appeared safe, with no significant differences in MACCRE in patients received IASD compared with those who received sham control treatment.111 In the pooled analysis from these 2 trials (n=79) assessing the effects of the IASD on resting and exercise hemodynamics in HF patients with LVEF≥40% and no signiﬁcant pulmonary vascular disease or RV dysfunction with baseline and repeated hemodynamic evaluation between 1 and 6 months the creation of a therapeutic left to right shunt was associated with improvements in pulmonary vascular function at rest and during exercise.112 Recently, patients from REDUCE LAP-HF trial were followed for a median duration of 739 days. It was shown that IASD implantation may be associated with a reduction in mortality in HFpEF.113 Currently, a randomized controlled study, REDUCE LAP-HF II is currently underway to definitely determine the clinical utility of this procedure.114
Renal denervation (RDN) can be considered as a therapeutic option in patients with resistant hypertension, whose blood pressure cannot be controlled by a combination of lifestyle modification and pharmacological therapy according to current guidelines.115 Renal denervation (RDN), a catheter-based, radiofrequency ablation of the renal sympathetic nerves, which has been shown to effectively lower blood pressure.116 Moreover, reduction of cardiac sympathetic activity occurs independently from blood pressure reduction leading to LV mass reducing and improving diastolic function suggesting direct effects on the heart.117–121 Results RDN in HFpEF was tested only in one underpowered trial including 25 patients with HFpEF and did not confirm a favorable effect of RDN on diastolic parameters and quality of life.122 Therefore, further studies are needed to establish the therapeutic value of RDN in HFpEF. Moreover, the first randomized sham-controlled trial, SYMPLICITY-HTN-3, did not lower significantly office or 24-h ambulatory systolic blood pressure (BP) compared with sham treatment.123 Nevertheless, two recent randomized sham-controlled trials in patients not taking antihypertensive drugs (SPYRAL HTN-OFF MED) or continuing to take drugs (SPYRAL HTN-ON MED) performed RDN with the second-generation radiofrequency ablation system showed that RDN significantly reduced office and 24-h ambulatory BP compared with sham treatment.124,125 Some authors believe that these trials have renewed clinical and scientific interest in determining the appropriate role of RDN in the treatment of hypertension.126
As heart failure with preserved ejection fraction is a heterogeneous syndrome for which effective therapies is still lacking, understanding which factors determine this heterogeneity may be helped by better phenotyping. Accordingly, echocardiography may be a very useful tool to classifying various phenotypes in a wider range of HFpEF into pathophysiologically homogenous groups. Consequently, our understanding of the phenotypic heterogeneity of HFpEF, which comprises the etiologic and pathophysiologic heterogeneity of the syndrome, might help to conduct targeted (and more successful) clinical trials in HFpEF.127 Last years, several candidate phenotypes that might be used for deeper characterization by echocardiography in HFpEF were proposed.128 Since obesity is common in HFpEF and has multiple adverse cardiovascular effects it was suggested as an important candidate for phenotyping in HFpEF.129 Obokata et al performed the detailed clinical assessment, echocardiography and invasive hemodynamic exercise testing in subjects with obese HFpEF (BMI≥35kg/m2, n=99), non-obese HFpEF (BMI<30kg/m2, n=96), and non-obese controls free of HF (n=71). They found that patients with obesity-related HFpEF had unique pathophysiologic characteristics that include greater biventricular remodelling, volume overload, more right ventricular dysfunction, greater ventricular interaction and pericardial restraint, worse exercise capacity, more profound hemodynamic derangements, and impaired pulmonary vasodilation.130
Pulmonary hypertension (PH) is another important comorbidity which common in patients with HFpEF and is associated with a worse prognosis.128,131 PH is a common complication in patients with HFpEF in response to a passive increase in left-sided filling pressures, more specifically left atrial pressure.132,133 However, some patients developed pulmonary vascular disease (PVD) with elevation in pulmonary vascular resistance and reduction in pulmonary arterial compliance.134,135 It was shown that patients with HFpEF and pulmonary vascular disease have reduced exercise capacity, impaired RV systolic reserve and worse outcomes.136 Consequently, Borlaug et al suggested that such patients have a different phenotype in the HFpEF spectrum.137 Moreover, some HFpEF patients with PVD demonstrated distinctive haemodynamic limitations only during exercise that restrict aerobic capacity and lead to impaired recruitment of LV preload due to excessive right heart congestion and blunted RV systolic reserve.138
HFpEF is a multifactorial, clinically heterogeneous, and prognostically unfavorable disease. Diagnosis of HFpEF syndrome based on symptoms most of which are associated with the clinical manifestation of high filling pressure. Thus, current consensus and guidelines emphasize the importance of the non-invasive assessment of left ventricle filling pressure to confirm the HFpEF diagnosis. Regardless of LVEF, HFpEF is associated with reduced quality of life and adverse outcomes. The results of large clinical trials demonstrate different approaches to the treatment of HF depending on LVEF. Although LVEF does not reflect the full range of disorders of intracardiac hemodynamics, its definition is very important for the choice of therapeutic tactics. Most of the clinical studies and randomized trials have demonstrated the benefits of certain types of medical treatment for patients with HFrEF, but not in HFpEF. Therefore, further study of HFpEF phenotypes, current diagnostic principles, and new opportunities for treatment and prevention of complications is an important and urgent task that opens up prospects and opportunities for managing this complex problem.
The authors report no conflicts of interest in this work.
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