A Systematic Review and Meta-Analysis of Transcranial Direct Current Stimulation to Remediate Age-Related Cognitive Decline in Healthy Older Adults
Received 18 November 2020
Accepted for publication 11 March 2021
Published 29 March 2021 Volume 2021:17 Pages 971—990
Checked for plagiarism Yes
Review by Single anonymous peer review
Peer reviewer comments 5
Editor who approved publication: Dr Roger Pinder
Aprinda Indahlastari,1,2 Cheshire Hardcastle,1,2 Alejandro Albizu,1,3 Stacey Alvarez-Alvarado,1,2 Emanuel M Boutzoukas,1,2 Nicole D Evangelista,1,2 Hanna K Hausman,1,2 Jessica Kraft,1,3 Kailey Langer,1,2 Adam J Woods1– 3
1Center for Cognitive Aging and Memory, McKnight Brain Institute, University of Florida, Gainesville, FL, USA; 2Department of Clinical and Health Psychology, University of Florida, Gainesville, FL, USA; 3Department of Neuroscience, University of Florida, Gainesville, FL, USA
Correspondence: Aprinda Indahlastari
Department of Clinical and Health Psychology, University of Florida, Gainesville, FL, USA
Tel +1 352-294-5842
Email [email protected]
Background: Transcranial direct current stimulation (tDCS) has been proposed as a possible method for remediating age-associated cognitive decline in the older adult population. While tDCS has shown potential for improving cognitive functions in healthy older adults, stimulation outcomes on various cognitive domains have been mixed.
Methods: A systematic search was performed in four databases: PubMed, EMBASE, Web of Science, and PsychInfo. Search results were then screened for eligibility based on inclusion/exclusion criteria to only include studies where tDCS was applied to improve cognition in healthy older adults 65 years and above. Eligible studies were reviewed and demographic characteristics, tDCS dose parameters, study procedures, and cognitive outcomes were extracted. Reported effect sizes for active compared to sham group in representative cognitive domain were converted to Hedges’ g.
Main Results: A total of thirteen studies involving healthy older adults (n=532, mean age=71.2+ 5.3 years) were included in the meta-analysis. The majority of included studies (94%) targeted the prefrontal cortex with stimulation intensity 1– 2 mA using various electrode placements with anodes near the frontal region. Across all studies, we found Hedges’ g values ranged from − 0.31 to 1.85 as reported group effect sizes of active stimulation compared to sham.
Conclusion: While observed outcomes varied, overall findings indicated promising effects of tDCS to remediate cognitive aging and thus deserves further exploration. Future characterization of inter-individual variability in tDCS dose response and applications in larger cohorts are warranted to further validate benefits of tDCS for cognition in healthy older adults.
Keywords: tES, tDCS, aging, cognitive decline
The population of older adults over the age of 65 is one of the fastest growing demographics in the United States and is expected to double by the year 2050.1 As this subset of the population grows, research has focused on improving quality of life as we age, namely through cognitive functions.2–5 Longitudinal and cross-sectional studies tracking cognitive functions have identified a pattern of decline in cognitive domains of attention, processing speed, executive functioning, and episodic and semantic memory as a function of age.6,7 On the other hand, cognitive abilities such as vocabulary are resilient to brain aging, and may even improve with age.8 This age-associated pattern of change is referred to as cognitive aging.9–11 As cognitive skills decline, the rate of functional dependence, mortality, and acute illness requiring hospitalization increases.12,13 In order to offset the trajectory of cognitive decline in the aging population, researchers have explored methods of intervention, such as non-invasive brain stimulation, to maintain or improve cognitive functions sensitive to aging.
Transcranial direct current stimulation (tDCS) is a promising non-invasive brain stimulation technique involving the delivery of a weak electrical current (1–2 mA) to the scalp via surface electrodes, modulating neuronal membrane potentials.14–19 tDCS has been used as a cognitive intervention technique by strategically placing electrodes over targeted brain areas vulnerable to cognitive aging, such as the prefrontal cortex, to strengthen synaptic signaling, thereby improving executive functioning, working memory, and processing speed performance.20–28 However, the exact mechanism by which tDCS enhances cognitive functions is not yet well understood, as multiple brain areas are recruited to execute and perform cognitive tasks.29 One explanation is that tDCS stimulation of one brain structure (eg, the dorsolateral prefrontal cortex) may induce increased connectivity of brain networks (eg, Default Mode Network) associated with cognitive function.30–32 Improvements in cognitive functioning via tDCS may also transfer to improved functional abilities crucial for activities of daily living.33–37
Despite the growing body of research suggesting tDCS is an effective intervention to remediate cognitive decline,16,29,38–40 few studies have reviewed its efficacy in a healthy aging population. The literature has yielded mixed findings among the studies reviewing cognitive improvement after tDCS in young adult populations. For instance, findings from a quantitative review by Horvath et al41 did not support the efficacy of single session tDCS in healthy young adult populations. Some have suggested this reflects a ceiling effect of potential cognitive gains in healthy adults.39,40 However, another systematic review performed by Dedoncker et al38 found single session tDCS to have a modest effect in improving speed of response in healthy young adults, specifically in those studies that applied larger current density (current intensity per-unit-area). In a systematic review involving an older adult population, a meta-analysis by Summers et al29 found enhanced cognitive performance across multiple cognitive domains and stimulation parameters (eg, offline versus online stimulation). This suggests that tDCS efficacy may be different in an older adult population compared to a young adult population. However, the magnitude of cognitive benefits was observed to be different between online (stimulation during task performance) and offline (stimulation before task performance), suggesting that the cognitive benefit of tDCS may interact with stimulation parameters and timing of stimulation delivery. Importantly, Summers et al29 investigated studies that included adults below the age of 65. Thus, whether these conclusions apply to an older adult population has yet to be determined. Other systematic reviews have surveyed potential effects of tDCS in cognitively impaired aging populations (eg, Alzheimer’s disease) and demonstrated slight improvements in cognitive functioning in these populations after tDCS.42,43 Both types of systematic review studies covering tDCS as an intervention to improve cognition in both cognitively healthy and impaired older adults suggested that tDCS may be an effective method of intervening in age-related cognitive decline. However, drawing a cohesive conclusion of tDCS effects on cognitive aging remains a challenge due to the lack of consistency in outcomes reported from tDCS applications in mixed populations of older adults (healthy or otherwise). Further, the current state of research investigating tDCS application to remediate cognitive function employs a wide array of tDCS parameters and assesses various behavioral outcomes despite targeting the same cognitive domains that need to be addressed.
Previous literature has shown that there is reliable age-related decline in areas of attention, processing speed, executive functioning, and episodic and semantic memory.6 Structural equation modeling suggests that while speed/attention and episodic memory decline at a greater magnitude in the cognitive trajectory,44–46 these individual cognitive domains form a dynamic relationship with one another.47 For example, previous longitudinal studies have identified perceptual processing as a driving factor in decline of memory.48 The cognitive domains selected in this review therefore include tasks targeting attention (sustained attention, visual attention), executive functioning (error awareness, working memory), and episodic memory. Brain areas that play a role in these cognitive functions are also target sites for tDCS (eg, dorsolateral prefrontal cortex), and thus tDCS intervention could be an appropriate method to improve performance in these cognitive domains that decline with age, as suggested in previous literature. Further, in addition to the fast growing population of older adults aged 65 and over worldwide,49,50 the Center for Disease Control has indicated that after age 65 there is a sharp increase in subjective cognitive complaints and cognitive decline that has been deemed a public health issues.51 Additionally, the World Population Ageing 2019 Highlights by the United Nations refer to the older adult population as 65 years and older.52 Further, while there are a number of interventions targeting adults in the age range of 60 and older, prior cross-sectional research suggests the largest change in age-related cognitive decline will likely become apparent in the age range of 60–70, due to accelerated decline after the age of 60.47 Given this information, the present meta-analysis study focused on a population that is representative of both older adults and adults that have started experiencing cognitive decline. Considering the growing proportion of older adults in the United States and worldwide, it is important to understand the benefits of tDCS in this population as a method to alter the trajectory of cognitive decline within the normal aging process. Moreover, it is important to consider methodical implications in the efficacy of this intervention. Therefore, this systematic review aimed to 1) assess study protocols and efficacy of tDCS to remediate cognitive functions in healthy older adults over the age of 65, and 2) comment on potential methodological factors and publication bias in the current field that may contribute to findings.
Literature search was conducted on June 30, 2020 in the following databases: PubMed, EMBASE, Web of Science, and PsychInfo. The following keywords and boolean search terms were used to search in title and abstract only, with formatting specifically tailored to each database: (((“tDCS”[Title/Abstract]) OR (“transcranial direct current stimulation”[Title/Abstract]) OR (“direct stimulation”[Title/Abstract]) OR (“transcranial electrical stimulation”[Title/Abstract])) AND ((“cognition”[Title/Abstract]) OR (“cognitive”[Title/Abstract]) OR (“memory”[Title/Abstract]) OR (“speed of processing”[Title/Abstract]) OR (“brain function”[Title/Abstract]) OR (“decision making”[Title/Abstract]) OR (“attention”[Title/Abstract])) AND ((“aging”[Title/Abstract]) OR (“ageing”[Title/Abstract]) OR (“older”[Title/Abstract]) OR (“elderly”[Title/Abstract]) OR (“geriatric”[Title/Abstract]) OR (“old age”[Title/Abstract]))). There were no date restrictions used in the search, and thus all published studies up to the search date were considered in the screening process. The PRISMA checklist (Appendix A) was used to conduct the present systematic review.
Lists of articles obtained from each literature search database were exported as research information system (RIS) files and imported to Covidence (https://www.covidence.org/) for abstract and full text screening. The screening process was performed by two independent reviewers per article. In Covidence, duplicate entries were identified and removed, then abstract screening was performed to select studies according to the inclusion/exclusion criteria (Table 1). Relevant articles that passed the abstract screening were entered for a full text screening. In this stage, eligible papers were thoroughly read, and re-classified based on inclusion/exclusion criteria. The included articles were written in English and utilized a randomized or pseudo-randomized controlled trial (RCT) design with pre- and post-assessment. Observational studies, review articles, published abstracts, and case-studies were excluded. Study populations were restricted to older adults (age ≥ 65) without neurological or psychiatric diagnoses or impairments. Articles including samples with mild cognitive impairment or dementia were excluded. Participants needed to receive tDCS with sham-controlled comparisons. Stimulation modality had to be exclusively tDCS, regardless of montage. To minimize confounding variables, intervention protocols could not include pharmacological or combined brain stimulation techniques. Lastly, studies must have clearly established their primary outcome as cognitive performance. Any excluded, irrelevant, and removed articles were tracked in the PRISMA diagram (Figure 1). Included articles were then entered into Google Scholar and Web of Science for “snowballing” procedure. This process involved identifying other papers that cited the included articles (backward “snowballing”) and searching the references within the included articles (forward “snowballing”) for potential studies not retrieved in the initial search.
Table 1 Inclusion and Exclusion Criteria Used in the Article Screening Process
Figure 1 PRISMA diagram illustrates search results for each stage of the systematic review process.Notes: Adapted from Moher D, Liberati A., Tetzlaff J, Altman DG. Preferred reporting items for systematic reviews and meta-analyses: The PRISMA statement.PLoS Medicine. 2009;6(7):e1000097. Creative Commons license and disclaimer available from: http://creativecommons.org/licenses/by/4.0/legalcode120
Pairs of authors reviewed the full texts of the final sample of studies to extract the following information: demographic characteristics (age, sex, years of education, cognitive screening performance), tDCS parameters (stimulation intensity, duration, and number of sessions; target brain region; electrode size, montage, and wash-out period), study procedures (sample size, blinding procedures, cognitive domain), and results of stimulation (outcome measures, effect sizes). The inter-rater reliability of each pair is reported in Appendix B. Any disputed studies were discussed among authors to reach a consensus. All reported effect sizes (p<0.05) between active and sham group were converted to Hedges’ g for comparison across studies. Subsequently, one author (AI) confirmed the accuracy of the data extraction.
Cognitive domains of sustained attention, visual attention, error awareness, verbal episodic memory, and working memory were identified in the included studies. Specific outcome measures corresponding to these cognitive domains were also extracted from each study.
The Revised Cochrane Risk of Bias Tool 2 (RoB2) was utilized to assess risk of bias of all full text studies included.53 This tool was designed to determine risk of bias of randomized controlled trials using intent-to-treat analyses. For the purposes of this tool, bias is defined as a systematic deviation from intended intervention.54 The RoB2 tool risk-of-bias ratings are characterized by five domains developed to indicate different stages of randomized controlled trials where bias may be introduced:54
- bias arising from the randomization process – assesses the randomization process of allocation and allocation concealment.
- Bias due to deviations from intended interventions – assesses deviations from the intended protocol and if these deviations could cause bias to reported results.
- Bias due to missing outcome data – bias due to missing data (eg, intention-to-treat analysis, imputations, bias in drop-out and attrition, imputation).
- Bias in measurement of the outcome – errors due to bias in outcome variables that could be due to misclassification, measurement errors, or errors related to intervention assignment.
- Bias in selection of the reported result – bias due to reported results being selected among multiple options, or incomplete reporting.
Through use of their programmed excel sheet and algorithm, “signaling” questions with answers of yes, probably yes, no, probably, no, or no information, determined risk (low risk, some concerns, or high risk) in each domain. Then, each paper was given an overall risk score based on domain ratings. Each full text document was assessed independently by two reviewers. A consensus was made on discrepant scores.
The “meta” package in R software (v4.0.3) was used to perform all statistical analyses and generate all plots (a forest plot and two funnel plots). Hedges’ g was used as a measure of effect size by taking the difference in group mean () divided by the pooled standard deviation () as noted in the formula below:
The Chi-squared test was used to compute heterogeneity for each outcome and the Egger’s test55 was used to assess risk of publication bias. The Duval and Tweedie’s trim and fill procedure56,57 was performed as needed to correct for publication bias. To assess the potential effects of dose on treatment effects, meta-regression analyses were performed to assess the continuous, linear relationships between observed total effect sizes and tDCS dosing parameters (ie, a combination of current intensity, duration and electrode surface area) as well as timing (online/offline), laterality and age. Due to the limited sample of the current meta-analysis (k=17), permutation tests with 1000 iterations were performed to generate robust meta-regression estimates.
Figure 1 shows the PRISMA diagram that summarizes article search and screening results. The search query across four databases yielded 601 studies with 240 duplicates removed, totaling 361 studies ready for screening. Abstract screening reduced the number of studies from 361 to 110. Full text review following our inclusion and exclusion criteria eliminated 97 studies due to age requirement (51), abstract only (27), study design (6), study outcome (5), patient population (4), duplicates (2), and written in language other than English (2). There was only one eligible study harvested from the “snowballing” results. Two studies reported more than one tDCS experiment in the same paper and thus each experiment was separated in reported tables, with a total of 17 tDCS experiments enrolling 532 participants.
Risk of bias summary following the Cochrane bias tool is reported in Figure 2. The overall rating for bias risks indicated some concerns of bias in eleven and high risk in two studies. Some concerns of bias in each domain largely resulted from lack of information. For instance, there was no explicit description of whether the data analysis was performed prior to unblinding procedure that resulted in some concerns of bias in category 5 (selection of the reported results) for all included studies. Further, 59% of studies were conducted in single-blinded manner that contributed to potential bias in category 2 (deviations from intended interventions). Most studies did not have any missing outcome data, except one study (Medvedeva et al, 2019) that analyzed 22 out of 24 enrolled participants due to dropout and technical failures. One study (Cespón et al, 2017) did not report the blinding procedure and thus resulting high-risk bias in category 2 (deviations from intended interventions).
Figure 2 Summary of quality assessment using the Cochrane Risk Bias Tool.54 (A) Risk of bias graph showing overall risks across thirteen studies. (B) Risk of bias ratings for individual studies.
Details on the population enrolled in each of the thirteen included studies are summarized in Table 2. The overall average age across the thirteen investigated studies was 71.2+5.3 years (range: 65–88 years), which reflects the similarity in study population in terms of chronological age. The majority of studies enrolled more female participants (overall average ratio: 291 females, 204 males), with one study (Tan 2016) enrolling equal amounts of female and male participants, and one study (Brosnan et al, 2018b) omitted this information. 31% of the studies utilized the Montreal Cognitive Assessment (MoCA) (average reported score: 27.58+1.78) while 54% used the Mini Mental State Examination (MMSE) (average reported score: 28.64+1.19) to screen participants for cognitive status. The MMSE and MoCA are standardized screening tests to evaluate global cognitive impairments. These scores were used to determine that the study population was cognitively healthy and thus satisfied our inclusion criteria. While two studies (Cespón et al, 2017 and Nilsson et al, 2015) did not provide any details regarding a cognitive screening process used to determine participants’ cognitive state, they stated that their study populations were deemed cognitively healthy, which met our eligibility criteria. The years of education across thirteen studies were averaged to 14+3.7 years.
Table 2 Overview of Characteristics and Parameters for Studies Included in the Systematic Review and Meta-Analysis
All studies included sham as the control group, with 41% of the studies using a between-subject design and 59% using a within-subject/crossover study design. Table 2 provides a summary of tDCS protocols used across the thirteen studies. Overall, all studies were targeting the frontal cortex as the stimulated region. Specifically, 94% of the studies targeted the prefrontal cortex (PFC) with further breakdown of 64% targeting the dorsolateral PFC (DLPFC), 6% for the ventrolateral PFC (VLPFC), 12% for the left PFC, 6% for the right PFC, and 6% bilateral/whole PFC. One study (Stephens et al, 2016) aimed to target the entire frontal cortex. The current intensity used ranged from 1–2 mA with an average stimulation duration of 24.9 minutes. The majority of studies (13/17 studies) performed a single stimulation session. One study (Stephens et al, 2016) performed 5 sessions, two studies (Nissim et al, 2019, Park et al, 2014) performed 10 sessions, and one study (Nilsson et al, 2017) performed 20 sessions of stimulation. All studies employed the conventional tDCS set-up with a pair of large sponge or carbon rubber electrodes with an average surface area of 33 cm2 for the anode and 36 cm2 for the cathode electrodes. Washout periods for within-subject design, where each participant received both active and sham stimulation in a separate session, ranged from a minimum of 48 h to 6 days.
Treatment Effects of tDCS
An overview of study outcomes including cognitive domain, outcome measure, and effect size are reported in Table 2. Studies that included multiple outcome measures were simplified to include only the outcome measure most representative of tDCS effects on a domain impacted by cognitive aging.29 Details regarding each task that was used to determine each outcome measure can be found in their respective studies.32,58–69 Overall, the cognitive domains that were targeted across the thirteen studies were composed of 35% working memory, 24% attention, 23% error awareness, and 18% episodic memory. Figure 3A shows a forest plot to illustrate the weighted effect sizes in each cognitive domain. The overall weighted average of effect sizes for active over sham group across all 17 experiments was g=0.62 (CI=[0.42; 0.84]). The weighted average effect sizes per domain as illustrated in Figure 3A were as follows: g=0.63 (CI=[0.32; 0.94]) for attention, g=0.48 (CI=[−0.01;0.96]) for working memory, g=0.54 (CI=[0.13; 0.96]) for error awareness, and g=0.63 (CI=[0.42; 0.84]) for episodic memory. Two outliers were identified (Manenti et al, 2017 and Nilsson et al, 2017). Removing the outliers produced an overall effect size of 0.61 (CI=[0.469; 0.757], t=9.15, p<0.0001). Among the included studies in this review, thirteen experiments reported statistically significant effect sizes (p<0.05) with computed Hedges’ g values ranging from −0.31 to 1.85 (mean: 0.86+0.36). When considering each cognitive domain, the unweighted mean and standard deviation of reported statistically significant effect sizes were 0.71+0.26 for attention, 0.76+0.14 for error awareness, 1.25+0.52 for episodic memory, and 0.76+0.25 for working memory. No significant heterogeneity was observed overall (I2=25%, =21.42, p=0.16) or within subgroup analyses (p’s > 0.05, Figure 3A). Meta-regression analyses were performed to quantify individual effects of each tDCS parameter on observed effect sizes. As shown in Table 3, none of the tDCS parameters tested was significantly related to study effect sizes (p’s > 0.05, uncorrected) except age. Figure 3B demonstrates the relationship between effect size and age, which was the only significant predictor of observed effect size (R2=0.3828, F[1,15]=10.25, b-weight=0.14, CI=[0.047; 0.236], p=0.006).
Figure 3 Forest plot and bubble plot to illustrate weighted effect sizes in all studies. (A) Forest plot categorized by each cognitive domain illustrates computed Hedges’ g across cognitive domains. (B) Bubble plot demonstrates significant meta-regression result of age vs effect size (Hedges’ g), and the location of two identified outliers (Nilsson et al, 201766 and Manenti et al, 201759). Individual weights assigned to each study is indicated by the diameter of the circle. The estimated slope of this curve shows the significant effect (R2=0.3828, p=0.006) of mean study age on treatment effects (Hedges’ g).
Table 3 Univariate Meta-Regression Analysis
Funnel plots to illustrate analyses of publication bias are shown in Figure 4. Egger’s test for asymmetry as an evaluation of publication bias revealed significant results (t=2.86, p=0.0119) that indicates evidence of publication bias in our sample. The Duval and Tweedie trim-and-fill procedure showed significant results with an overall effect size of 0.49 (CI=[0.259; 0.719], t=4.42, p=0.0002), suggesting that after correcting for publication bias, the effect size remained significant.
The present systematic review and meta-analysis aimed to provide a recent survey of clinical studies published until June 30, 2020 that applied tDCS to improve cognition, specifically in cognitively intact older adults of 65 years and above. Collectively, clinical studies have demonstrated tDCS as a promising intervention strategy to combat the effects of cognitive aging for this population. We found a total of twelve eligible studies from the initial search and included an additional study from the “snowballing” process, indicating a thorough application of our search strategy to cover the literature regarding tDCS and cognitive aging. Across the thirteen eligible studies, there were 17 tDCS experiments enrolling a total of 532 participants. All studies exclusively applied tDCS as a stimulation technique to remediate cognitive decline related to normal aging. The quality assessment results indicated low to moderate concerns in five bias-risk categories in most studies, with two studies deemed as high-risk. The overall weighted average of Hedges’ g across 17 experiments revealed a moderate effect size (0.63, CI=[0.42; 0.84]), which is considerably larger than prior meta-analyses that included young and middle-aged adults (eg, 18 to 59 years). For instance, Dedoncker et al performed a meta-analysis of a single tDCS session targeting the DLPFC (mean age: 19.8 to 79.2 years) and found no significant effect of tDCS on accuracy (Hedges’ g=0.08, CI=[−0.00; 0.17]) across 61 studies including young, middle-aged, and older adults.38 In addition, we found the greatest magnitude of improvement after tDCS intervention in the studies included in this meta-analysis were in domains of episodic memory and attention (Figure 3A), which typically show the most decline in aging.44–46 Findings of the current meta-analysis are discussed further in the following subsections.
Overall tDCS Effects
While the overall statistically significant effects across studies suggest tDCS improves cognition in older adults, there is no clear distinction of which combination of current dose parameters (eg, current intensity, stimulation duration, number of sessions) yields the greatest effect in each cognitive domain. In the present review, tDCS application targeting the frontal cortices showed an overall effect size of 0.63+0.21 for active over sham group across a variety of cognitive domains. The four targeted cognitive domains included in this review were attention, error awareness, episodic memory, and working memory. Cognitive performance in each domain was assessed by using a variety of outcome measures across studies (eg, 2-back task or custom working memory task to assess working memory performance). Therefore, further analyses to determine which current dose parameter is the most successful to improve a targeted cognitive domain need to be narrowed down to a single outcome measure. For example, assessing the combination between the amount of applied current and duration of stimulation within the 2-back working memory task. The 2-back task is a form of the N-back task where participants are instructed to memorize a sequence of letters and prompted whether the current presented letter matches the letter that appears two-trials back (Appendix C).32 We found the intensity of injected current was not related to observed effect sizes (b-weight=0.0954, CI=[−0.063; 0.214]). Among the studies that used the 2-back task, Nissim et al versus Park et al applied 10 sessions of 2 mA stimulation with different stimulation duration of 20 and 30 minutes. Park et al reported a slightly larger effect size (0.95) when applying tDCS for longer (30 minutes) compared to Nissim et al (effect size: 0.92, duration: 20 minutes). These findings did not align with a prior study conducted by Hassanzahraee et al70 that found an increase in corticospinal excitability with increasing stimulation duration up to 24 minutes for tDCS application over the motor cortex and decrease or even reversed excitability for stimulation duration at 26, 28, and 30 minutes.70 However, the location of stimulation target (ie, frontal cortices versus motor cortices) might contribute to the discrepancy seen in observed effects with prolonged stimulation duration (eg, 20 minutes versus 30 minutes) and thus implied that changes in excitability might vary depending on where in the cortex. Nevertheless, our meta regression results suggested that there was no relationship of observed effect size with duration (b-weight=−0.005, CI=[−0.019; 0.010]) nor number of sessions (b-weight=0.005, CI=[−0.027; 0.037]). Regarding the number of sessions, the average effect size within the working memory domain for single-session studies was 0.51 while the average effect size for multi-session studies was 0.49. These findings demonstrated that the effect size produced from single-session vs multi-session was comparable. Prior research suggests that multi-session studies yield greater effects than single session studies in psychiatric population (eg, addiction and Parkinson’s Disease),71,72 neuropathic pain population,73 major depressive disorder, and post-stroke aphasia patients.74 However, to the best of our knowledge, there is no study that examines such effects (ie, the optimal number of tDCS stimulation sessions) in a healthy aging sample. As such, due to the small number of single versus multi-session data in our sample and the lack of information in the literature regarding the efficacy of single vs multi-session tDCS in healthy older adults, further investigation regarding the effects of number of sessions for tDCS application in this population is required to help inform specific stimulation recommendation. It is also important to note that this observation was difficult to translate from the working memory domain onto other cognitive domains reported in this review because of the diversity of outcome measures used within the same cognitive domain. Therefore, recommending which current dose parameter will produce the largest effect size for each cognitive domain remains a challenge.
All studies included in this review aimed to stimulate the frontal cortex to improve cognition by placing electrode nearby or over the frontal region following the 10–20 EEG electrode system with various anode and cathode locations. Previous computational modeling studies have investigated the relationship between current distribution and electrode placement and shown the largest current intensity within underlying brain regions is typically found between the electrode pair rather than directly underneath each electrode.75–84 Among the studies that reported statistically significant effect sizes, the anode electrodes were placed over the frontal cortex in location F4, F3, or F7 corresponding to the targeted hemisphere for stimulation (eg, anode electrode at F4 to stimulate the right DLPFC region or anode at F3 location to target the left DLPFC). The cathode electrodes were placed either at the head apex (Cz) or in the contralateral area such as supraorbital or extracephalic location (deltoid muscle, cheek). The distance between the anode and cathode electrode has been suggested to have an impact on current distribution inside the head.85 However, in the present review, there was no clear conclusion that could be drawn about the influence of the distance between each electrode pair and the resulting effect size in each outcome. In contrast, the included studies may suggest that the direction of current flow indicated by reversing placement of the same electrode pair seems to have a considerable effect on measured outcome. For instance, Harty et al, reported a statistically significant effect size for electrode pair anode-cathode at F4-Cz to target the right DLPFC and improve error awareness via Go/No-go tasks. However, when the anode and cathode location was reversed (eg, Cz-F4) for the same outcome measure, the effects of stimulation in the right DLPFC were not statistically significant. This observation suggests that the directional component of applied electrical field may play a crucial role in determining optimum current dose in tDCS application to elicit observed outcomes which support recent research findings in this topic.86–89
tDCS and Cognitive Tasks
Positive tDCS effects have been found to be state-dependent, and thus, the level of engagement in cognitive tasks may be important to generate desired outcomes. Electrical current from tDCS alone is considered weak and non-specific to enhance synaptic efficacy. Therefore, specific brain regions are targeted by combining tDCS and training to increase sensitivity of the desired brain area, making it more perceptive to applied stimulation.90 This mechanism is referred to as functional specificity, where the pairing of activity and selectivity is presumed to enhance neural activity in the targeted brain regions by engaging specific networks to the stimulation, separating them from other ongoing background brain activity.90 Online stimulation is performed when the stimulation and cognitive tasks occur at the same time. In this context, applying stimulation during tasks that engage a targeted cognitive domain can potentially produce a synergistic and augmenting stimulation effect. Offline stimulation is conducted without pairing of a task, usually before or after task practice. A previous systematic review and meta analyses by Summers et al29 reported that the average effect size in cognitive outcomes was greater in offline stimulation compared to online stimulation. However, only 12% of the studies included in the previous review employed an offline stimulation. Similar findings were also reported by Hsu et al39 where offline stimulation for tDCS and repetitive transcranial magnetic stimulation (rTMS) were found to be more effective in healthy older adults. However, Hsu et al did not further separate offline versus online effects according to each stimulation modality (ie, tDCS versus rTMS). In contrast, pairing tDCS with cognitive tasks such as an N-Back task to target working memory has been found superior in improving working memory performance compared to applying stimulation prior to task execution.91 In the present review, we found that online tDCS application during cognitive tasks did not seem to produce larger effect sizes than offline stimulation. However, this observation should be treated with caution because there were only three studies that performed offline tDCS (average effect size: 1.23+0.58) included in this review while the remaining studies used online tDCS (average effect size: 0.57+0.36). Our meta-regression analyses also indicated that the effect of timing (online/offline) was non-significant (b-weight=0.0812, CI=[−0.22; 0.38], p=0.569). Further, the lack of information regarding the concurrent activity as participants receiving tDCS in offline cases makes it challenging to directly compare online and offline stimulation outcomes. Overall, across the included thirteen studies, the heterogeneity of reported results makes it difficult to conclude which timing of stimulation delivery with respect to performed tasks (online or offline) would yield the maximum effect size in each cognitive domain.
In addition to stimulation timing with respect to performed tasks, an extended period of cognitive training outside the stimulation period may contribute to improved cognitive outcomes and thus needs to be considered. Prior research suggests that pairing tDCS with cognitive training can prolong the outcome effects compared to performing cognitive training alone.92–95 There are four studies in the present review (Nissim et al, 2019, Park et al, 2014, Stephens et al, 2016, Nilsson et al, 2017) that implemented an extended period of cognitive training beyond the stimulation duration aiming to improve working memory performance. The duration of the cognitive training among these studies (40 minutes x 10 sessions, or 40 minutes x 20 sessions, or 30 minutes x 10 sessions) as well as the tDCS parameters used were largely varied with different length of stimulation duration (20 or 30 minutes in each session). Therefore, it is unclear which combination of cognitive training duration and stimulation parameters would produce the greatest effect size for the working memory domain. However, three out of four studies that implemented cognitive training found moderate effect sizes (mean: 0.76+0.31) that were statistically significant (p<0.05), which suggests the promising benefit of pairing cognitive training with tDCS application to improve working memory performance in older adults.
Implications for tDCS Application in Older Adults
While some studies employed the same tDCS set-up (eg, 1 mA, 35 cm2 electrodes placed at F4-Cz), diverse effect sizes were seen across study outcomes and may largely be influenced by heterogeneity in age-related structural decline across participants. At present, in-vivo measurements to quantify the amount of delivered current in the brain from stimulation are difficult to accomplish. Therefore, computational models have been utilized to estimate current dose in the brain. Recent tDCS modeling studies have shown that interindividual variability in anatomy has an important role in altering delivered tDCS current in the brain.88,96–100 In older adults, age-related effects such as brain atrophy and white matter hyperintensities (WMH) were found as important factors that affect modeled field distribution following tDCS.77,101 Brain atrophy is commonly described as a shrinkage of cortical structures that occurs with healthy aging.102 The rate of atrophy is varied across individuals, and thus, the severity of brain atrophy found across older adult samples can vary.103–106 The frontal region, especially the prefrontal cortex, is the first to structurally decline with age.107 All included studies in this review aimed to stimulate the frontal cortex. The variation seen in stimulation outcomes may be influenced by individual rates of atrophy in this region. A recent modeling study performed in 587 older adults (mean age: 73.9 years) demonstrates that shrinkage in cortical structures (brain atrophy) can affect current distribution in the brain.77 Human brain tissues (white and gray matter) are immersed in cerebrospinal fluid (CSF) which is a better electrical conductor than brain. When brain volume shrinks due to atrophy, the amount of CSF inside the brain cavity is increased causing a higher ratio of CSF compared to brain. Therefore, current delivered from the stimulation that reaches the brain cavity would likely travel within CSF causing less current to enter the brain.77,81,108 In addition, another recent modeling study investigating WMH in 130 older adults found that the presence of WMH could reduce delivered current in intact brain up to 7%.101 This occurrence suggests that it is difficult to recommend a standardized tDCS parameter that will work for all and, instead, tDCS applications in older adults may need to be tailored to each individual and account for various atrophy and WMH levels across older adult samples. For instance, adjusting current intensity level and using custom electrode placement to target desired brain region in each person. Further, application of one-size-fit-all may need improving for future tDCS application such as through the use of machine learning approaches89 to optimize outcomes and reduce inter-individual variability observed across tDCS participants.
Study Limitation and Future Direction
Overall tDCS effects reported in the present review are limited by the heterogeneity of reported tDCS parameters and the overall sample size used across studies. Out of the 13 included studies, those that reported the highest magnitude of an effect also had the smallest sample sizes (n range=10-11). While one of these studies reported a power analysis supporting sufficient power (Manenti et al, 2017), others cited small sample size as a limitation. Under-powered studies, or studies with smaller sample sizes, tend to have inflated effect-sizes.109 Therefore, future studies assessing cognitive changes due to tDCS intervention in older adults should have a larger sample size to better estimate the efficacy of tDCS in remediating cognitive decline. While some of the included studies were underpowered, 9 out of 13 studies included in this review had adequately powered sample sizes and still reported medium to large effect sizes, suggesting that even with adequate power, tDCS intervention shows promise as an effective intervention in cognitive aging. In addition, we acknowledge that our snowballing results might be incomplete since we did not use Scopus due to the lack of institutional access. However, Bakkalbasi et al110 conducted a study to compare citation tracking tools between Google Scholar, Scopus, and Web of science and concluded that the study could not claim one tool to be the clear winner for all subject matter. An additional limitation that should be considered when interpreting findings from this review is publication bias. Based on our analyses, we found an indication of publication bias within our sample. However, these analyses did not include other papers that may have null findings or findings that do not support their hypothesis that are not published. A recent paper by Murray et al111 assessed 433 randomized controlled trials in JAMA network, and found no evidence to support that direction of findings (ie, supporting or rejecting the null hypothesis) influenced publication. However, null trials may have had to pass different standards to get published and there are no studies commenting on unpublished null papers.112 Therefore, it is important to note that the results reported in this meta-analysis needs to be taken with caution and publication bias must remain a consideration when interpreting these conclusions. With regard to study impact, the majority of the included studies have small sample sizes (mean n=31+18), making it difficult to assess the impact on the general population. Studies involving a larger sample size, such as the ongoing Phase III tDCS ACT clinical trial,113 are warranted to further assess the potential effect of tDCS to remediate cognitive aging in a healthy older adult population. Further, most studies did not report any metrics of quality assurance to monitor the accuracy and consistency of electrode placement. This is crucial information since any shift in electrode location as little as 1 cm across stimulation sessions can alter the amount of current entering the brain.84,114–116 The exact source of variability is difficult to identify across studies; therefore, future tDCS studies should incorporate characterization of the potential source of variability to explain any unexpected or muddled results. In addition, the present review only included studies that were published up to June 30th, 2020. There may be additional relevant studies that have been published since this date that will need to be included in future systematic reviews of this topic. Further, this review only covers cognitively intact and healthy aging population limited to age 65 and above. This age range might be considered restrictive if brain atrophy occurs in earlier age. The lack of an upper age limit in our search criteria may raise a concern; however, there is no evidence in the literature suggesting that there is a change in the pattern of age-related cognitive decline, but rather a continued decline in cognitive function.117 Future meta-analyses can expand the age range to include midlife or focus on cross-sectional and longitudinal studies to further analyze the effects of atrophy on observed cognitive outcomes. Other published meta-analyses performed in healthy young adults have included middle-aged and older adults, without specified age limit.25,38,118,119 The lack of meta-analyses conducted exclusively in healthy younger adult cohorts makes it difficult to compare our findings to a young adult population. Therefore, there is an opportunity for future meta-analyses to include exclusively younger populations. Future review studies can also assess the potential benefits of tDCS on cognitive performance in populations with mild cognitive impairment (MCI) or Alzheimer’s disease (AD).
In the present systematic review, we reported thirteen independent studies that employed tDCS to improve cognition in a healthy older adult population. We found small to large effect sizes with a weighted average of 0.63 (CI=[0.42; 0.84]) across all studies reporting effects of active tDCS over sham on various cognitive domains. Reported effect sizes were deemed statistically significant (p<0.05) in 76.5% of the experiments within the thirteen studies. While the included studies employed various tDCS parameters and diverse outcome measures were used to assess cognitive performance in different domains, these findings demonstrate an overall positive effect of tDCS delivered to the frontal lobes for remediating cognitive decline in older adults. Thus, these collective data suggest a potential use of tDCS as an effective intervention for cognitive aging that warrants further exploration. Future characterization of inter-individual variability in tDCS dose response is recommended for optimizing tDCS application in older adults and reducing variability in observed outcomes.
This work was supported by the National Institutes of Health/National Institute on Aging/National Heart, Lung, and Blood Institute (R01AG054077, K01AG050707, T32AG020499, T32HL134621, T32AG61892), the University of Florida McKnight Brain Institute and the McKnight Brain Research Foundation. Research reported in this publication was supported by the University of Florida Clinical and Translational Science Institute, which is supported in part by the NIH National Center for Advancing Translational Sciences under award number UL1TR001427. The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health.
The authors report no conflicts of interest in this work.
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