The impact of nocturnal disturbances on daily quality of life in patients with Parkinson’s disease
Received 26 March 2015
Accepted for publication 12 May 2015
Published 6 August 2015 Volume 2015:11 Pages 2005—2012
Checked for plagiarism Yes
Review by Single anonymous peer review
Peer reviewer comments 3
Editor who approved publication: Professor Wai Kwong Tang
Rwei-Ling Yu,1 Chun-Hsiang Tan,2 Ruey-Meei Wu3
1Institute of Behavioral Medicine, College of Medicine, National Cheng Kung University, Tainan, Taiwan; 2Wolfson Centre for Age Related Diseases, King’s College London, London, UK; 3Department of Neurology, National Taiwan University Hospital, College of Medicine, National Taiwan University, Taipei, Taiwan
Objectives: The aims of this study were to explore nocturnal disturbances in patients with Parkinson’s disease (PD) and to assess their impact on quality of life (QoL).
Methods: A total of 211 patients with PD were recruited for this study, and each participant was evaluated using the mini-mental state examination, PD sleep scale – second version (PDSS-2), pittsburgh sleep quality index (PSQI), PD QoL questionnaire (PDQ), Epworth sleepiness scale, Hoehn and Yahr (H&Y) staging, and unified Parkinson’s disease rating scale (UPDRS). Multiple regression analyses were performed to determine the contribution of the predictive variables on QoL.
Results: There were 56.4% males (mean age: 64.08 years; disease duration: 6.02 years; H&Y stage: 2.25; and UPDRS: 33.01) in this study. Our patients’ actual sleep time was 5.96±1.16 hours and the average sleep efficiency was 82.93%±12.79%. Up to 64.4% of patients were classified as “poor” sleepers and 23.8% suffered from daytime sleepiness. The final stepwise regression model revealed that UPDRS parts I and II, the sleep disturbance and daytime dysfunction components of the PSQI, the PD symptoms at night subscale of the PDSS-2, and the levodopa equivalent dose were significant predictors of the PDQ score (R2=53, F7,165=28.746; P<0.001).
Conclusion: Most of the PD patients have sleep problems, and nearly one-quarter of them have abnormal daytime somnolence. The nocturnal disturbances were found to result in worse QoL in PD patients. Ethnicity-specific effects of susceptibility to sleep disturbances were discussed, and these results also highlighted the direction for further studies to explore when examining effective management programs toward these disturbances.
Keywords: sleep, non-motor symptoms, Parkinson’s disease, quality of life
Parkinson’s disease (PD) is classically characterized by its motor deficits, including resting tremor, rigidity, bradykinesia, and postural instability. While motor symptoms are the main clinical features of PD, increasing evidence shows that PD patients also have non-motor symptom disturbances,1 such as sleep disturbances,2 cognitive dysfunction,3 and impairments in social cognition.4,5
Sleep disturbances and nocturnal disturbances are common in patients with PD;6,7 community-based studies have reported that about 60% of PD patients had a sleep disorder.2 Patients with PD often have frequent early awakening, sleep fragmentation, insomnia, nocturnal cramps, and nightmares, as well as impaired motor function during the night. Excessive daytime sleepiness (EDS) is defined as inappropriate and undesirable sleepiness during the waking hours. Evidence shows that EDS is 15-fold more frequent in PD patients than in age-matched healthy controls, and it affects up to 50% of PD patients.8 Moreover, EDS results in distractions and impairs driving or working performance. Although sleep disturbance is one of the important non-motor symptoms in PD, thus far, few studies have been conducted to evaluate the prevalence of daytime and night-time sleep disturbances in Oriental populations. In Asia, a cross-sectional study from Japan showed that 38% of patients have poor sleep quality8 and about 20% of Asian patients have daytime sleepiness (Japan: 21.3% and Singapore: 19.9%).8,9
Sleep and its associated factors in PD patients have been examined in several studies;10–14 however, the predictive factors vary and are inconsistent, and most studies have focused on western populations. Sleep disorders have been shown to significantly impair individuals’ quality of life (QoL);7,11,15 nevertheless, few of these works have examined the detailed aspects of sleep disturbances, and they have not investigated the impact of both daytime and night-time sleep disturbances on QoL in relation to motor symptoms.
The aims of this study were to investigate the prevalence of daytime somnolence and night-time sleep disturbances, as well as to explore the predictive factors for sleep quality. Furthermore, we also aimed to explore the impact of sleep disturbances on QoL.
A total of 211 PD patients were included. The patients were recruited from the neurology outpatient clinics at the National Taiwan University Hospital, and a clinical diagnosis of PD was made according to the United Kingdom Parkinson’s Disease Society Brain Bank criteria.16 The inclusion criteria for patients were as follows: patients should be mentally able to complete interviews, self-report questionnaires, and clinical examinations (as assessed by the mini-mental state examination [MMSE] with a score ≥24). The researchers interviewed each participant and administered the questionnaires in a face-to-face manner. The patients filled the questionnaires by themselves and the investigator provided assistance if needed. The exclusion criteria were as follows: patients with atypical Parkinsonism, as well as those with a history of brain surgery, other neurologic disorders, and psychiatric disorders. All participants provided written informed consent prior to enrollment, which was in accordance with the ethical standards outlined in the 1964 Declaration of Helsinki. This study was approved by the Ethical Research Committee of National Taiwan University Hospital.
Each patient received evaluations with the MMSE to measure their general mental ability, as well as with the Hoehn and Yahr (H&Y) Staging scale and the unified Parkinson’s disease rating scale (UPDRS)17 to measure the severity and characteristics of their motor symptoms. The questionnaires used in this study were the Pittsburgh sleep quality index (PSQI) – Taiwan form,18 the 39-item PD QoL questionnaire (PDQ),19 the Chinese version of the Epworth sleepiness scale (ESS),20 and the PD sleep scale – second version (PDSS-2).21
The PSQI measures different aspects of sleep disturbances, including sleep latency, duration, and habitual sleep efficiency, subjective sleep quality, the use of sleep medication; and daytime dysfunction over the past month. Seven sub-scores were summed up to yield a total score ranging from 0 to 21, and poor sleep quality was defined as a PSQI score >5.22 The PSQI – Taiwan form was translated into traditional Chinese; the Chinese version is also a reliable (Cronbach’s α=0.79; test–retest reliability =0.91) and valid (good construct and convergent validity) instrument for measuring sleep quality among Taiwanese patients.18
The patients’ daily QoL was assessed by the Chinese-translated PDQ.19 The PDQ includes 39 items, and previous factor analyses support an eight-factor model: mobility, activities of daily living, emotional well-being, stigma, social support, cognition, communication, and bodily discomfort. Each item on the mental health subscale is scored on a 5-point categorical scale. This scale was translated into Chinese; it has been shown to have good internal consistency reliability (Cronbach’s α=0.80–0.96) and it has been validated specially for people with PD.19
The ESS is an effective instrument used to measure average daytime sleepiness. Patients provide ratings on how likely it is that he/she would have a catnap in eight different situations. The answers are scored on a scale with responses ranging from 0 to 3, with 0 being “would never doze” and 3 being a “high chance of dozing”. A sum of 10 or more from the eight individual scores generally indicates pathological sleepiness. The Chinese version of the ESS showed acceptable reliability (Cronbach’s α=0.81), and it appears to be valid and sensitive to clinical change.20
The PDSS-2 assesses the patients’ sleep disturbances and it consists of 15 questions pertaining to the following domains: overall quality of a night’s sleep, sleep onset and maintenance insomnia, nocturnal restlessness, nocturnal psychosis, nocturia, nocturnal motor symptoms, sleep refreshment, and daytime dozing.21 Each item was rated by the patients using one of five categories, with responses ranging from 0 (never) to 4 (very frequent). The PDSS-2 total score ranges from 0 (no disturbance) to 60 (maximum nocturnal disturbance); three factors (ie, motor symptoms at night, PD symptoms at night, and disturbed sleep) are represented in this scale.
Descriptive statistics for sleep problems, as well as clinical and demographic variables were calculated. Correlations between the study variables were made, and logistic regression analyses were applied to determine the predictors of sleep quality at night. The effect size (Cohen’s d) was reported to show the magnitude of the difference between groups. The multiple linear regression analyses were performed in order to determine the relative strength of the effects of age, sex, disease duration, motor characteristics, and sleep disturbances on QoL; the variables were entered into the analyses in this order using the enter method. SPSS version 21.0 was used for the statistical analyses.
A total of 211 PD patients were included (Table 1); their mean actual sleep time was 5.96±1.16 hours, and their sleep efficiency was 82.93%±12.79%. Up to 64.4% of patients were classified as “poor” sleepers (PSQI >5) and 23.8% of patients were classified as having EDS (ESS ≥10) (Figure 1). The percentage of each PDSS-2 item is shown in Figure 2. There were no significant differences in terms of sex, age, age of onset, stage, MMSE score, and levodopa equivalent dose (LED) between poor and good PD sleepers (Table 2). Sleep latency was significantly longer, and sleep time and sleep efficiency were worse in poor PD sleepers than in good sleepers. Two components of the PDSS-2 (motor symptoms at night and disturbed sleep) were significantly higher in poor than in good sleepers.
Figure 1 The proportion of (A) poor sleeper (PSQI >5) and good sleeper and (B) patients with (ESS ≥10) and without excessive daytime sleepiness.
Figure 2 The histogram of the PDSS-2 percentage.
In the logistic regression model, subjective sleep quality, difficulties falling asleep, restlessness of the legs or arms at night, and the urge to move legs or arms at bedtime can predict whether the patient is a poor sleeper (Table 3). Significant and strong correlations were found between PDQ and the following variables: PDSS-2 (r =0.53), as well as UPDRS part I (r =0.50) and part II (r =0.56). Moderate correlations were found between PDQ and disease duration (r =0.43), H&Y stages (r =0.43), LED (r =0.37), and PSQI (r =0.40) (Table 4). In this multiple linear regression model, PDQ served as the dependent variable, and the variables showing significant bivariate correlations served as the independent variables. Seven independent variables accounted for 53% of the variance in the PDQ with high statistical significance (F7,165 =28.746; P<0.001) (Table 5). These variables included: UPDRS parts I and II, the sleep disturbance and daytime dysfunction components of the PSQI, the PD symptoms at night subscale of the PDSS-2 (eg, the pain score in the arms or legs, and uncomfortable and immobility at night), and the LED.
Up to 56% of our patients were classified as “poor” sleepers during the nighttime, and about 24% had daytime sleepiness. The prevalence rates of daytime sleepiness in America and Europe were reported to be 40%11,23 and 32%,24,25 respectively. The EDS prevalence rate in Asian populations was reported to be 22%;8,9 when compared with western populations, the prevalence of EDS in Taiwan is relatively low. This discrepancy suggests that genetic or other factors, such as lifestyle differences across different cultures, may play an etiologic role. Given that the ESS has good psychometric properties when measuring PD patients’ daytime somnolence,26 it has been used in many different countries. Using the ESS to measure daytime sleepiness might underestimate the prevalence of sleep disturbances in Taiwan because some items on the ESS are not suitable for our patients. For example, one item on the ESS measures one’s sleep propensity while driving. The public transportation system is well established and user friendly for the elderly in our city; therefore, few of our patients drive by themselves. Around 30% (range: 19.9%–40.6%)8,9,11,23–25 of PD patients worldwide suffer from daytime sleepiness. Since studies have previously focused on western populations, it is unclear whether there are any ethnicity-specific effects of susceptibility to somnolence. In the future, taking cultural differences into consideration, while developing a scale to measure somnolence in PD patients, should be important.
At night, more than half of our patients experience poor sleep, which is consistent with the findings from western studies (the Netherlands, 58.8%27 and France, 65.3%25). The prevalence of poor sleepers in our study was higher than that of Japan.8 This discrepancy may be due to patients’ recruitment. Cognitive functions were considered in our study, and our previous studies have shown that not all PD patients are accurately aware of their conditions.28 We used the MMSE to exclude patients with dementia; as such, patients with dementia or those that were unaware of their conditions were not included. As compared with other studies,8,27 our patients have the shortest sleep duration, spending 7.2 hours in bed every night; however, they only experience 5.9 hours of actual sleep, on average. We suggest that teaching patients strategies to enhance their sleep efficiency is crucial for PD patients.
Western studies showed that the prevalence of nocturnal disturbances was around 60%–98% in PD patients.6,7 Our results found that more than 90% of Oriental PD patients were affected by nocturnal disability, which is compatible with the findings from a previous study.29 It seems that nocturnal disturbances are a cross-cultural issue.21,30 Similar to studies from other countries,29 we found that the most common and disturbing nocturnal disturbance is “get up at night to pass urine”, while more than half of the patients have “distressing dreams at night” and “difficulties falling asleep”. When comparing two other studies,21,30 no significant differences were found in terms of PD symptoms at night between the three countries; however, Japanese patients had higher motor symptom scores than did our patients, and European patients had the highest disturbed sleep scores. One Japanese study indicated that there was a significant impact of comorbid rapid eye movement sleep behavior disorders on night-time disturbances and QoL in PD.31 Although nocturnal disabilities are common in PD patients regardless of country and race, this heterogeneity should be noted.
We found that poor sleepers spent more time falling asleep, had less actual sleep time, and had worse sleep efficiency. Poor sleepers experienced more nocturnal disturbances, including disturbed sleep (difficulties falling asleep and staying asleep) and motor symptoms at night (restlessness of the legs or arms at night), and they also had worse overall QoL. The predictors of poor night-time sleep quality for PD patients were included difficulties falling asleep and restlessness of the legs/arms at night. Louter et al,27 proposed that nocturnal hypokinesia is the main factor causing sleep disturbances; our results further suggest that the onset of insomnia and restlessness of legs at night are the most crucial sleep disturbances, and they ultimately merit therapeutic attention. Previous studies have shown that the prevalence of restless legs syndrome may be lower in Asian PD populations;32 nevertheless, our results suggest that restless legs syndrome plays an important role in sleep quality. In the logistic regression analysis, urge to move legs/arms was found to be a protective factor with odds ratio (OR)<1 (P=0.038). However, when comparing the scores of “urge to move legs/arms” between good and poor sleepers, no statistical significance was found. Considering the P-value being around 0.05, and no statistical significance between good and poor sleepers, it suggests that “urge to move legs/arms” does not play a crucial in predicting the quality of sleep. We found a weak relationship between daytime somnolence and sleep quality at night, and EDS did not contribute to sleep quality at night in the predictive model. It seems that daytime and night-time sleep problems have distinct underlying mechanisms and require different forms of management.
Strong and significant correlations between QoL and nocturnal disturbances, daily motor experiences, and cognition or behavior were observed. After considering all of the possible predictors of QoL, several factors were identified as significant contributing factors, namely, daily motor experiences and mentality/mood dysfunction, sleep disturbances and daytime dysfunction, pain in the arms or legs and immobility at night, and LED. Our results are compatible with those from previous studies, and they emphasize the impact of sleep7,11,15 and other non-motor features33 on QoL. Interestingly, our results indicate that sleep disturbances at night hold critical importance for QoL, whereas daytime sleepiness does not seem to influence this outcome. Nocturnal disturbances such as sleep disturbances, pain in the arms or legs, and immobility at night have a negative impact on PD patients’ QoL. As these are treatable conditions, they should be recognized by clinicians and managed properly. However, the direction of causality between sleep disturbances at night and daily QoL is often difficult to establish. The quantity of these relationships and how they correlate to the clinical heterogeneity in PD is not fully understood; thus, there is a need for longitudinal studies to examine the nature of the intertwined relationship between sleep problems and QoL in PD populations.
Some limitations exist in this study. First, only patients who were able to come to, and who were suitable for, the examination and interview were included. A number of patients with dementia were not included in our study, meaning that the sample is not representative of all PD patients. Despite this fact, this study still shows a high prevalence of sleep and nocturnal problems, resulting in worse QoL, so we expect that these factors will be even more disturbed in the total PD patient group, thus leading to an even worse QoL. Second, no control populations were recruited, and since the PSQI and PDSS-2 are disease-specific scales, there are no Taiwanese normative data available. Third, we found that “daytime dysfunction” is one predictor of QoL; however, apathy and depression might also influence QoL in our patients. The mentality/mood status of the patients has been globally addressed with the UPDRS and PSQI. We suggest that further studies use specific measures of neuropsychiatric symptoms, such as apathy and depression, to investigate how these symptoms can influence patients’ QoL. Fourth, admittedly, due to the complicated medical conditions of these aged PD patients, confounding factors, such as physical conditions and medications, which could potentially interfere with these patients’ sleep patterns, were not completely excluded. Last, the cross-sectional study design and the lack of an objective measurement of sleep disturbances (eg, polysomnography) are other important limitations that require further longitudinal and comprehensive measurement studies to explore the predictors of long-term outcomes of PD patients with respect to sleep disturbances.
The current findings call for an increased awareness of sleep problems in Oriental PD patients, and they confirm a close relationship between nocturnal disturbances and impaired QoL. Most of our patients have longer sleep latency and duration, and lower sleep efficiency. Sleep hygiene education programs or cognitive behavioral therapy are thus needed to correct these unhealthy sleep habits. They can also be used to address bedtime sleep restrictions, modify distorted thinking surrounding the negative impacts of insomnia, or reduce the level of anxiety associated with difficulties falling asleep. We believe that nocturnal disturbances have a great impact on QoL and the efforts to target nocturnal disturbances may have substantial therapeutic potential for improving QoL in PD patients.
We thank all of the patients who participated in this study, and we are grateful for the grant support from the National Science Council, Taipei, Taiwan (MOST 103-2410-H-006-120-MY2 and MOST 103-2633-H-006-001).
The authors declare no conflicts of interest in this work.
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