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Ventricular assist devices for heart failure: a focus on patient selection and complications

Authors Cipriani M, De Simone V, D'Angelo L, Perna E, Lilliu M, Bovolo V, Oliva F, Frigerio M

Received 9 May 2014

Accepted for publication 28 June 2014

Published 9 September 2014 Volume 2014:5 Pages 199—211

DOI https://doi.org/10.2147/RRCC.S48886

Checked for plagiarism Yes

Review by Single anonymous peer review

Peer reviewer comments 3



Manlio Cipriani, Vincenzo De Simone, Luciana D'Angelo, Enrico Perna, Marzia Lilliu, Virginia Bovolo, Fabrizio Oliva, Maria Frigerio

Cardiovascular and Thoracic Department, A De Gasperis Niguarda Ca' Granda Hospital, Milan, Italy

Abstract: Heart transplantation represents the “gold standard” for the treatment of patients with end-stage heart failure, but remains challenged by inadequate donor supply, finite graft survival, and long-term complications arising from immunosuppressive therapy. In addition, a lot of patients waiting for a heart transplant experience clinical deterioration, and other patients become ineligible to undergo this treatment due to their age or relevant comorbidities. Left ventricular assist devices have emerged as a valid therapeutic option for advanced heart failure. In recent years, we have seen significant advances not only in the technologies available, but also in patient selection, indications for use, and management after implantation. Consequently, there has been an increase in the number of implants and an improvement in the survival rate and quality of life for these patients. At the same time, there are new challenges on the horizon. Patient selection is a difficult process, based on clinical and imaging parameters and risk scores, and more data are needed to refine patient selection criteria and the timing of the implant. Left ventricular assist device-related complications are still a serious problem, causing adverse events and hospital readmissions. Continuous progress in the development of these implantable devices, such as a further reduction in size and hopefully the abolition of the external driveline, will probably make ventricular assist devices an option also for less advanced stages of heart failure. Here, we discuss the current indications for left ventricular assist device implantation, patient selection criteria, and the most frequent complications associated with these devices.

Keywords: mechanical circulatory support, heart failure, destination therapy, bridge to transplantation, heart transplant

Introduction

End-stage heart failure (HF) refractory to medical therapy has reached epidemic proportions. Despite the improvement in medical treatment over the past half century, the prognosis remains poor, with an average 1-year mortality rate of 33%.1 Heart transplantation represents the “gold standard” therapy for advanced and refractory HF with a 1-year survival rate of 81%,2 but remains challenged by inadequate donor supply, finite graft survival, and the long-term complications of immunosuppressive therapy. In addition, the gap between the number of patients on waiting lists for heart transplants and the number of heart transplants per year is growing. Most of these patients experience clinical deterioration with end-organ dysfunction or are removed from the list because they have become ineligible for this treatment due to advanced age or severe comorbidities. Utilization of mechanical circulatory support (MCS) is currently a valid therapeutic option for end-stage HF. The evolution not only in technologies (ie, reduction in size, continuous flow), but also in patient selection and management after implantation, has improved patient outcomes. Currently, the survival rate 1 year after a left ventricular assist device (LVAD) implant is 80% and at 2 years is 70%.3 In addition, it is an immediately available therapy, compared with the heart transplant. If we also consider the growing experience with these devices, it is easy to understand the increasing use of this treatment (Figure 1). However, challenges continue with regard to patient selection criteria for implantation (not too late and not too early) and several LVAD-correlated complications (almost 70% of patients present an LVAD-related complication 1 year after surgery).3 This review describes the current state of LVAD devices, examining these points in particular.

Figure 1 Postoperative chest X-ray illustrating a HeartMate II LVAD and an HVAD.
Notes: (A) Posterior-anterior LVAD; (B) lateral LVAD; (C) posterior anterior HVAD; (D) lateral HVAD. These are actually the two most frequently implanted devices in our center (Cardiovascular and Thoracic Department, A De Gasperis Niguarda Ca’ Granda Hospital, Milan, Italy); (E) shows the Jarvik device; (F) shows a chest X-ray of an Incor LVAD.
Abbreviations: HVAD, heartware ventricular assist device; LVAD, left ventricular assist device; ICD, implantable cardiac defibrillator.

Patient selection: impact of guidelines and INTERMACS profiles

Indications for MCS device implantation are described in Table 1. Several strategies are used to select appropriate candidates for LVAD referral. Because these patients usually have mortality similar to that of pretransplant patients, using guidelines similar to those for heart transplants is a reasonable option.4

Table 1 Indications for mechanical circulatory support
Note: Data from Yancy et al.5
Abbreviation: MCS, mechanical circulatory support.

According to the major guidelines and statements, the definition of patients eligible for MCS includes those with clinically significant circulatory compromise who require special care, including consideration for heart transplantation, continuous intravenous inotropic therapy, or admission to a hospice. Searching for specific indications between the last US and European guidelines, the former suggest MCS in stage D patients and refer substantially to a previously published statement for a more precise description of an eligible patient, while the latter define a more accurate indication on the basis of several parameters and values (Table 2). A common feature is to give priority to the bridge to transplant therapy strategy (respectively Class IIa and Class I) rather than the destination therapy strategy (in both cases Class IIa, level of evidence B).5,6

Table 2 Summary of different guidelines and indication criteria for long-term mechanical circulatory support
Abbreviations: ACC, American College of Cardiology; AHA, American Heart Association; ESC, European Society of Cardiology; OMT, optimal medical therapy; HT, heart transplant; HF, heart failure; INTERMACS, Interagency Registry for Mechanically Assisted Circulatory Support; MCS, mechanical circulatory support; HFrEF, heart failure with reduced ejection fraction; BTT, bridge to transplantation; DT, destination therapy; BTC, bridge to candidacy.

European Society of Cardiology guidelines recommend consideration of destination therapy in carefully selected patients who have end-stage HF despite optimal pharmacological and device therapy and who are not suitable for heart transplantation, but are expected to survive more than 1 year and have good functional status with LVAD therapy. The American College of Cardiology/American Heart Association have restrictive guidelines for LVAD placement as destination therapy, suggesting an expected 1-year survival rate of 50% despite medical therapies before consideration for device implantation.7

INTERMACS (the Interagency Registry for Mechanically Assisted Circulatory Support), which follows all long-term MCS systems in the USA, has defined patient profiles (Table 3) that can identify risks associated with the timing of the implant. They indicate that patients with cardiogenic shock (INTERMACS 1, or “crash and burn”) may be too sick for permanent LVAD support. These patients have the highest risk of post-implantation mortality compared with patients presenting less severe HF (ie, INTERMACS patient profiles 2–7). The fifth annual report from INTERMACS showed that fewer emergency implantations are performed in hemodynamically unstable patients, confirming the recognition of the high mortality risk in this group. In this registry, the proportion of patients in progressive cardiac decompensation (level 2) or cardiogenic shock (level 1) at the time of implant has decreased from approximately 64% before 2011 to just under 54% in 2012. Thus, for this population, consideration should be given to immediate stabilization with biventricular support, using temporary percutaneous or surgically placed systems or other appropriate treatments, to optimize their condition before permanent LVAD implant, if possible. Most patients who are stable on inotropes in INTERMACS category 3 would be appropriate candidates, and would likely benefit from LVAD therapy.3

Table 3 INTERMACS patient profiles
Abbreviations: MCS, mechanical circulatory support; NYHA, New York Heart Association functional class; INTERMACS, Interagency Registry for Mechanically Assisted Circulatory Support.

On the other hand, profile 6–7 patients, who by definition have advanced New York Heart Association class III symptoms, are generally considered too well for MCS on the basis of current data. During the past year, the medical arm of INTERMACS (MEDAMACS) has been developed to assess medically treated patients who might become candidates for MCS devices. The intent is to investigate outcomes in these patients to better understand the “gray” area between medical treatment and ventricular assist device (VAD) therapy, particularly for INTERMACS levels 4–6. This registry was launched in January 2013, with 12 hospitals identified for the initial pilot study.

The INTERMACS classification scheme also includes modifiers for arrhythmia, frequent hospital admissions (“frequent flyers”), and temporary circulatory support, allowing increased consideration for patients affected by those factors that accelerate the risk of death (Table 4).

Table 4 Modifiers for INTERMACS profiles
Abbreviations: ICD, implantable cardioverter-defibrillator; TCS, temporary circulatory support; A, arrhythmia; FF, frequent flyer; IABP, intra-aortic balloon pump; ECMO, extracorporeal membrane oxygenation; INTERMACS, Interagency Registry for Mechanically Assisted Circulatory Support.

Patient selection

LVAD-responsive and LVAD-independent frailty

Frailty is the aggregation of subclinical physiological insults across many organ systems, resulting in a syndrome of heightened vulnerability in the face of stress.8 Systolic and diastolic dysfunction contributes to LVAD-responsive frailty; this component can be treated by the device, unloading the left ventricle and reducing pulmonary capillary wedge pressure and right atrial pressure. However, many patients with advanced HF may be frail, due to illness related to extracardiac factors (aging, cancer, lung disease, diabetes, cirrhosis, peripheral vascular disease, neurological disease), which is not treatable with LVAD (LVAD-independent frailty). Therefore, a patient with primarily LVAD-responsive frailty is likely to have a good outcome if he or she survives the early postoperative period; in contrast, a patient with primarily LVAD-independent frailty is at greater risk of death, complications (eg, stroke, gastrointestinal bleed, or chronic hemolytic anemia), and/or persistently poor functional status after LVAD placement.9

Risk scores for prediction of survival

The development of a valid risk score to predict long-term survival after LVAD implantation has been a challenge in recent years (Table 5). The Destination Therapy Risk Score originally derives from a group of patients implanted with older generation devices, and considers a lot of variables, including laboratory values (international normalized ratio, creatinine/blood urea nitrogen, aspartate aminotransferase, albumin, platelet count, hematocrit), hemodynamic parameters (pulmonary artery pressure), and age. A recent study has concluded that it provides poor discrimination of mortality for bridge to transplant patients and only modest discrimination for destination therapy patients receiving continuous flow LVAD.10

Table 5 Risk scores predicting survival after LVAD implantation
Abbreviations: LVAD, left ventricular assist device; INR, international normalized ratio; PAP, pulmonary artery pressure; AST, aspartate transaminase; BUN, blood urea nitrogen; CVP, central venous pressure; DT, destination therapy; VAD, ventricular assist device; BTT, bridge to transplantation; RV, right ventricle; MELD, Model for End Stage Liver Disease; MELD-XI, MELD excluding INR; C, central venous pressure; R, right ventricular dysfunction; I, preoperative mechanical ventilation/intubation; T, severe tricuspid regurgitation; T, tachycardia.

The Model for End-Stage Liver Disease (MELD) score considers bilirubin, creatinine, and international normalized ratio.11 An alternative to this system is the MELD XI, based only on creatinine and bilirubin, which is used in patients on oral anticoagulant therapy. Patients with a MELD score below 17 have a survival advantage over those with a score of 17 or above, and MELD XI has proven to be a similar predictor of survival. The coefficients used for MELD score calculation were derived from patients with multifactorial liver disease and no documented cardiac dysfunction.

In contrast, the Heart Mate II Risk Score (HMRS) is derived from patients with advanced HF.12 The score components are age, international normalized ratio, serum albumin, creatinine, and implant center LVAD experience. It has a lot of advantages compared with the older scores. It is easy to calculate with simply obtained data. It is independent of device strategy (bridge to transplant or destination therapy). The variables (except for age) are parameters of organ function that can be optimized, so pharmacological strategies or mechanical support can be used to obtain better renal function (serum creatinine), better hepatic/right ventricular function (international normalized ratio), and a better inflammatory/nutritional state (albumin). The HMRS score cutoffs distinguish three risk groups: a low-risk group (HRMS <1.58) with a 90-day mortality of 4%; a medium-risk group (1.58≤ HMRS ≤2.48) with a mortality of 16%; and a high-risk group (HMRS >2.48) with a mortality of 29%. Compared with INTERMACS profiles, the results of this score seem to demonstrate a stronger predictive impact of preserved end-organ function (however achieved) more than the use of preoperative vasopressors, inotropes, an intra-aortic balloon pump, or a ventilator.13

The CRITT (C, central venous pressure; R, right ventricular dysfunction; I, preoperative mechanical ventilation/intubation; T, severe tricuspid regurgitation; T, tachycardia) score is another score that can be quickly calculated at the bedside, by considering central venous pressure greater than 15 mmHg, severe right ventricular dysfunction, preoperative mechanical ventilation, severe tricuspid regurgitation, and tachycardia. A score less than 2 is highly predictive of the ability to tolerate an isolated LVAD.14

In conclusion, while we fully acknowledge the importance of our clinical judgment, risk scores represent an additional tool to predict survival after LVAD implantation and to identify targets for therapy before surgery.

Right ventricular failure

Right ventricular failure (RVF) following LVAD therapy is a strong predictor of mortality and is associated with a greater risk of bleeding, a higher rate of renal insufficiency, and longer hospitalizations; consequently, identification of patients at high risk for RVF is essential.15 Recently, the concepts of the “vulnerable” right ventricle and of the “frail” patient have been introduced (Table 6); not only is a complete study of right ventricular function using parameters derived from echocardiography and right heart catheterization necessary, but also evaluation of the clinical status of the patient and the presence of organ dysfunction.16

Table 6 Multiparametric evaluation in patient selection for LVAD implant
Abbreviations: AST, aspartate aminotransferase; BUN, blood urea nitrogen; LVAD, left ventricular assist device; RV, right ventricle; RVSWI, right ventricle stroke work index; CVP, central venous pressure; PAP, pulmonary artery pressure; PCWP, pulmonary capillary wedge pressure; FAC, fractional area change; INTERMACS, Interagency Registry for Mechanically Assisted Circulatory Support.

Several studies have also considered the impact of the indication for LVAD (destination therapy seems to be a risk factor compared with bridge to transplant) and the type of cardiomyopathy (the risk of right ventricular failure after LVAD occurs, especially in patients with nonischemic causes, where both ventricles are often equally impaired).17,18

Echocardiography remains the primary imaging modality for evaluation of the right ventricle (Table 7), but research of less load-dependent parameters is a challenge. In this regard, more recently, the study by Grant et al shows the role of right ventricular strain; it represents a measure of deformation of the ventricular wall normalized to its original shape, and is more strongly correlated with postoperative RVF than traditional echocardiographic parameters.19

Table 7 Echocardiographic reference limits for recommended measures of right heart chamber
Abbreviations: RV, right ventricle; RVOT, right ventricular outflow tract; PSAX, parasternal short axis; PLAX, parasternal long axis; FAC, fractional area change; TAPSE, tricuspid annular plane systolic excursion; TDI, tissue Doppler index; EF, ejection fraction; 2D, two-dimensional; 3D, three-dimensional.

Attempting to predict the impact of unloading following LVAD implantation on the right ventricle, Dandel et al introduced a load adaptation index, a parameter considering the ratio between the end diastolic area of the right ventricle and long-axis length (AED/LED) and the tricuspid velocity-time integral (VTITR).20

Another study has shown that preoperative right ventricular fractional area change, estimated right atrial pressure, and left atrial volume may be combined into a simple echocardiographic scoring system to provide an additional tool for risk-stratifying patients when evaluating for LVAD implantation.21

We also report the experience of Deswarte et al with a low-dose dobutamine stress echocardiogram, in which an increase in tricuspid annular plane systolic excursion score by 40% and/or an increase in pulmonary artery systolic pressure over 30% ruled out post-LVAD right ventricular failure with 100% specificity and sensitivity.22

Tricuspid regurgitation is also correlated with postoperative RVF, and is a clear consequence of right ventricular dilatation. A lot of studies show a more aggressive treatment of tricuspid regurgitation (from moderate to severe) with annuloplasty; this strategy may reduce volume loading of the right ventricle and improve right ventricular contractility.23

In conclusion, many parameters derived from echocardiography have been described, but limited data have been obtained due to the retrospective/single-center nature of these studies.

With regard to hemodynamic parameters (Table 8), central venous pressure >15 mmHg, a right ventricular stroke work index <300 mmHg/mL/m2, and a central venous pressure/pulmonary capillary wedge pressure ratio >0.63 have been identified as predictors of a higher risk of RVF.24 These parameters are strongly influenced by the loading conditions of the right ventricle (preload = right atrial pressure; afterload = mean pulmonary pressure and transpulmonary gradient). For this reason, before evaluating the hemodynamic profile, it is essential to optimize the state of the patient’s compensation and management of volume overload (using intravenous diuretics and inotropes or vasodilators).

Table 8 Normal values at right heart catheterization
Abbreviations: RAP, right atrial pressure; MAP, pulmonary artery mean pressure; PCWP, pulmonary capillary wedge pressure; CI, cardiac index; SVI, stroke volume index; RVSWI, right ventricular stroke work index.

Patients with evidence of multiorgan dysfunction at the time of LVAD implantation are at higher risk of RVF. In particular, those who require preoperative ventilator support, intravenous vasopressors or an intra-aortic balloon pump for circulation support, or have evidence of liver (high bilirubin or aspartate aminotransferase levels) or renal (elevated serum creatinine) impairment, appear to be particularly vulnerable to postoperative RVF.17,19,25 Also, patients with coagulation abnormalities and/or hypoalbuminemia may be at highest risk of developing postoperative RVF.17,25

With regard to the clinical status of the patient, right ventricular dysfunction and cardiac cachexia often coexist and have an additional adverse impact. Fat loss is clearly a predictor of an adverse outcome, but it is unclear whether it is a surrogate of enhanced catabolism or if adipose tissue is cardioprotective in an HF context.26

In conclusion, the prediction of RVF post-LVAD implant is based on the contemporary evaluation of echocardiographic, hemodynamic, biochemical, and clinical parameters, but a universal risk score does not yet exist. The International Society for Heart and Lung Transplantation Guidelines for Mechanical Circulatory Support of 2013 recommend that patients with evidence of right ventricular dysfunction preoperatively should be considered for aggressive management, which may include diuretics, ultrafiltration, inotropes, an intra-aortic balloon pump, or other short-term mechanical support. Once optimized, right ventricular function should be reassessed.27

LVAD-related complications

Bleeding

Bleeding is one of the most common complications after LVAD implantation. In the INTERMACS registry, the rate of bleeding requiring red blood cell transfusion post-US Food and Drug Administration approval was 0.84, and the prevalence is established at around 1.14 major bleeding events per patient-year.28

Due to the large surface area of artificial material that the blood contacts, anticoagulation and antiplatelet therapies are necessary to prevent thrombus formation. The use of these drugs cannot entirely explain bleeding in LVAD patients. The evidence shows that acquired von Willebrand syndrome can play a considerable role in the genesis of hemorrhage and can explain the different bleeding rates observed in the two groups of LVAD recipients.29,30 It has been demonstrated that, in continuous flow device carriers, the level of large von Willebrand multimer drops, perhaps due to narrow pulse pressure. The LVAD impeller mechanism provokes the demolition of large multimers, leading to acquired von Willebrand disease. Bleeding is also explained by the presence of reduced collagen binding capacity and low ristocetin cofactor activity (which measures the binding of the von Willebrand factor to platelets) and by the effect of antiplatelet and anticoagulation drugs. These coagulation disorders persist even 10 weeks after LVAD implantation and even after heart transplant in bridge to transplant patients.

The most common site of bleeding is the gastrointestinal tract (45% of bleeding requiring transfusion according to recent data), followed by the wound site (12%) and the nasal mucosae (4%). Although less common, the most feared source of bleeding is undoubtedly the intracranial site, and the overall prevalence of hemorrhagic stroke reaches 8%. In multivariate analyses, Boyle et al identified a few independent risk factors for bleeding, ie, age >65 years, female sex, ischemic etiology, and hematocrit ≤31%.31

In a retrospective analysis, gastrointestinal bleeding originated in 57% of cases from the upper tract (gastric erosion is responsible for 54% of bleeding, followed by arteriovenous malformations and gastric ulcers) and in 35% of cases from the lower tract (originating equally from small bowel angiodysplasias and cecal or rectal ulcers).32 For the management of bleeding, adapting LVAD parameters can be an overriding factor: usually, anticoagulation is temporarily discontinued and pump flow speed is reduced (in order to increase pulse pressure). Using this strategy, John et al did not encounter any recurrence of gastrointestinal bleeding nor of thromboembolism.33 Anticoagulation reversal using vitamin K or plasma seems to be safe.34

Hemolysis

Hemolysis is diagnosed with a plasma-free hemoglobin value ≥40 mg/dL in association with clinical signs and symptoms (such as anemia, low hematocrit, hyperbilirubinemia).35 Recently, it has been demonstrated that monitoring lactate dehydrogenase values (cutoff ≥600 UI/L) permits earlier identification of adverse events. Clinical signs of hemolysis are often the early indicators of pump thrombus, particularly if associated with increased pump power utilization.36 Hemolysis, acting as a marker of pump thrombosis, is associated with decreased survival (38.9% at 1 year).37

Thrombosis

Pump thrombosis is an uncommon but potentially catastrophic event, as a cause of device exchange or death. According to the INTERMACS registry, freedom from definite or probable pump thrombosis is 95% at 1 year and 92% at 2 years; the hazard function reveals an early hazard peaking at 1 to 2 months and a gradually increasing late hazard.38 Pump thrombosis is a multifactorial phenomenon, including mechanically induced thrombosis (due to a severely abnormal inflow cannula position or bend relief disconnect with deformed outflow graft or hypercoagulable disorder) and “nonmechanical” device thrombosis (without clear proximate etiology, sometimes occurring after infections).39 The identified risk factors for pump thrombosis are: later implant year, marked elevation of lactate dehydrogenase at 1 month, younger age, worse renal function, a larger patient, and less severe ventricular dysfunction. The survival rate after pump replacement for thrombosis was 56% at 2 years compared with 69% after the primary implant. Freedom from infection and cerebrovascular accident were significantly worse after pump exchange compared with primary implant. No difference was detected in freedom from gastrointestinal bleeding (data from INTERMACS registry). The diagnosis of pump thrombosis, aside from hemolysis, relies on echocardiography and a cardiovascular computed tomography scan. Echocardiography can detect a reduction in cannula diastolic flow velocity and an increased systolic-diastolic flow velocity ratio; further, a ramp test has been developed to clarify suspicion of thrombosis.40 This protocol measures left and right ventricular decompression and valve function during pump speed variations; minimal changes in left ventricular end-diastolic diameter with increasing speed and aortic valve closing at higher speed were predictors of pump thrombosis. No standard algorithm exists for diagnosis of thrombosis with a computed tomography scan, but it can help in identifying cannula malpositioning and outflow graft thrombosis.41 If pump thrombosis is suspected, urgent surgical pump replacement should be considered. Thrombolytic intraventricular therapy has also been used with success, but should be carefully evaluated because of the risk of hemorrhagic and thromboembolic complications.42

Right heart failure

Right heart failure (RHF) is probably the most feared complication, and its incidence is about 18% in post-US Food and Drug Administration approval data.24 It is defined as the presence of symptoms and signs of persistent right ventricular dysfunction (central venous pressure >18 mmHg with a cardiac index <2.3 L/min/m2 in the absence of elevated left atrial/pulmonary capillary wedge pressure, tamponade, ventricular arrhythmias or pneumothorax) requiring right ventricular assist device (RVAD) implantation, inhaled nitric oxide, or inotropic therapy for a duration of more than 1 week at any time after LVAD implantation.35

A severity scale for RHF grading has also been developed:43,44

  • severe, requiring RVAD implantation
  • moderate, warranting inotropes or use of intravenous or inhaled pulmonary vasodilator (inhaled nitric oxide or prostaglandin E)
  • mild, indicated by two of the following criteria: central venous pressure >18 mmHg or mean right atrial pressure >18 mmHg; cardiac index <2.3 L/min/m2; ascites or evidence of moderate to worse peripheral edema; evidence of elevated central venous pressure by echocardiography (dilated inferior vena cava without collapse) and upon physical examination (signs of increased jugular venous pressure).

RHF after LVAD implantation can also be classified as intraoperative, early, or late (>14 days after surgery) according to the time of onset.

It has been demonstrated that acute unloading of the left ventricle leads to a septal shift that alters right ventricular shape and size, thereby affecting its contractility.45 In addition, latent right ventricular dysfunction can be unmasked with the increase in right-sided preload afforded by LVAD perfusion. RHF increases the mortality and morbidity of patients, leading to end-organ dysfunction, with a 20% reduction in 1-year survival for individuals who developed early RHF compared with those who did not. If severe RHF occurs, right ventricular mechanical support is the only effective therapy for refractory RHF; nevertheless, biventricular assist device support is burdened by poor outcomes, due to the high rate of infections and embolic events. Saito et al recently demonstrated that a temporary right VAD allows us to identify patients who could be weaned from right VAD support: about 42% of patients requiring right ventricular mechanical support were successfully weaned, with a survival rate comparable with that for isolated LVAD support.46

Aortic regurgitation

One important adverse event is the development of aortic valve pathology during LVAD support. When an LVAD unloads the left ventricle, the opening of the aortic valve is diminished or abolished; the systemic pressure becomes minimally pulsatile, with a mean aortic pressure that is much higher than normal aortic diastolic pressure. This means that the aortic valve is exposed to increased transvalvular pressures (the difference between the left ventricular and aortic pressures). Normally, the aortic valve is accustomed to tolerating transvalvular pressure of 80 mmHg, but with continuous flow LVAD, this value increases by 25%. This stress on the aortic valve may lead to some degree of degeneration, deterioration, and remodeling, with regurgitation and/or fusion of the leaflets.47,48 About 80% of patients without preoperative valve regurgitation showed rapid development of mild to moderate aortic regurgitation following their LVAD implantation.49 This “de novo” aortic regurgitation induced by the LVAD is considered to have deleterious effects on pump efficiency and systemic output. In fact, this creates a circulatory loop of flow to the ventricle instead of the systemic circulation, diminishing the efficiency of support and the ventricular unloading.50 Obviously, an increase in pump speed may initially compensate for the loss of systemic circulation. Once present in patients with a permanently closed aortic valve, aortic regurgitation manifests as a continuous flow toward the left ventricle during diastole as well as systole. Otherwise, if the aortic valve is allowed to open, aortic regurgitation manifests during diastole. Remarkably, in a small number of patients, the aortic regurgitation manifests only in the systolic phase of the cardiac cycle and probably would disappear at the opening of the aortic valve.49,51 The mechanism involved in this LVAD-related systolic aortic regurgitation is still unknown, but may involve a different mechanism associated with dynamic modification of the aortic annulus or valve as a result of turbulence in the ascending aorta. However, when aortic regurgitation becomes more severe, valve repair may eventually be inevitable.52 The next generation of LVAD will partially resolve this adverse event. In the HeartMate III the rotor speed will periodically depart from the value that has been initially set by the clinician in order to contribute a flow disruption that can mimic native cardiac contractility (30 “artificial beats” per minute, asynchronously with the heart). In this way, it will be possible to reduce the high levels of mean aortic pressure and stress on the valvular leaflets.53

Arrhythmias

LVAD patients are at risk for morbidity and mortality from atrial and ventricular arrhythmias. First of all, it is important to understand that an LVAD only assists the left ventricle. The right ventricular performance requirements remain unchanged. Although the LVAD will still be functioning during atrial and ventricular arrhythmias, right ventricular function might deteriorate significantly, leading to inadequate left ventricular filling and decompensated HF, syncope, or death.54

Atrial arrhythmias

Patients with LVAD are not dependent on their atrial kick to fill the LVAD; the device creates a vacuum that draws blood into the pump throughout the cardiac cycle. However, patients may still decompensate with the loss of the right atrial kick, especially in the setting of poor right ventricular function. Because one of the risk factors for atrial fibrillation is left atrial distention from congestion and/or mitral regurgitation, decompression of the left ventricle and consequently of the left atrium by an LVAD should reduce the long-term risk of atrial fibrillation. Nevertheless, as atrial fibrillation increases the activity of the LVAD, the risk of atrial fibrillation remains high.

Treatment of atrial arrhythmias following MCS involves rate control (particularly with beta-blockers) or rhythm control in selected patients (especially with electrical cardioversion or with amiodarone). All patients with LVAD are already on warfarin to prevent pump thrombosis and thromboembolism, in the absence of contraindications to anticoagulation, and do not need adjustment of therapy.54,55

Ventricular arrhythmias

Ventricular arrhythmias affect at least one third of patients treated with long-term VAD support for advanced HF.56 Several factors affect the likelihood of ventricular arrhythmias occurring during VAD support. Of these, the most consistently observed risk factor is a history of ventricular arrhythmias prior to initiation of VAD support. Other risk factors for ventricular arrhythmias during VAD support include early increases in the QT interval, electrolyte disturbances, the absence of beta-blocker treatment, and a history of atrial fibrillation prior to initiation of VAD support.57

Three mechanisms cause these ventricular arrhythmias. The first is the effect due to the inflow cannula. With a continuous flow device, transient changes in venous return can result in negative pressure at the inflow cannula, leading to a suction event. Suction events can affect the interventricular septum or left ventricular free wall. This can cause mechanical stimulation of arrhythmia, tissue injury, and low flow.57,58 The specific circumstances in which suction is likely to occur include overdiuresis, bleeding, and overpumping; reduction of LVAD speed can be useful to reduce the likelihood of collapse of the septal wall.54 Secondly, myocardial fibrosis (antecedent scarring or localized injury induced by cannula placement) increases the propensity for arrhythmias.59 Use of angiotensin-converting enzyme inhibitors may reduce levels of fibrosis and collagen deposition. The third aspect is the electrophysiological adaptation to LVAD support. In fact, lots of studies have demonstrated how the ventricular unloading induced by LVAD can modify depolarization and repolarization of the left ventricle. In particular, the QRS complex tends to decrease, especially in the first week up to 6 months, and the QT interval is often prolonged. Beta-blockers and other antiarrhythmic drugs are frequently used.57,60

In urgent cases, antiarrhythmic drugs are commonly used following the Advanced Life Support algorithm; also, electrical cardioversion is commonly performed and generally safe. Cardiopulmonary resuscitation is not recommended by the manufacturers secondary to potential cannula dislodgment, unless the pump is not working and the patient has lost blood pressure.

Many patients already have an implantable defibrillator for primary or secondary prevention, upon implantation of a LVAD. The real benefit of implantable defibrillators in VAD-supported patients is not yet clear. Inappropriate defibrillations appear to be relatively uncommon (6.5%), but in some cases, reprogramming or replacement of the implantable defibrillator due to interaction with the VAD may be necessary.54

LVAD infections

Data from the INTERMACS registry identified infection as the cause of 16% of deaths post-LVAD implantation, second only to HF. In the population awaiting heart transplantation while on LVAD support, late infection was the reason for declining an organ in about 30% of cases. Among patients who have died of infection during LVAD support while awaiting transplantation, 29% had a driveline infection. Many factors identify patients at higher risk for LVAD infection, including older age, nutritional status, immunosuppression, oral hygiene, diabetes, renal failure, and obesity.61 In 2010, a core of group experts formed an International Society for Heart and Lung Transplantation Infection Diseases Working Group to develop agreed criteria for definitions of infections in VAD patients.62 These definitions divided infections in patients with LVAD into three sections, ie, VAD-specific infections, VAD-related infections, and non-VAD infections.

VAD-specific infections

VAD-specific infections are the principal group. They may arise due to the hardware itself or the body surfaces that contain them, and include infections of the pump, cannula, anastomoses, pocket, and the percutaneous driveline or tunnel. However, the most prevalent of these is infection of the driveline. This percutaneous channel acts as the port of entry for external pathogens, which can then migrate deeper through this tunnel into host tissues. If this process is not stopped, pathogens can even arrive at the pump itself, causing pocket infection, which may be extremely difficult to eradicate or even to control.

Definite diagnosis of percutaneous entry site infections requires a positive culture obtained from the skin or the tissue or fluid surrounding the external housing of the pump. Gram-positive organisms, commonly Staphylococcus aureus, cause most infections, but Enterococcus and other Staphylococcal species are also frequently isolated. The Gram-negative pathogen most frequently isolated is Pseudomonas aeruginosa. Infections caused by Candida are associated with the highest mortality rate.63 In the case of a driveline infection, both local treatment with cleaning and systemic antibiotic treatment is indicated, preferably driven by bacterial cultures. In particular, administration of antibiotics is indicated in the event of fever, leukocytosis, pain, or drainage around the driveline entry site or its internal pathway. Such infections usually require a long course of parenteral treatment for 6 weeks or longer, depending on the response, followed by oral antibiotics. However, prevention is the most important way to ward off infection. Antibiotic prophylaxis is important before implantation and also for 24–48 hours after the procedure. The protocol for administration consists of a combination of vancomycin (1 g), ciprofloxacin (400 mg), and fluconazole (400 mg) dosed within 30 minutes of skin incision and continued until 48 hours after sternal closure using vancomycin (1 g every 12 hours), ciprofloxacin (400 mg every 12 hours), and fluconazole (400 mg every 24 hours), with adequate renal adjustment.61,64 The second aspect is the selection of the right exit site location. It is important to consider body habitus and eventual body weight changes, to prevent opening of the peritoneal cavity during implantation, and to create a small and clean wound in the skin. The driveline must be sutured to the skin and kept immobile, using drain attachment devices to avoid trauma. The third and most important point is driveline management after the intervention. Daily antiseptic cures are fundamental, and patients and caregivers must be educated and instructed in how to medicate the wound. Moreover, they should be aware of the signs of infection, so that treatment can be instituted early.61,65

Exchange of the device is a high-risk procedure. Only intractable cases, particularly in the presence of LVAD-associated endocarditis, require device explantation and in a context of destination therapy. If the patient is still eligible for heart transplant, we prefer to place him or her on a more urgent status on the waiting list.

VAD-related infections

VAD-related infections refer to those infections not directly involving the VAD itself but probably occurring as a result of VAD implantation. This group includes infective endocarditis, bloodstream infections, mediastinitis, and sternal wound infection.62 Computed tomography techniques can show the exact position and extent of inflammatory tissue, and this can be useful to understand the real relationship between the infection site and one portion of the VAD system.

Non-VAD infections

Non-VAD infections are essentially “independent” of or not directly related to the presence of the VAD. These infections (most frequently lower respiratory tract infection, cholecystitis, Clostridium difficile infection, and urinary tract infection) occur in a sick population of immune-compromised hosts with underlying comorbidities such as diabetes, prolonged hospitalization, multiple drug regimens, and renal impairment.62

Conclusion

Patient selection for MCS continues to evolve along with the technology. The selection criteria for MCS are not static, and frequent reassessment of candidacy is required after changes in the patient’s condition. Confirmation of adequate psychosocial support and the capacity for self-care is also crucial. Without this, successful surgery could be rendered futile in the long run. However, more data are needed to define better patient selection criteria and calculate the timing of the implant. Complications that accompany LVAD therapy, such as failure of the VAD secondary to the thrombosis device and infection of the external driveline, cannot be ignored. Continuous progress in the development of this implantable device, such as a further reduction in size and hopefully abolition of the external driveline, will probably make the VAD an option also for less advanced stages of HF.

Disclosure

The authors report no conflicts of interest in this work.


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