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The Long-Term Impact of COVID-19 Pneumonia on the Pulmonary Function of Survivors

Authors Salem AM , Al Khathlan N , Alharbi AF, Alghamdi T, AlDuilej S, Alghamdi M, Alfudhaili M, Alsunni A , Yar T , Latif R , Rafique N , Al Asoom L , Sabit H

Received 10 May 2021

Accepted for publication 24 June 2021

Published 9 July 2021 Volume 2021:14 Pages 3271—3280

DOI https://doi.org/10.2147/IJGM.S319436

Checked for plagiarism Yes

Review by Single anonymous peer review

Peer reviewer comments 2

Editor who approved publication: Dr Scott Fraser

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Ayad Mohammed Salem,1 Noor Al Khathlan,2 Abdulelah Fawzi Alharbi,3 Turki Alghamdi,3 Saleh AlDuilej,3 Mohammed Alghamdi,3 Majed Alfudhaili,3 Ahmed Alsunni,1 Talay Yar,1 Rabia Latif,1 Nazish Rafique,1 Lubna Al Asoom,1 Hussein Sabit4

1Department of Physiology, College of Medicine, Imam Abdulrahman Bin Faisal University, Dammam, Saudi Arabia; 2Department of respiratory care, College of Applied Medical Sciences, Imam Abdulrahman Bin Faisal University, Dammam, Saudi Arabia; 3College of Medicine, Imam Abdulrahman Bin Faisal University, Dammam, Saudi Arabia; 4Department of Genetics, Institute for Research and Medical Consultations (IRMC), Imam Abdulrahman Bin Faisal University, Dammam, Saudi Arabia

Correspondence: Ayad Mohammed Salem
Department of Physiology, College of Medicine, Imam Abdulrahman Bin Faisal University, PO Box 2114, Dammam, 31451, Saudi Arabia
Email [email protected]

Background: The sequelae of COVID-19 pneumonia on pulmonary function and airways inflammation are still an area of active research.
Objective: This research aimed to explore the long-term impact of COVID-19 pneumonia on the lung function after three months from recovery.
Methods: Fifty subjects (age 18– 60 years) were recruited and classified into two groups: the control group (30 subjects) and the post-COVID-19 pneumonia group (20 patients). Pulmonary function tests, spirometry, body plethysmography [lung volumes and airway resistance (Raw)], diffusion capacity for carbon monoxide (DLCO), and fractional exhaled nitric oxide (FeNO), were measured after at least 3 months post-recovery.
Results: Significant reduction in total lung capacity (TLC), forced vital capacity (FVC), forced expiratory volume (FEV1), FEV1/FEV, and diffusing capacity for carbon monoxide (DLCO) was observed in post-COVID-19 subjects compared to controls. Restrictive lung impairment was observed in 50% of post-COVID-19 cases (n = 10) compared to 20% in the control group (n = 6, P = 0.026). In addition, mild diffusion defect was detected in 35% (n = 7) of the post-COVID-19 group compared to 23.3% (n = 7) in the controls (P = 0.012).
Conclusion: COVID-19 pneumonia has an impact on the lung functions in terms of restrictive lung impairment and mild diffusion defect after three months from recovery. Therefore, a long-term follow-up of the lung function in post-COVID-19 survivors is recommended.

Keywords: COVID-19, pneumonia, PFT, DLCO, FeNO

Introduction

Coronavirus disease 2019 (COVID-19) caused by severe acute respiratory syndrome coronavirus-2 (SARS-CoV-2) is the third and largest coronavirus outbreak with more than 152,907,113 million confirmed cases and 3,208,543 deaths as of 2nd of May 2021.1 COVID-19 originated in China in December 2019 with multiple cases presenting as pneumonia spreading through contact with infected individuals. It spread rapidly across China and quickly spilled over to other countries. The World Health Organization (WHO) declared COVID-19 as a pandemic in March 2020.2

COVID-19 has an impact on multiple organs such as the heart,3 kidneys,4 and liver5 but the primary system affected has been the respiratory system with most of the clinical manifestations including cough, sputum production, dyspnea, fever, fatigue, and in severe cases acute respiratory distress syndrome (ARDS) and respiratory failure.6–8 The route of transmission of SARS-CoV-2 is through the respiratory system, the virus invades type 2 alveolar cells in the lung, it attaches to specific angiotensin-converting enzyme 2 (ACE2) receptors, multiplies inside the cells, and elicits inflammatory response with vasodilatation, increased pulmonary capillaries permeability, necrosis of endothelial cells, and in the severe cases this could progress to acute systemic inflammatory responses and cytokine storm.9 The virus may enter the circulation and cause systemic multiple organ failure especially in tissues having ACE2 receptors such as the heart and kidneys.10 Autopsy findings of the lung tissue revealed inflammatory cell infiltration and fluid accumulation inside the alveoli, destruction of the alveolar wall, lung fibrosis, and formation of micro-thrombi in the pulmonary capillaries.11

Long-term follow-up of survivors from previous outbreaks caused by other coronaviruses infection showed impairment in the pulmonary function tests (PFT) that persisted for months to years after recovery.12 A meta-analysis included 28 studies about long-term effects of severe acute respiratory syndrome-associated coronavirus (SARS-CoV) and the Middle East respiratory syndrome coronavirus (MERS-CoV) on the lung function found persistent impairment in DLCO, FVC, and TLC up to six months after recovery. However, the impairment in DLCO persisted even after 6 months.12

Only a few studies have investigated the effects of COVID-19 pneumonia on the lung function. A study done on 55 survivors of COVID-19 after 3 months of discharge revealed some abnormalities in the CT scan in 39 patients (70,91%), compared to 16 patients without any CT abnormalities, a concomitant impairment in PFT was also found in 14 (25.45%) of these patients.13 Another follow-up study of 76 survivors of COVID-19 in Wuhan Union Hospital for three months after discharge showed persistent impairment in FEV1, FEV1/FVC ratio, and DLCO in about 32.42% of cases.14 Furthermore, a study on 13 COVID-19 patients at the time of discharge and 6 weeks later showed abnormalities in the lung function with a decrease in FVC and FEV1 along with an increase in FEV1/FVC which demonstrates a restrictive pattern.15 However, after 6 weeks, all measurements improved except FVC that remained below the lower limit of normality. Recently, two prospective cohort studies were done at 6 weeks,16 and 3 months17 after discharge exhibited abnormal DLCO with a coexistent restrictive and obstructive ventilatory deficit. A systematic review that examined seven studies about the effect of COVID 19 on the PFT concluded that the most important parameter affected amongst the PFTs was the diffusion capacity that was evident in approximately 40% of the total number of patients.18 However, the time of the respiratory assessment reported in these studies range from a few days to 3 months after hospital discharge. There are hardly any studies investigating the effect of COVID-19 on respiratory function longer than 3 months after the recovery.18

Thus, this observational study aimed to investigate the impact of COVID-19 pneumonia on pulmonary function measurements after three months from recovery. As a secondary objective, we investigated the correlation of the lung function with the demographic and clinical characteristics of the patients.

Methods

Participants and Study Design

This was a cross-sectional case-control study including 50 subjects (18–65 years). Participants were classified into two groups: Control (n = 30), who tested negative for COVID-19, and post -COVID-19 pneumonia survivors (n = 20) after three months of recovery. Post-COVID-19 pneumonia patients were identified retrospectively through the medical records of the cases admitted in King Fahad University Hospital (KFHU), Imam Abdulrahman Bin Faisal University during the period from March 2020 to October 2020. The sample size was determined based on previous similar studies investigating the effect of COVID-19 on pulmonary function. The total number of the subjects in those studies ranged from 1819,20 to 11021 participants, and all participants were recruited by convenient sampling technique. This study was conducted according to the Declaration of Helsinki and was approved by the Institutional Review Board of Imam Abdulrahman Bin Faisal University (IRB-UGS-2020-01-409). All subjects were informed about the study purpose and written consent was obtained from each participant.

COVID-19 pneumonia cases were included according to the following inclusion criteria: 1) Patients were confirmed positive for SARS-CoV-2 infection according to CDC criteria by real-time polymerase chain reaction (RT-PCR using nasal and pharyngeal swab specimens,22 and were diagnosed with pneumonia by clinical and imaging manifestations (chest X-ray and/or CT scan), 2) The time from recovery was more than three months; recovery was defined as being free of fever and respiratory symptoms for at least 3 days followed by 2 negative PCR tests 24 hours apart, or if PCR was not available, resolution of the clinical manifestations for 3 days and at least 10 days have passed since the first symptom appeared.23 We excluded post-COVID cases according to the following exclusion criteria: 1) COPD or other respiratory diseases, 2) neurological disease, 3) mental illness, 4) critically ill patients with intubation, 5) smokers, and those who could not perform the PFT measurements correctly. The flow of post COVID-19 pneumonia patients is shown in (Figure 1). The controls were healthy non-smoker volunteers from our university students and employees with no history of asthma, allergy, chronic pulmonary diseases, past COVID-19 infection, and who were tested negative by PCR.

Figure 1 Flow chart of post COVID-19 patients.

Over the 4-month recruitment period (from November 2020 to February 2021), fifty subjects were enrolled (30 control and 20 post-COVID-19 pneumonia). The data regarding demographics, medical history, co-morbidities, laboratory investigations, and treatment were collected from patients’ medical records at KFHU. The subjects then underwent spirometry, body plethysmography [lung volumes and airway resistance (Raw)], diffusion capacity for carbon monoxide (DLCO), and fractional exhaled nitric oxide (FeNO).

Pulmonary Function Test (PFT)

All PFT measurements were performed at Pulmonary Function Laboratory- Respiratory Care Department-College of Applied Medical Sciences, Imam Abdulrahman Bin Faisal University, according to the American Thoracic Society (ATS) and European Respiratory Society (ERS) guidelines24 using Vmax® Encore PFT System (US). Correct performance of PFT measurements was ensured by a qualified pulmonary function technologist.

The following parameters were measured: Forced Vital Capacity (FVC), Forced Expiratory Volume in the First Second (FEV1), Forced Expiratory Flows at 25 and 75% of FVC (FEF25%-75%), Peak Expiratory Flow (PEF), FEV1/FVC, Total Lung Capacity (TLC), Vital Capacity (VC), Inspiratory Capacity (IC), Expiratory Residual Volume (ERV), airway resistance (Raw), and DLCO using single-breath technique with adjustment for hemoglobin concentration. All PFT measurements were expressed as absolute values and percentage of predicted normal values (% predicted), the percentage of predicted normal values were calculated automatically based on age, sex, height, and ethnicity according to Hankinson et al reference equation.25 Each subject has done three accepted maneuvers and then the highest values were recorded and used in the subsequent analyses.

The criteria for classifying lung function abnormalities were based on ATS Guidelines,26,27 as following: Normal: if both FVC and the FEV1 /FVC ratio are in the normal range. Obstructive Pattern: if FEV1 /FVC ratio was <70% of the normal predicted value and FEV1 <80% of predicted. Restrictive Pattern: if FEV1 /FVC ratio was ≥70% of the normal predicted value, and the TLC < 80% of the predicted value. If TLC was not available, a reduction in the FVC < 80% of predicted was considered as a restriction pattern. Small airway disease: if FEF25%-75% was <65% of normal predicted value. Impaired diffusion: Normal DLCO: >75% of predicted, Mild diffusion defect: 60% to 75% of predicted, Moderate diffusion defect: 40% to 60% of predicted, Severe diffusion defect: <40% of predicted.

Fractional Exhaled Nitric Oxide (FeNO)

FeNO is a quantitative noninvasive method of measuring airway inflammation that provides a supportive tool for evaluating airways diseases. FeNO measurement was performed by using FeNO analyzer NIOX VERO (Aerocrine, Sweden). It was done according to the (ATS/ERS) recommendations.28 The subjects performed two exhalations at a flow of 50 mL/s, the mean was used for the analysis. Subjects were instructed to avoid exercise and consumption of nitrate-rich diets at least 2 hours before measurement.28

Laboratory Investigations

The following laboratory investigations were retrieved from the medical records of the post-COVID pneumonia cases at the time of admission: Complete blood count (CBC), arterial blood gases (ABG), clotting profile, and inflammatory markers. Beckman Coulter flow cytometer (USA) was used to measure hematology parameters.

Statistical Analysis

Continuous variables were described using mean with standard deviation (SD) or median with interquartile range (IQR). Group comparisons were done using unpaired t-test or Mann–Whitney test for data that had normal and non-normal distribution, respectively. The Chi-square test was used to compare the categorical variables. Pearson’s correlation was used to test any association between variables. Independent predictors for the presence of impaired pulmonary function were investigated using logistic regression analysis. P value <0.05 was considered statistically significant. Statistical analyses were performed using SPSS Version 21.0.

Results

The demographic and clinical characteristics of the participants are presented in (Table 1). Both groups were matched in age, sex, and BMI. The most frequent symptoms at the time of admission were fever, cough, and dyspnea (17 cases, 81%), followed by loss of smell and taste (12 cases, 57.1%). The mean time of assessment after discharge was 166.52 days (102–283 days). At the time of admission there was elevation of the inflammatory markers, ESR (46.55 ± 29.90 mm/hr) and CRP (8.47 ± 7.61 mm/hr). The initial coagulation profile showed elevated D-dimer (1.17 ± 0.91 mcg/mL). The arterial blood gases (ABGs) showed significant reduction in PaO2 (37.44 ± 16.41 mmHg) and SaO2 (65.31 ± 26.57%) upon admission. Other clinical characteristics are shown in (Table 1).

Table 1 Demographic and Clinical Characteristic of Participants

Several spirometry values: FVC, FVC %PRED, FEV1, PEF and PEF %PRED showed marked reduction in post-COVID-19 pneumonia group compared to the control (P < 0.01) (Table 2). Similarly, a reduction in lung volumes was observed in post-COVID-19 patients including TLC, TLC %PRED, VC, VC %PRED and IC (P < 0.05). DLCO was also reduced in the post-COVID-19 group compared to the control group respectively (8.33 ± 1.94 vs 6.49 ± 2.28, P = 0.004). Other PFT measurements did not show significant differences (Table 2). A significant restrictive lung impairment was observed in 50% of post-COVID-19 cases (n = 10) compared to the control group (20%, n= 6, P = 0.026). Also, a significant mild diffusion defect was detected in 35% (n = 7) of the post-COVID-19 group compared to 23.3% (n = 7) in the controls (P = 0.012) (Figure 2).

Table 2 Comparison of Pulmonary Function Tests Between the Control Group and Post-COVID-19 Patients After Three Months from Recovery

Figure 2 Comparison of PFT impairment patterns between groups. *Significant differences using Chi square test (p < 0.05).

The female sex was identified as an independent predictor for impaired lung diffusion using multivariable logistic regression (P = 0.024). No significant predictor for the restrictive pattern was detected (Table 3).

Table 3 Multivariate Logistic Regression Analyses for Impaired Pulmonary Function in the Post-COVID Group After Three Months from Recovery

The FVC %PRED was correlated positively with the use of antiviral therapy during admission (P = 0.049, r = 0.435). No significant correlation was detected with the other variables (Table 4)

Table 4 Correlation of Some PFT Measurements with Different Demographic and Clinical Characteristics

Discussion

COVID-19 pandemic brought a lot of questions regarding long-term sequelae in patients affected with COVID-19 pneumonia. Our study aimed to compare pulmonary function between post-COVID-19 pneumonia survivors after three months from recovery compared to normal population. We found a decrease in TLC, TLC %PRED, FVC, FEV1, FEV1/FEV, and DLCO. A higher percentage of restrictive lung impairment and mild diffusion defect was detected in the post-COVID-19 group compared to the control group.

Our finding of restrictive lung impairment in about 50% of post-COVID-19 pneumonia survivors is in line with several previous studies. A recent study done by Fumagalli et al found a significant incidence of a restrictive pattern in 10 (76%) out of 13 patients after 6 weeks from recovery.15 Several other studies reported variable prevalence of restrictive pattern in severe COVID-19 infection that ranges from (10.53%) to (50%).29 Recently, a meta-analysis of 7 studies including 380 post-infection COVID-19 cases found 15% prevalence of restrictive pattern among the reported studies.18 These variations in the prevalence of restrictive lung defect among COVID-19 pneumonia survivors could be explained by the differences in the time of assessment which range from close to discharge to three months after discharge.18 These studies suggest that patients affected by COVID-19 pneumonia are at increased risk of developing restrictive pulmonary diseases after recovery from the acute illness.

Our study also found mild diffusion defect among 15% of the post-COVID-19 group. This is consistent with a study conducted by Zhao et al, who reported diffusion impairment in 16% of post-COVID-19 patients three months after hospital discharge.13 In addition, a recent study to evaluate the PFT in post-COVID-19 pneumonia survivors at the time of discharge found a 47.2% prevalence of diffusion impairment.21 Other studies that assessed PFTs during the first month after infection reported a prevalence of diffusion impairment between 44% and 56%.18 Again, the wide range of assessment time could explain this difference in the prevalence of diffusion impairment.

The exact mechanism of the injury of the lungs by COVID-19 is still a new subject that is under debate. Studies that included autopsies of COVID-19 patients described an acute lung injury with diffuse alveolar damage associated with fibrotic changes and micro-thrombi in the pulmonary vasculature.30–32 The fibrotic changes in the lung following the acute COVID-19 infection is the most probable mechanism implicated in the restrictive impairment of the lung function, viral lung injury caused by COVID-19 causes recruitment and activation of the fibroblast, and post COVID-19 patients were found to be at higher risk of developing pulmonary fibrosis.33 Another possible contributing mechanism to the decline in pulmonary function is the respiratory muscles fatigue, a significant improvement of PFT after 6 weeks of respiratory rehabilitation was observed in post-COVID-19 survivors,34 though this rehabilitation did not produce a complete recovery, which may suggest the persistence of lung damage. The underlying mechanism that possibly explains the diffusion impairment in severe cases is the widespread inflammation that caused alveolar destruction and interstitial fibrosis; these changes were evident by autopsies and CT findings.35,36

Previous coronaviruses’ outbreaks caused by SARS-CoV and MERS-CoV were associated with long-term effects on the lung function with persistent impairment in DLCO, FVC, and TLC that lasted up to six months after recovery from the acute illness.12 Furthermore, impairment in DLCO could persist even after six months.12 A study by Ngai et al, in SARS survivors, showed persistent impairment of DLCO within two years follow-up period.37 Such evidence might be suggestive of a similar outcome for post-COVID-19 pneumonia patients.

Many studies on post-COVID-19 survivors found D-dimer as an important independent predictor of multi-organ damage,13 and important prognostic factor related to COVID-19 mortality.38,39 In a cohort study in Milan a strong association between D-dimer and DLCO was found both during hospitalization and in the follow-up period.40 We also observed a similar trend of an elevated D-dimer value at admission for those who showed a restrictive pattern on PFT, though it did not reach a level of significance probably due to small size of our sample.

We found a significant positive correlation between the uses of antiviral therapy during admission with improved FVC. There is a paucity of researches in this field. One animal study on mouse-adapted SARS-CoV-2 found that early use of antiviral therapy improved the outcome with reduction in viral load and acute lung injury, and better pulmonary function.41 We did not find any correlation between corticosteroids and impaired DLCO, which is consistent with a study that showed no correlation between corticosteroids and DLCO among 55 post COVID-19 patients.13

Most of the previous studies on the impact of COVID-19 on PFT have a limitation of absence of PFT data before or during the COVID-19 infection to compare with; we tried to overcome this limitation by adding a well-matched control group in our study design. However, the small sample size due to low compliance of the participants because of the current situation of COVID-19 pandemic was a major limitation of the present study.

Conclusion

COVID-19 pneumonia has an impact on lung function in terms of restrictive lung impairment and mild diffusion defect. Future research should focus on long-term impact of COVID-19 on lung function as well as other body systems. We recommend a follow-up program for all post COVID-19 pneumonia patients for early detection of any complications in the lung function, and to find the appropriate way for rehabilitation and treatment.

Acknowledgment

The authors would like to acknowledge Mr. Omar Al Omar and Mr. Fahad Al Mutairi (Department of respiratory care - College of applied medical sciences- Imam Abdulrahman Bin Faisal University) for their assistance in PFT procedures.

Disclosure

The authors report no conflicts of interest in this work.

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