Back to Journals » Journal of Experimental Pharmacology » Volume 13

Experimental Serotonergic Agents for the Treatment of Schizophrenia

Authors Capuzzi E, Caldiroli A, Ciscato V, Russo S, Buoli M

Received 23 November 2020

Accepted for publication 16 January 2021

Published 5 February 2021 Volume 2021:13 Pages 49—67


Checked for plagiarism Yes

Review by Single anonymous peer review

Peer reviewer comments 2

Editor who approved publication: Professor Bal Lokeshwar

Enrico Capuzzi,1 Alice Caldiroli,1 Veronica Ciscato,2 Stefania Russo,2 Massimiliano Buoli3,4

1Psychiatric Department, Azienda Socio Sanitaria Territoriale Monza, Monza, Italy; 2Department of Medicine and Surgery, University of Milano Bicocca, Monza, MB, 20900, Italy; 3Department of Neurosciences and Mental Health, Fondazione IRCCS Ca’Granda Ospedale Maggiore Policlinico, Milan, 20122, Italy; 4Department of Pathophysiology and Transplantation, University of Milan, Milan, Italy

Correspondence: Massimiliano Buoli
Department of Neurosciences and Mental Health, Fondazione IRCCS Ca’ Granda Ospedale Maggiore Policlinico, Via F. Sforza 35, Milan, 20122, Italy
Tel +39-02-55035983
Fax +39-02-55035952

Abstract: Schizophrenia remains one of the most chronic and highly disabling mental disorder. To date, the pathomechanism of schizophrenia is not fully understood and current treatments are characterized by some limitations. First- and second-generation antipsychotics have shown clinical efficacy in treating positive symptoms, while are poorly effective on both negative symptoms and cognitive deficits. Moreover, they can involve many metabolic and neurological side effects, leading to low therapeutic compliance. Many evidence suggested that serotonin may play a complex role in the neurobiology of schizophrenia. Therefore, new drugs targeting 5-HT receptors (5-HTRs) have become an important area of research in schizophrenia in the hope that treatment efficacy may be improved without inducing side effects observed with currently available antipsychotics. Research using the main database sources was conducted to obtain an overview of preclinical and clinical pharmacological 5-HTR-targeted therapies in patients with schizophrenia. We identified 17 experimental serotonergic agents, under study for their potential use in schizophrenia treatment. Particularly, AVN-211, LuAF-35700 and Brilaroxazine are currently under clinical development. Moreover, some compounds showed some pro-cognitive and antipsychotic-like properties in animal models, while other agents showed contradictory effects in improving symptoms and were removed from the development program. Although some serotonergic drugs seem promising for improving the treatment of schizophrenia, further studies regarding the pathophysiological mechanisms of schizophrenia and novel compounds as well as high-quality trials are necessary in order to improve schizophrenia outcomes.

Keywords: schizophrenia, serotonin, experimental agents, negative symptoms, cognitive deficits


Schizophrenia (SCZ) is a chronic, highly disabling mental disorder characterized by a miscellaneous of psychopathological domains, each with different courses, patterns of treatment-response, and prognostic implications.1 Even though many patients may display a substantial reduction of positive symptoms, very few subjects reach functional recovery during the course of illness.2 Available literature highlighted that functional outcomes are most consistently predicted by social cognition and neurocognitive deficits, as well as negative symptoms.3 Nevertheless, depressive symptoms may worsen the overall psychopathology, quality of life and social functioning of patients affected by SKZ.4

Since the discovery of chlorpromazine in the treatment of SCZ, pharmacological research focused mainly on dopamine hypothesis, namely that people with SCZ have enhanced dopaminergic activity, which can be normalized by using dopamine antagonists, specifically the dopamine D2 receptor (D2R) antagonist.5 Therefore, patients were originally treated with typical or first-generation antipsychotics (FGAs) merely acting as antagonists at postsynaptic D2R with poor effect on negative, depressive and cognitive symptoms. However, accumulating evidence on the neurobiology of SCZ suggested that serotonin (5-HT) may play a complex role in the modification of dopamine neurotransmission.6 Consequently, second-generation or atypical antipsychotics (SGAs) were introduced as being equally effective or better than FGAs, particularly for negative, depressive and cognitive symptoms, as well as able to limit the risk for extrapyramidal side effects (EPS) commonly developed as a consequence of FGAs treatment.7,8 In particular, the newest antipsychotics act on 5-HT receptors (5-HTRs) in different ways including the higher blockade of 5HT2AR than for D2R, the blockade of 5-HT6 and 5-HT7Rs, the full or partial 5-HT1AR agonism, the inverse agonism of 5-HT2CR and the alpha-2 noradrenaline receptor antagonism.9,10 However, most SGAs can have non-selective interactions with receptors that are not associated with antipsychotic efficacy (histaminergic, muscarinic and alpha-adrenergic ones), leading to metabolic disturbances, akathisia and cognitive impairment. Moreover, some SGAs can be associated with sustained high levels of striatal D2R occupancy that can increase the risk of motor side effects and hyperprolactinemia.8 In addition, previous systematic reviews and meta-analyses7,11,12 estimated a modest benefit of SGAs on negative and cognitive symptoms. Some investigators also assessed the possible effectiveness of alternative compounds including Selective Serotonin Reuptake Inhibitors (SSRIs) as augmentation of both FGAs and SGAs. However, contradictory findings were reported, particularly on improvement in negative and depressive symptoms.13–15 Nevertheless, augmentation strategies were associated with a substantial risk of decreased adherence and poor tolerability as a consequence of potential pharmacokinetic interactions and worsening of psychotic symptoms.16Therefore, in the light of the mentioned unmet needs, novel treatment strategies, based on more selective receptor activity profiles, became a key area of SCZ research in order to improve the efficacy and tolerability of new compounds.17 In this regard lumateperone, an investigational drug displaying high-affinity binding to the 5-HT2AR as well to D1 and D2Rs, but with minimal binding affinity for 5-HT2CR, histaminergic and muscarinic receptors, received its first global approval in the USA for the treatment of SCZ in adults, in view of its efficacy with a favorable safety profile.18–20 So far, other 5-HTR targeted compounds are emerging as possible pharmacological treatments for SCZ. Therefore, the purpose of this review is to evaluate the main preclinical and clinical pharmacological findings concerning the therapeutic potential of 5-HTR-targeted therapies in SCZ patients.


Registries of clinical trials by the US National Institutes of Health (NIH – Clinical, and the EU European Medicines Agency (EMA – were consulted in order to get information on clinical trials with selective serotonergic agents for the treatment of SCZ since 1990 to 2020. Data were accessed between June 12th and October 21st 2020. In addition, a comprehensive search of articles on MEDLINE, PsycINFO, Isi Web of Knowledge, Medscape was performed. The search was carried out using the keyword “Experimental serotonergic agents”, crossed with “schizophrenia”. At least two authors conducted the selection of appropriate papers between 1990 and 2020. A manual selection of clinical trials and papers was then performed in order to consider only those concerning the topic of the present article. No restriction criteria were established for study design. The exclusion criteria were as follows: 1) articles as reviews, meta-analyses, commentaries, letters, case reports, pooled analyses, comments, case studies; 2) off-topic clinical trials or papers; 3) studies contemplating the investigation of either non-experimental or non-serotonergic agents; 3) agents or trials evaluating patients with other psychotic disorders than SCZ, or mixed samples (eg SCZ and schizoaffective patients); 4) studies with unmentioned outcomes or results not clearly reported.

Only papers written in English were included.


Nine hundred sixty-one records (508 clinical trials and 453 papers) were initially identified. Among these, 939 were excluded for above-mentioned criteria. Therefore, 11 clinical trials and 11 papers satisfied the inclusion criteria (Figure 1).

Figure 1 PRISMA diagram for reviews.

Notes: PRISMA figure adapted from Liberati A, Altman D, Tetzlaff J, et al. The PRISMA statement for reporting systematic reviews and meta-analyses of studies that evaluate health care interventions: explanation and elaboration. Journal of clinical epidemiology. 2009;62(10). Creative Commons.70

We identified 13 selective 5-HTR agents including three selective 5HT1AR agonists, three 5HT2AR antagonists, one 5HT2CR agonist, four 5HT5R antagonists and two 5HT6R antagonists. Moreover, four 5-HTR compounds acting on two or more serotonin receptors were detected (Table 1).

Table 1 Experimental Serotonergic Agents in Schizophrenia

In the following paragraphs, data about compounds targeting 5-HTR in clinical or preclinical development will be described and discussed.

Selective 5HT1AR Agonists


Bifeprunox is a partial agonist of D2R and 5-HT1AR.21 Moreover, bifeprunox has a higher intrinsic efficacy upon D2Rs than other SGAs, since it acts as a dopamine system stabilizer, increasing dopamine levels where they are too low and decreasing them where they are high.22 Bifeprunox has been investigated in two multi-centric Randomized Clinical Trials (RCTs) according to its potential efficacy in reducing both positive and negative symptoms with possible low impact on weight gain and serum lipid levels.23 In the first 6-month, Phase III, double-blind RCT (2004–002185-38, Sponsor Protocol Number: 10200) conducted on 93 patients with SCZ in an acute phase, it was found that both bifeprunox and risperidone treatment showed improvement from baseline in Positive and Negative Syndrome Scale (PANSS) total scores as well as positive, negative and general psychopathology subscale scores. However, the treatment with bifeprunox (30 or 40 mg/day) was less effective than treatment with risperidone (4 or 6 mg/day) at all time-points, albeit extrapyramidal symptoms were more common during treatment with risperidone than during treatment with bifeprunox.24 In a subsequent one-year double-blind RCT (2007–001097-90, Sponsor Protocol Number: 11915A) including 223 patients in the maintenance phase of SCZ, with the aim to compare the efficacy of fixed doses of bifeprunox (20 mg/day) versus fixed doses of quetiapine (600 mg/day), the PANSS total score and all subscale scores improved significantly after 12 weeks of treatment with bifeprunox, although no clinically relevant changes in functional outcome, quality of life, or treatment compliance were detected. The overall incidence of adverse events with bifeprunox was comparable to that with quetiapine.25 Finally, in two consecutive open-label studies (2004–000707-18, Sponsor Protocol Number: 10206; 2005–000497-50, Sponsor Protocol Number: 11051), bifeprunox was found to be safe in flexible doses (20–40 mg/day) in the long-term treatment of SCZ.26,27 However, although bifeprunox was in Phase III of clinical trials for the treatment of SCZ and bipolar depression as well as in Phase I for Parkinson’s disease, the drug development was halted in august 2007 after the Food and Drug Administration (FDA) judgment to reject its use for acute or long-term symptoms of SCZ, according to its inadequate efficacy.28

8-HYdroxy-2-(Di-n-Propylamino) Tetralin

8-hydroxy-2-(di-n-propylamino) tetralin (8-OH-DPAT) is a compound that was developed in the 1980s in order to study the function of the 5-HT1AR. It has a higher affinity for 5-HT1AR compared with other 5-HTRs, and it exhibits a low affinity for D2R.29 The effect of this compound has been evaluated on cognitive impairment in some animal models of SCZ (Table 2). However, contradictory findings were reported. Particularly, Cassaday and co-authors30 failed to find significant improvement of attentional processes (reduction in latent inhibition) in pre-exposed rats with 8-OH-DPAT, although the limitation of 8-OH-DPAT low dosage was hypothesized. On the other hand, a subsequent pre-clinical study by Winstanley and collaborators31 reported that rats receiving intra-medial prefrontal cortex infusion of 8-OH-DPAT experienced attentional improvements and better impulse control. Finally, 8-OH-DPAT was evaluated in the definition of 5-HT and 5-HT1ARs contributions to the impaired sensorimotor gating (prepulse inhibition – PPI) in SCZ, as reported in animal models. In particular, it has been reported that low doses of 8-OH-DPAT or direct administration to the dorsal raphe nucleus might preferentially increase PPI by activating high-affinity 5-HT1A autoreceptors in the raphe nuclei of rats. On the other hand, systemic 8-OH-DPAT may act at post-synaptic 5-HT1ARs, or at least 5-HT1ARs located in regions different from the dorsal raphe nucleus, resulting in disruption of PPI. Therefore, it has been reported that 5-HT1ARs are not only pre-synaptic receptors but are also active as post-synaptic 5-HT1ARs.32

Table 2 Summary of Animal and Human Studies About Experimental Serotonergic Agents Under Study for SCZ Treatment


LASSBio-579 [1-((1-(4-chlorophenyl)-1H-pyrazole-4-yl)methyl)-4-phenylpiperazine]33 was orally active in different rodent models of positive and negative symptoms of SCZ (Table 2), showing a moderate affinity for 5-HT1ARs, D2 and D4Rs other than a low affinity for the 5-HT2A and 5-HT2CRs.34 As reported by some experimental studies on mice, LASSBio-579 may also diminish EPS induced by both FGA and SGA.34

Selective 5HT2AR Antagonists


SB-773812 was designed to enhance antagonism on those receptors possibly related to antipsychotic efficacy while reducing affinity to receptors associated with side effects of older antipsychotics. SB-773812 is a moderate antagonist of D2R and a selective high-affinity antagonist of D3R and 5HT2AR.35 In a 12-week, multi-centric, phase-II, double-blind RCT (2005–002883-27, Sponsor Protocol Number: NAA104606) (n=317), including olanzapine as active control, SB-773812 showed statistically significant efficacy in improving SCZ symptoms, measured with the PANSS rating scale, at both 120 mg and 60 mg, in patients with acute exacerbation of SCZ and requiring inpatient hospitalization. Moreover, improvement at week 6 was statistically superior to placebo at both doses on most secondary efficacy measures, such as PANSS Positive and General Psychopathology subscale scores, CGI-S (Clinical Global Impression – severity scale), total BPRS (Brief Psychiatric Rating Scale) and psychosis BPRS scores. However, tremor and akathisia were reported at a higher incidence than placebo, but similar to olanzapine. Finally, SB-773812 caused a dose-related increase in prolactin at 60 mg of dosage, although similar to that caused by olanzapine.36

No recent reports of development for SB 773812 were identified for SCZ.


AM-831 is a potential antipsychotic compound that combines muscarinic (M)1 partial agonism with both D2R and 5-HT2AR antagonism.37 Although AM-831 demonstrated a combination of strong antipsychotic properties in traditional preclinical models of psychosis, as well as pro-cognitive activity in preclinical behavioral models, it was reported by Acadia Pharmaceuticals (Acadia, US) that the compound did not meet predetermined criteria for further development in Phase I testing. Therefore, it was decided to discontinue the development of AM-831.38


Zicronapine (previously known as Lu 31–130) is a potent D1, D2 and 5-HT2A antagonist.39 In the phase-II development programme, zicronapine showed robust antipsychotic effects. A subsequent 6-month, phase-III, double-blind, risperidone-controlled, fixed-dose RCT (2010–022181-28, Sponsor Protocol Number:13639A) (n=160) evaluated the effect of zicronapine versus risperidone on metabolic parameters. This study showed that zicronapine was safe and well tolerated. Moreover, the overall incidence of adverse events was similar in the treatment groups but the pattern of adverse events differed. Particularly, the prolactin values were lowest in the zicronapine group than in the risperidone group.40 In 2014, Lundbeck (Lundbeck, DK) stopped the study of this compound according to the development of Lu AF35700, which was claimed to have a better drug profile than zicronapine.

Selective 5HT-2CR Agonist

Vabicaserin, also known as SCA-136, is a potential antipsychotic and anorectic with high agonism on the 5-HT2CR but with modest additional effect on 5HT2BR. Moreover, it is more than 50-fold selective over a number of serotonergic, dopaminergic and noradrenergic receptors.41

A phase-II, double-blind, multi-centric RCT (NCT00563706) (n=404) with placebo, risperidone (4 mg/day), and up to seven treatment arms of vabicaserin (dosages of 50, 100, 150, 200, 300, 400 or 600 mg/day) was performed in order to evaluate the efficacy, safety and tolerability of vabicaserin in patients with acute exacerbations of SCZ. However, no significant improvement versus placebo was observed after 28 days of treatment according to PANSS total scores. Moreover, as a result of the failure of all vabicaserin doses to meet the primary efficacy objective, the study was prematurely terminated.42 Research of vabicaserin for the treatment of SCZ was discontinued.

Selective 5HT-5AR Antagonists

AS2030680 and AS2674723

AS2030680 and AS2674723 are two selective 5-HT5AR antagonists with modest or low affinity for other serotonin receptors.43 Yamazaki et al reported that each of the two compounds ameliorated scopolamine-induced working memory deficit related to dementia in mice and rats,43 suggesting a possible use to treat cognitive impairment associated with SCZ.


ASP5736 is a 5-HT5AR antagonist with a low affinity for other 5-HTRs.44 This compound was assessed on positive symptoms and cognitive impairments in different animal models of SCZ (Table 2). Particularly, a preclinical study reported that ASP5736 might improve both working memory and visual learning deficits in dizocilpine (MK-801) and phencyclidine (PCP) treated mice. Moreover, ASP5736 was associated with improvement in MK-801 and methamphetamine-induced hyperactivity in mice without important adverse effects. Olanzapine did not impact ASP5736-induced cognitive enhancement.44 ASP5736 has been also reported to ameliorate scopolamine-induced working memory deficit and reference memory impairment in aged rats.42 Interestingly, a recent study reported that ASP5736 inhibited subjective effects of D-lysergic acid diethylamide (LSD) in rats.45


SB699551 is a compound with at least 30-fold selectivity for 5-HT5AR versus other 5-HTRs, as demonstrated in a sample of Guinea pigs.46 Similarly to ASP5736, it was reported that, in rats trained to discriminate LSD from vehicle 15 minutes after injection, the inhibitory actions of SB699551 on the subjective effects of LSD might represent a possible way to treat positive symptoms of SCZ, as emerged in rats.45

Selective 5HT-6R Antagonists

AVN-211 (CD-008-0173)

AVN-211 is a small molecule, which acts as a highly selective 5HT6R antagonist.47 A 4-week, phase-II, double-blind RCT with 42 SCZ patients who were stabilized on the antipsychotic drug was conducted. A significant difference between the groups in PANSS positive subscale score and CGI-S in favor of the treatment group was found at the endpoint. Moreover, AVN-211 improved selectivity and continuous attention in the group treated with the active compound than placebo.48 AVN-211 is undergoing development with Avineuro Pharmaceuticals.49

Idalopirdine (Lu-AE58054)

Idalopirdine displays a high affinity for 5HT6Rs, leading to 65% binding occupancy in a dose range. Moreover, it was reported that idalopirdine reversed cognitive impairment in mice after chronic treatment with PCP.50 A 12-week, phase-II, double-blind, parallel-group, fixed-dose RCT (NCT00810667) was performed in order to explore the efficacy and safety of idalopirdine (120 mg/die) as augmentation therapy to risperidone (4–8 mg/die) in 122 patients with SCZ. However, augmentation therapy with idalopirdine did not offer any treatment advantage over placebo in improving overall SCZ symptoms, as assessed by the PANSS total score. Similarly, there was no treatment advantage with 120 mg/day idalopirdine over placebo in improving patients’ overall neurocognitive profile. The safety profiles of augmentation therapies with 120mg/day idalopirdine and placebo were comparable and no new safety issues were raised in this study.51 No recent reports of idalopirdine development were identified for SCZ. Indeed, Lundbeck announced in its 2017 annual report that the results of all phase-III trials conducted on patients with mild to moderate Alzheimer’s disease did not demonstrate efficacy to support a regulatory submission of idalopirdine. Thus, it was removed from the development program.52

Other Serotonergic Compounds


RU-24969 is a compound that acts as a potent agonist at both the 5HT1A and the 5HT1B terminal autoreceptor sites. It was reported that this compound might improve attentional processes and associative learning, as described in a preclinical animal study (Table 2).30


Ritanserin acts as a selective 5HT-2A and 5HT-2CRs antagonist, although it binds to and antagonizes other serotonin receptors.53 It was reported that ritanserin might improve attentional processes and associative learning in a preclinical animal study (Table 2).30

Although it was never marketed for clinical use, it was used in scientific research.


LuAF-35700 is an investigational antagonist of 5HT2A and 5HT6Rs in addition to D1R. In a recent 16-week, phase-III RCT with the aim to evaluate the efficacy of 10 and 20 mg/day of LuAF-35700 in patients with treatment-resistant SCZ (DAYBREAK study; 2014–003569-12, Sponsor Protocol Number:16159A) (n=1098), LuAF-35700 did not show statistical superiority versus either risperidone (4–6 mg/day) or olanzapine (15–20 mg/day on the primary endpoint (change in total PANSS)). However, LuAF-35700 showed good antipsychotic effects, it was well tolerated and it resulted to be safe at 10 mg and 20 mg doses.54 However, no data regarding differences in the safety profile between Lu AF-35700 and Olanzapine and Risperidone were found. Currently, a new study program (2017–000788-34, Sponsor Protocol Number: 17303A) is evaluating a single dose of 10 mg/day of LuAF-35700 versus placebo and it is stratifying randomization of treatment-resistant SCZ patients according to early (within the first 5 years) or chronic (after 10 years) illness. Final results are awaited.55

Brilaroxazine (RP5063)

Brilaroxazine acts as a partial agonist of D2, D3 and D4Rs and 5-HT1A and 5-HT2ARs, as well as an antagonist of 5-HT6 and 5-HT7Rs.56

A phase-I, double-blind, ascending-dose RCT was conducted in order to assess the safety of RP5063 in four cohorts of patients (treated with 10, 20, 50, and 100 mg/day). The primary aim of the study regarded the safety of single doses (10 and 15 mg) in non-affected healthy men, using an ascending-dose study design, and of different doses (10, 20, 50 and 100 mg) over 10 days in male patients affected by stable SCZ. In the single-dose study, orthostatic hypotension, nausea, and dizziness were the most common adverse events. On the other hand, in the multiple-dose study, akathisia and somnolence were the most frequent. No significant changes were seen in lipid or prolactin levels, weight, or electrocardiographic recordings. The authors observed significant improvements in positive symptoms with RP5063 over placebo in an analysis of individuals with a baseline PANSS score higher than or equal to 50. Moreover, improvements on the Trail Making A and B tests were seen for patients included in the 50-mg-dose group. Therefore, this study reported promising preliminary findings of the efficacy of RP5063 on clinical symptoms and cognition in patients with the stable illness.57

A phase-II, 57-day, double-blind, multi-centric RCT was conducted in order to assess the safety and efficacy of RP5063 in 234 patients with an acute exacerbation of SCZ disorder (REFRESH study; NCT01490086), randomized to brilaroxazine (15, 30, or 50 mg), aripiprazole (15 mg) or placebo once daily. The primary endpoint was the change from baseline to day 28 of PANSS total score. The primary analysis showed a significant improvement of PANSS scores with the doses of 15 mg (34% of patients), 30 mg (30% of patients), and 50 mg (46% of patients). The difference between treatment and placebo reached statistical significance for the 15 and 50 mg doses. Furthermore, the patients treated with brilaroxazine demonstrated cognitive improvements as shown by an amelioration of scores in the Digital symbol substitution test as well as in Trail Making A and B tests. The most common adverse events for brilaroxazine consisted of insomnia and agitation. The compound was not associated with weight changes, electrocardiogram abnormalities or increased risk of hypotension. Discontinuation for any reason for brilaroxazine was much lower than for placebo and aripiprazole.58 RP5063 phase III studies in acute and in maintenance phase SCZ patients are in preparation.59

Summary of the Findings

Our search identified 17 experimental serotonergic agents, under study for their potential use in SCZ treatment. Three compounds, namely AVN-211, LuAF-35700 and brilaroxazine, are currently under clinical development. The selective 5-HT6R antagonist AVN-211 showed promising results on both positive and cognitive symptoms in a phase-II RCT.48 As reported in a phase-III RCT, the 5-HT2A and 5-HT6Rs antagonist LuAF-35700 may have good antipsychotic effects in patients with treatment-resistant- SCZ, but without displaying superiority over conventional antipsychotics.53,54 Brilaroxazine is a candidate for a further phase-III RCT as a result of the evidence of a statistically significant improvement of positive symptoms and some neurocognitive domains in acute SCZ patients.56–58 Four selective 5-HT5AR antagonists (AS2030680, AS2674723, ASP5736 and SB699551) showed some pro-cognitive and antipsychotic-like properties in animal models, suggesting a possible clinical application to treat SCZ.43–46 Two 5-HT1AR agonists, 8-OH-DPAT and LASSBio-579, the selective 5-HT1BR agonist RU-24969 as well as the selective 5-HT2A and 5-HT2CRs antagonist ritanserin are research chemicals which were developed some years ago in order to study the role of serotonergic mechanisms in SCZ.30–34 The selective 5HT2AR antagonist SB-773812 showed contradictory results with regard to the efficacy in improving SCZ symptoms.36 Moreover, no reports of development for this compound have been recently published. Finally, bifeprunox, AM-831, zicronapine, vabicaserin and idalopirdine were removed from the development program24–27,37,40,42,52 (Table 2).

Discussion and Conclusions

To date, the available pharmacotherapy for SCZ demonstrates efficacy for the treatment of positive symptoms, but does not address the large array of negative and cognitive symptoms, as well as the management of drug-resistant SCZ. In particular, FGAs, as strong antagonists of D2Rs, are effective in reducing positive symptoms, but they may exacerbate negative and cognitive symptoms.9 Through the 5-HT2AR antagonism in combination with D2R antagonism, SGAs have reduced EPS, but they have a modest effect on negative symptoms and cognitive deficits. Moreover, the use of SGAs is associated with metabolic disturbances and akathisia.11 In order to fill these gaps, new investigational compounds targeting 5-HTRs were intensively investigated in SCZ patients. Among the 5-HTRs, the functioning of the 5-HT1ARs is the best known. In the light of the evidence of an increased 5-HT1AR density in the brains of SCZ patients, these receptors are considered as a preferable target to treat the disorder.60 Of note, the activation of 5-HT1A inhibitory autoreceptors located in the cells of raphe nucleus is associated with the inhibition of 5-HT2ARs, possibly leading to a decrease of extrapyramidal side effects and an improvement of both affective symptoms and cognitive deficits.61 Among selective 5-HT1ARs agonists, LASSBio-579 and 8-OH-DPAT showed promising results in preclinical studies, having a low propensity to induce EPS.29–34 Along with 5-HT1ARs, 5-HT2ARs are also located on neurons involved in SCZ. 5-HT2ARs can modulate the activity of dopaminergic neurons and they play an important role in the regulation of the γ-aminobutyric acid (GABA) interneurons inhibition.62 Nevertheless, the antagonism on 5-HT2ARs operated by some SGAs (ie, olanzapine, risperidone, clozapine) not only leads to reduce the excessive dopamine neurotransmission in the mesolimbic circuit but may be also related to an increase of both dopamine and glutamate release in the mesocortical pathway.10 Among investigational drugs acting on 5-HT2ARs, lumateperone could represent a novel approach to the treatment of SCZ. The combined effects of this compound (strong block of 5-HT2ARs, dopamine modulation, serotonin reuptake inhibition and indirect glutamatergic activity) resulted in reducing positive and negative symptoms, as well as in improving social functioning of SCZ patients, with low rates of EPS or metabolic side effects.19 Since many compounds binding to 5-HT2ARs also exhibit high affinity to 5-HT2CRs, it was hypothesized that 5-HT2CR antagonism may reduce the activity of dopaminergic neurons in mesolimbic and nigrostriatal pathways.63 However, the role of 5-HT2CRs in the pathophysiology of SCZ is still poorly understood and requires further studies. Similarly, the possible involvement of 5-HT5ARs in the biological mechanisms of SCZ has not been extensively defined. Some studies reported that 5-HT5ARs might be distributed in several brain areas and implicated in the control of affective states, sensory perception, as well as in learning, memory and emotional state.64 Moreover, some psychotic effects of LSD may be mediated by this receptor. So far, only some preclinical studies have shown a possible use of 5-HT5AR antagonists in treating positive symptoms and cognitive impairment associated with SCZ.45 The 5-HT6R could be a prospective pharmacological target for the treatment of cognitive dysfunction in SCZ, as well. Of note, even though the 5-HT6R had been firstly investigated as a possible therapeutic target for the treatment of Alzheimer’s disease, its distribution in cortical and limbic/striatal areas suggested its potential role in cognitive impairment associated with SCZ.65 In particular, pro-cognitive effects of 5-HT6R antagonists might be mediated by a blockade of GABAergic neurons in the hippocampus and cortex, resulting in an enhanced dopaminergic, cholinergic and glutamatergic neurotransmission.66 AVN-211 showed some promising results in improving positive symptoms and sustained attention in a phase-II RCT involving medically stabilized SCZ patients. However, new trials should be conducted in order to test the efficacy of the compound in different groups of patients.48

It is important to highlight that, next to ligands of specific serotonin receptors, molecules targeting multiple serotonin receptor subtypes should be developed as potential SCZ treatments. Of note, all SGAs have a complex pharmacological profile possibly involving high affinity to many serotonin receptors as 5-HT1AR agonism, 5-HT2A and 5-HT2B antagonism, 5-HT2CR antagonism, as well as 5-HT6R and 5-HT7R antagonism.67 In addition to RU-24969 and ritanserin, which showed pro-cognitive properties only in animal models of SCZ,30 other compounds acting on multiple 5-HTR are currently under clinical development. Even though LuAF-35700 failed to demonstrate more efficacy than controls in a sample of treatment-resistant SCZ patients, the compound seems to have less dopamine-related adverse effects than other currently available antipsychotics. However, a study in a relatively small sample of randomized patients is still ongoing to draw final data.54,55 On the other hand, brilaroxazine, also called “dopamine-serotonin system stabilizer” because of its unique action on both the dopaminergic and the serotonergic system, showed to be efficacious in reducing PANSS total scores and in ameliorating cognition of acute SCZ patients in a phase-II RCT.57 As a very promising and well-tolerated medication, it is now being developed.

Even though some promising data exist, particularly regarding AVN-211 and brilaroxazine, the directions of future research about potential serotonergic compounds for SCZ treatment could be the following:

– a better understanding of the role of some 5-HTRs in the etiology of SCZ;

– a focus on searching for novel compounds to specifically treat negative symptoms, cognitive deficits and residual/treatment-resistant positive symptoms, in particular through a multi-target approach;68

– high-quality trials in order to evaluate the efficacy and tolerability of the molecules on different domains of SCZ.69


– Schizophrenia is a chronic and highly disabling mental disorder that is related to low rates of functional recovery.

– Current drug treatment for schizophrenia is based on antipsychotics which are poorly effective on negative and cognitive symptoms.

– New agents targeting 5-HT receptors (5-HTRs) became an important area of research in order to improve the long-term outcome of schizophrenia.

– AVN-211, LuAF-35700 and Brilaroxazine showed promising results and are currently under clinical development.

– Additional mechanisms of action and compounds require further studies to improve schizophrenia outcomes, particularly for negative and cognitive symptoms as well as treatment resistance.


The authors have no conflicts of interest to declare for this work.


1. Picchioni MM, Murray RM. Schizophrenia. BMJ. 2007;335(7610):91–95. doi:10.1136/bmj.39227.616447.BE

2. Levine SZ, Lurie I, Kohn R, Levav I. Trajectories of the course of schizophrenia: from progressive deterioration to amelioration over three decades. Schizophr Res. 2011;126:184–191. doi:10.1016/j.schres.2010.10.026

3. Silberstein J, Harvey PD. Cognition, social cognition, and Self-assessment in schizophrenia: prediction of different elements of everyday functional outcomes. CNS Spectr. 2019;24(1):88–93. doi:10.1017/S1092852918001414

4. Kasckow JW, Zisook S. Co-occurring depressive symptoms in the older patient with schizophrenia. Drugs Aging. 2008;25(8):631–647. doi:10.2165/00002512-200825080-00002

5. Pani L, Pira L, Marchese G. Antipsychotic efficacy: relationship to optimal D2-receptor occupancy. Eur Psychiatry. 2007;22(5):267–275. doi:10.1016/j.eurpsy.2007.02.005

6. Uhl I, Kulik A, Roser P, et al. Central serotonergic function in patients with predominantly negative symptoms of schizophrenia. Schizophr Res. 2018;193:443–444. doi:10.1016/j.schres.2017.05.041

7. Krause M, Zhu Y, Huhn M, et al. Antipsychotic drugs for patients with schizophrenia and predominant or prominent negative symptoms: a systematic review and meta-analysis. Eur Arch Psychiatry Clin Neurosci. 2018;268(7):625–639. doi:10.1007/s00406-018-0869-3

8. Buoli M, Kahn RS, Serati M, Altamura AC, Cahn W. Haloperidol versus second-generation antipsychotics in the long-term treatment of schizophrenia. Hum Psychopharmacol. 2016;31(4):325–331. doi:10.1002/hup.2542

9. Solmi M, Murru A, Pacchiarotti I, et al. Safety, tolerability, and risks associated with first- and second-generation antipsychotics: a state-of-the-art clinical review. Ther Clin Risk Manag. 2017;13:757–777. doi:10.2147/TCRM.S117321

10. Sullivan LC, Clarke WP, Berg KA. Atypical antipsychotics and inverse agonism at 5-HT2 receptors. Curr Pharm Des. 2015;21(26):3732–3738. doi:10.2174/1381612821666150605111236

11. Leucht S, Corves C, Arbter D, Engel RR, Li C, Davis JM. Second-generation versus first-generation antipsychotic drugs for schizophrenia: a meta-analysis. Lancet. 2009;373(9657):31–41. doi:10.1016/S0140-6736(08)61764-X

12. Nielsen RE, Levander S, Kjaersdam Telléus G, Jensen SO, Østergaard Christensen T, Leucht S. Second-generation antipsychotic effect on cognition in patients with schizophrenia–a meta-analysis of randomized clinical trials. Acta Psychiatr Scand. 2015;131(3):185–196. doi:10.1111/acps.12374

13. Galling B, Vernon JA, Pagsberg AK, et al. Efficacy and safety of antidepressant augmentation of continued antipsychotic treatment in patients with schizophrenia. Acta Psychiatr Scand. 2018;137(3):187–205. doi:10.1111/acps.12854

14. Gregory A, Mallikarjun P, Upthegrove R. Treatment of depression in schizophrenia: systematic review and meta-analysis. BJP. 2017;211(4):198–204. doi:10.1192/bjp.bp.116.190520

15. Sepehry AA, Potvin S, Elie R, Stip E. Selective serotonin reuptake inhibitor (SSRI) add-on therapy for the negative symptoms of schizophrenia: a meta-analysis. J Clin Psychiatry. 2007;68(4):604–610. doi:10.4088/jcp.v68n0417

16. Mao YM, Zhang MD. Augmentation with antidepressants in schizophrenia treatment: benefit or risk. Neuropsychiatr Dis Treat. 2015;11:701–713. doi:10.2147/NDT.S62266

17. Jones CA, McCreary AC. Serotonergic approaches in the development of novel antipsychotics. Neuropharmacology. 2008;55(6):1056–1065. doi:10.1016/j.neuropharm.2008.05.025

18. Davis RE, Correll CU. ITI-007 in the treatment of schizophrenia: from novel pharmacology to clinical outcomes. Expert Rev Neurother. 2016;16(6):601–614. doi:10.1080/14737175.2016.1174577

19. Vanover K, Dmitrienko A, Glass S, et al. S44. Lumateperone (ITI-007) for the treatment of schizophrenia: placebo-controlled clinical trials and an open-label safety switching study. Schizophr Bull. 2018;44(Suppl1):S341. doi:10.1093/schbul/sby018.831

20. Blair HA. Lumateperone: first Approval. Drugs. 2020;80(4):417–423. doi:10.1007/s40265-020-01271-6

21. Bruins Slot LA, Kleven MS, Newman-Tancredi A. Effects of novel antipsychotics with mixed D(2) antagonist/5-HT(1A) agonist properties on PCP-induced social interaction deficits in the rat. Neuropharmacology. 2005;49(7):996–1006. doi:10.1016/j.neuropharm.2005.05.013

22. Tadori Y, Kitagawa H, Forbes RA, McQuade RD, Stark A, Kikuchi T. Differences in agonist/antagonist properties at human dopamine D(2) receptors between aripiprazole, bifeprunox and SDZ 208-912. Eur J Pharmacol. 2007;574(2–3):103–111. doi:10.1016/j.ejphar.2007.07.031

23. Stahl SM. Essential Psychopharmacology of Antipsychotics and Mood Stabilizers. Cambridge: Cambridge University Press; 2002.

24. A 6 months double-blind, risperidone-referenced, flexible dose, parallel-group extension study of bifeprunox in patients with schizophrenia. EudraCT number: 2004-002185-38. Available from: Accessed January 19, 2020.

25. Lundbeck. A one-year multi-national, multi-centre, randomised, double-blind, parallel-group, fixed-dose bifeprunox study combining a 12-week placebo-controlled, quetiapine-referenced phase with a 12-month quetiapine-controlled phase in patients with schizophrenia. EudraCT number: 2007-001097-90. Available from: Accessed January 19, 2020.

26. A 40-Week Open, Flexible-Dose, Expansion Study of Bifeprunox in Patients with Schizophrenia. EudraCT number: 2004-000707-18. Available from: Accessed January 19, 2020.

27. Lundbeck. An Open-Label Safety Study of Bifeprunox Investigating Flexible Doses of 20, 30, or 40mg/Day in Patients with Schizophrenia Who Have Completed Studies 10206 or 10265. EudraCT Number: 2005-000497-50.Available from: Accessed January 19, 2020.

28. Ye N, Song Z, Zhang A. Dual ligands targeting dopamine D2 and serotonin 5-HT1A receptors as new antipsychotical or anti-Parkinsonian agents. Curr Med Chem. 2014;21(4):437–457. doi:10.2174/09298673113206660300

29. Assié MB, Koek W. [(3)H]-8-OH-DPAT binding in the rat brain raphe area: involvement of 5-HT(1A) and non-5-HT(1A) receptors. Br J Pharmacol. 2000;130(6):1348–1352. doi:10.1038/sj.bjp.0703426

30. Cassaday HJ, Hodges H, Gray JA. The effects of ritanserin, RU 24969 and 8-OH-DPAT on latent inhibition in the rat. J Psychopharmacol. 1993;7(1Suppl):63–71. doi:10.1177/026988119300700110

31. Winstanley CA, Chudasama Y, Dalley JW, Theobald DE, Glennon JC, Robbins TW. Intra-prefrontal 8-OH-DPAT and M100907 improve visuospatial attention and decrease impulsivity on the five-choice serial reaction time task in rats. Psychopharmacology. 2003;167(3):304–314. doi:10.1007/s00213-003-1398-x

32. Gogos A, Kusljic S, van den Buuse M. 8-OH-DPAT-induced effects on prepulse inhibition: pre- vs. post-synaptic 5-HT1A receptor activation. Pharmacol Biochem Behav. 2005;81(3):664–672. doi:10.1016/j.pbb.2005.05.007

33. Pompeu TE, Alves FR, Figueiredo CD, et al. Synthesis and pharmacological evaluation of new N-phenylpiperazine derivatives designed as homologues of the antipsychotic lead compound LASSBio-579. Eur J Med Chem. 2013;66:122–134. doi:10.1016/j.ejmech.2013.05.027

34. Neves G, Antonio CB, Betti AH, et al. New insights into pharmacological profile of LASSBio-579, a multi-target N-phenylpiperazine derivative active on animal models of schizophrenia. Behav Brain Res. 2013;237:86–95. doi:10.1016/j.bbr.2012.09.016

35. Catafau AM, Bullich S, Nucci G, Burgess C, Gray F, Merlo-Pich E, Barcelona Clinical Imaging in Psychiatry Group. Contribution of SPECT measurements of D2 and 5-HT2A occupancy to the clinical development of the antipsychotic SB-773812. J Nucl Med. 2011;52(4):526–534. doi:10.2967/jnumed.110.081885

36. Gsk. A Multi Centre, Double-Blind, Double-Dummy, Placebo-Controlled, Randomised, Adaptive, Dose-Range Study to Evaluate the Safety and Efficacy of SB-773812 Administered Once Daily for 12 Weeks in Adults with Schizophrenia. EudraCT number: 2005-002883-27. Available from: Accessed January 19, 2020.

37. ACADIA Pharmaceuticals Advances AM-831 to Phase I Clinical Development in Collaboration with Meiji Seika Pharma. 2011. Available from: http://phxcorporate-irnet. Accessed January 19, 2020.

38. ACADIA Pharmaceuticals. AM 831. Available from: Accessed January 19, 2020.

39. Citrome L. A review of the pharmacology, efficacy and tolerability of recently approved and upcoming oral antipsychotics: an evidence-based medicine approach. CNS Drugs. 2013;27(11):879–911. doi:10.1007/s40263-013-0105-7

40. Lundbeck. A 6-Month, Randomised, Double-Blind, Parallel-Group, Risperidone-Controlled, Fixed-Dose Study Evaluating the Safety and Efficacy of Zicronapine in Patients with Schizophrenia. EudraCT Number: 2010-022181-28. Available from: Accessed January 19, 2020.

41. Liu J, Ogden A, Comery TA, Spiros A, Roberts P, Geerts H. Prediction of Efficacy of Vabicaserin, a 5-HT2C agonist, for the treatment of schizophrenia using a quantitative systems pharmacology model. CPT Pharmacometrics Syst Pharmacol. 2014;3(4):e111. doi:10.1038/psp.2014.7

42. Pfizer. Study Evaluating Vabicaserin in Subjects with Schizophrenia. NLM identifier: NCT00563706. Available from: Accessed January 19, 2020.

43. Yamazaki M, Okabe M, Yamamoto N, Yarimizu J, Harada K. Novel 5-HT5A receptor antagonists ameliorate scopolamine-induced working memory deficit in mice and reference memory impairment in aged rats. J Pharmacol Sci. 2015;127(3):362–369. doi:10.1016/j.jphs.2015.02.006

44. Yamazaki M, Harada K, Yamamoto N, et al. ASP5736, a novel 5-HT5A receptor antagonist, ameliorates positive symptoms and cognitive impairment in animal models of schizophrenia. Eur Neuropsychopharmacol. 2014;24(10):1698–1708. doi:10.1016/j.euroneuro.2014.07.009

45. Popik P, Krawczyk M, Kuziak A, et al. Serotonin type 5A receptor antagonists inhibit D-lysergic acid diethylamide discriminatory cue in rats. J Psychopharmacol. 2019;33(11):1447–1455. doi:10.1177/0269881119867603

46. Thomas DR, Soffin EM, Roberts C, et al. SB-699551-A (3-cyclopentyl-N-[2-(dimethylamino)ethyl]-N-[(4ʹ-{[(2-phenylethyl)amino]methyl}-4-biphenylyl)methyl]propanamide dihydrochloride), a novel 5-ht5A receptor-selective antagonist, enhances 5-HT neuronal function: evidence for an autoreceptor role for the 5-ht5A receptor in guinea pig brain. Neuropharmacology. 2006;51(3):566–577. doi:10.1016/j.neuropharm.2006.04.019

47. Ivachtchenko AV, Lavrovsky Y, Ivanenkov YA. AVN-211, novel and highly selective 5-HT6 receptor small molecule antagonist, for the treatment of alzheimer’s disease. Mol Pharm. 2016;13(3):945–963. doi:10.1021/acs.molpharmaceut.5b00830

48. Morozova MA, Lepilkina TA, Rupchev GE, et al. Add-on clinical effects of selective antagonist of 5HT6 receptors AVN-211 (CD-008-0173) in patients with schizophrenia stabilized on antipsychotic treatment: pilot study. CNS Spectr. 2014;19(4):316–323. doi:10.1017/S1092852913000394

49. Avineuro, pharmaceuticals. Available from: Accessed January 19, 2020.

50. Arnt J, Bang-Andersen B, Grayson B, et al. Lu AE58054, a 5-HT6 antagonist, reverses cognitive impairment induced by subchronic phencyclidine in a novel object recognition test in rats. Int J Neuropsychopharmacol. 2010;13(8):1021–1033. doi:10.1017/S1461145710000659

51. Lundbeck. A Randomised, Double-Blind, Parallel-Group, Fixed-Dose Study Exploring the Efficacy and Safety of Lu AE58054 as Augmentation Therapy to Risperidone in Patients with Schizophrenia. EudraCT Number: 2008-001441-26. Available from: Accessed January 19, 2020.

52. Idalopirdine. Accessed January 19, 2020.

53. Leysen JE, Gommeren W, Van Gompel P, Wynants J, Janssen PF, Laduron PM. Receptor-binding properties in vitro and in vivo of ritanserin: A very potent and long acting serotonin-S2 antagonist. Mol Pharm. 1985;27(6):600–611.

54. Lundbeck updates on clinical phase III study for Lu AF35700 in Treatment-Resistant Schizophrenia. Available from: (Valby, Oct. 25, 2018)

55. Lundbeck. Efficacy of Lu AF35700 in Patients with Early-In-Disease or Late-In-Disease Treatment-Resistant Schizophrenia (Anew). NLM identifier: NCT03230864. Available from: Accessed January 19, 2020.

56. Cantillon M, Prakash A, Alexander A, Ings R, Sweitzer D, Bhat L. Dopamine serotonin stabilizer RP5063: a randomized, double-blind, placebo-controlled multicenter trial of safety and efficacy in exacerbation of schizophrenia or schizoaffective disorder. Schizophr Res. 2017;189:126–133. doi:10.1016/j.schres.2017.01.043

57. Cantillon M, Ings R, Bhat L. Initial Clinical Experience of RP5063 following single doses in normal healthy volunteers and multiple doses in patients with stable schizophrenia. Clin Transl Sci. 2018;11(4):387–396. doi:10.1111/cts.12545

58. Reviva pharmaceuticals. RP5063 in Subjects with Schizophrenia or Schizoaffective Disorder (REFRESH). NLM identifier: NCT01490086. Available from: Accessed January 19, 2020.

59. Reviva pharmaceuticals clinical trials. Available from: Accessed January 19, 2020.

60. Frankle WG, Lombardo I, Kegeles LS, et al. Serotonin 1A receptor availability in patients with schizophrenia and schizo-affective disorder: a positron emission tomography imaging study with [11C]WAY 100635. Psychopharmacology. 2006;189(2):155–164. doi:10.1007/s00213-006-0543-8

61. Meltzer HY, Li Z, Kaneda Y, Ichikawa J. Serotonin receptors: their key role in drugs to treat schizophrenia. Prog Neuropsychopharmacol Biol Psychiatry. 2003;27(7):1159–1172. doi:10.1016/j.pnpbp.2003.09.010

62. Burnet PW, Eastwood SL, Harrison PJ. 5-HT1A and 5-HT2A receptor mRNAs and binding site densities are differentially altered in schizophrenia. Neuropsychopharmacology. 1996;15(5):442–455. doi:10.1016/S0893-133X(96)00053-X

63. Pogorelov VM, Rodriguiz RM, Cheng J, et al. 5-HT2C agonists modulate schizophrenia-like behaviors in mice. Neuropsychopharmacology. 2017;42(11):2163–2177. doi:10.1038/npp.2017.52

64. Gonzalez R, Chávez-Pascacio K, Meneses A. Role of 5-HT5A receptors in the consolidation of memory. Behav Brain Res. 2013;252:246–251. doi:10.1016/j.bbr.2013.05.051

65. de Bruin NM, Kruse CG. 5-HT6 receptor antagonists: potential efficacy for the treatment of cognitive impairment in schizophrenia. Curr Pharm Des. 2015;21(26):3739–3759. doi:10.2174/1381612821666150605112105

66. Woods S, Clarke NN, Layfield R, Fone KC. 5-HT(6) receptor agonists and antagonists enhance learning and memory in a conditioned emotion response paradigm by modulation of cholinergic and glutamatergic mechanisms. Br J Pharmacol. 2012;167(2):436–449. doi:10.1111/j.1476-5381.2012.02022.x

67. Mauri MC, Paletta S, Maffini M, et al. Clinical pharmacology of atypical antipsychotics: an update. EXCLI J. 2014;13:1163–1191.

68. Korcsmáros T, Szalay MS, Böde C, Kovács IA, Csermely P. How to design multi-target drugs. Expert Opin Drug Discov. 2007;2(6):799–808. doi:10.1517/17460441.2.6.799

69. Correll CU, Kishimoto T, Kane JM. Randomized controlled trials in schizophrenia: opportunities, limitations, and trial design alternatives. Dialogues Clin Neurosci. 2011;13(2):155–172.

70. Liberati A, Altman D, Tetzlaff J, et al. The PRISMA statement for reporting systematic reviews and meta-analyses of studies that evaluate health care interventions: explanation and elaboration. Journal of clinical epidemiology. 2009;62(10).

Creative Commons License This work is published and licensed by Dove Medical Press Limited. The full terms of this license are available at and incorporate the Creative Commons Attribution - Non Commercial (unported, v3.0) License. By accessing the work you hereby accept the Terms. Non-commercial uses of the work are permitted without any further permission from Dove Medical Press Limited, provided the work is properly attributed. For permission for commercial use of this work, please see paragraphs 4.2 and 5 of our Terms.

Download Article [PDF]