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Sleep problems in anxious and depressive older adults

Authors Leblanc M, Desjardins S , Desgagné A

Received 9 January 2015

Accepted for publication 18 March 2015

Published 11 June 2015 Volume 2015:8 Pages 161—169

DOI https://doi.org/10.2147/PRBM.S80642

Checked for plagiarism Yes

Review by Single anonymous peer review

Peer reviewer comments 3

Editor who approved publication: Dr Igor Elman



Marie-France Leblanc,1 Sophie Desjardins,1 Alain Desgagné2

1Department of Psychology, Université du Québec à Trois-Rivières, Trois-Rivières, 2Department of Mathematics, Université du Québec à Montréal, Montréal, QC, Canada

Purpose: The objective of this study was to identify the sleep problems most often encountered by the elderly according to the presence or absence of anxiety and mood disorders. The aim was also to determine whether groups of anxious, depressive, and asymptomatic individuals differ in relation to sleep onset latency; awakenings at night or early in the morning; subjective quality of sleep; taking of sleep medication; and daytime sleepiness.
Methods: Structured interviews based on the DSM-IV-TR were administered to a sample of 2,759 seniors aged 65 years and older at the participants’ home by health professionals.
Results: Awakening was found to be the most common disturbance. Increased sleep onset latency was the second most frequent sleep difficulty. Taking more than 30 minutes to fall asleep was associated with the likelihood of meeting the diagnostic criteria for an anxiety disorder, and even reduced the risk of meeting the diagnostic criteria for a mood disorder rather than an anxiety disorder. Awakenings were associated with the probability of suffering from an anxiety disorder or a mood disorder. Quality of sleep, as perceived by the elderly, was not found to be associated with the probability of suffering from a mental disorder.
Conclusion: These findings should help to facilitate the practitioner’s diagnosis and add further nuances to be considered when encountering symptoms of an anxious or depressive appearance. All of these data also add fuel to the ongoing debate about whether anxiety and depression are one or two distinct categories of disorders.

Keywords: anxiety, awakenings, daytime sleepiness, depression, elderly, quality of sleep, sleep medication, sleep onset latency

 

Introduction

Approximately 50% of US seniors report sleep difficulties,1 with similar percentages found in Canada,2 and slightly lower proportions in Brazil.3,4 In France, up to 70% of older individuals report sleep problems,5 as do 44.2% of seniors in Italy.6

Various types of psychiatric problems have been associated with sleep disturbances in the elderly.710 A more specific link to depression has sometimes been noted.1,5,8,11,12 Depression is considered a risk factor for sleep difficulties.1,5 It has been linked to low sleep efficiency and poor quality of sleep,1315 more frequent awakening,3,14,1618 increased sleep onset latency,5,15,19 and daytime sleepiness.6,8,18,20,21 These sleep problems in turn increase the risk of depression.11,18 More specifically, such an association has been found between depression and poor sleep quality,14 problems falling asleep,16,17 premature early-morning awakening,14,18 daytime sleepiness,18 and the use of psychotropic drugs to combat insomnia.14

Anxiety is in turn linked to a greater likelihood of poor sleep efficiency and awakening at night,22 increased sleep onset latency,19,23 poor quality of sleep,20 and daytime sleepiness.21 Finally, overall, less anxiety and depression are observed in good sleepers than in poor sleepers.24

In Québec, Canada, a lifetime prevalence of 11.8% (or 3.3% within the past 12 months) for at least one anxiety or mood disorder is found among the elderly.25 In the United States, 15.2% of individuals over age 55 years had presented a clinically significant mental disorder within the past year, with 11.4% having had an anxiety disorder, and 3.4%–7.2% having experienced a mood disorder.26

Although a significant comorbidity seems to exist between sleep problems and depression, on the one hand, and between sleep problems and anxiety, on the other, the underlying mechanisms are not well understood.27,28

No large-sample study has to date systematically and simultaneously examined all of the sleep problems discussed above and anxiety and mood disorders in the elderly. For example, the study by van den Berg et al21 links anxiety and mood disorders diagnosed using DSM-IV-TR criteria, sleep onset latency, and the overall score for sleep difficulties. These two variables were found to be associated with the two types of mental disorders. The study by Mallon et al19 explored sleep onset latency and awakening, separated into nocturnal and early-morning awakening, along with the taking of sleep medication. However, the presence of mental disorders was verified by using the Hospital Anxiety and Depression Scale,29 the 14 questions of which are useful in detecting depression and anxiety but do not verify all of the DSM-IV-TR required criteria. The researchers thus found a link between increased sleep onset latency and the two categories of disorders, whereas the two types of awakening were more specifically associated with depression. It would therefore seem appropriate to verify the links between each of the sleep problems and mental disorders meeting the DSM-IV-TR criteria in a large sample of the elderly. The results found will enable us to add to the studies that allow us to better understand the mechanisms linking sleep problems to anxiety and mood disorders, and thereby help to improve the effectiveness of treatments for these disorders.

The objective of this study is to identify the sleep problems most often encountered by the elderly according to the presence or absence of anxiety and mood disorders. The aim is also to determine whether groups of anxious, depressive and asymptomatic individuals differ in relation to the variables of interest: ie, the various sleep problems.

Methods

Participants

The study protocol was reviewed and approved by the ethics committee of the Institut Universitaire de Gériatrie de Sherbrooke. Data for this cross-sectional study were obtained from the longitudinal Québec Survey on Seniors’ Health (Enquête sur la santé des aînés) conducted during 2005–2008.30 The aim of the survey was to assess the physical and mental health of the French-speaking community-dwelling population aged over 65 years in the province of Québec, Canada. This study was based on a sample of 2,759 participants aged 65 years and older. The participants’ average age was 73.8 years, and they were selected according to a method of random generation of telephone numbers and a sampling strategy based on their geographic location in Québec’s 16 administrative regions. Ninety-minute-long structured interviews were administered at the participants’ homes by health professionals who had been given 2 days of training on the computerized questionnaire, which was based on the DSM-IV-TR and was similar to other questionnaires of this type, such as the Diagnostic Interview Schedule, which has a good degree of validity and reliability.31 The questionnaire was adapted for older persons.32,33 The interview also included basic questions on sociodemographic data. The questions related to sleep were inspired by the Pittsburgh Sleep Quality Index34 translated into French. The health professionals explained the goal of the study to the participants and had them sign a consent form. Participants received a financial compensation of $30. Administration of the Mini–Mental State Examination35 was used to exclude participants with a score of less than 22. Just over half of the participants were women, and 58.1% were under 75 years of age. Nearly half of the participants reported having a spouse, and almost 65% had a secondary or lower level of schooling. The participants were virtually equally divided in terms of household income, of either over or under $25,000. Finally, almost one-third of the participants had a sleep efficiency (ie, the ratio of the time spent sleeping to the time spent in bed multiplied by 100) of less than 80%.

Variables

The variables under study are sleep problems and anxiety and mood disorders. The variables related to sleep are the following: difficulty falling asleep; nocturnal or early-morning awakening; overall sleep quality; daytime sleepiness; and the taking of sleep medication. The participants answered the following questions: “In the past month, how many times did you find it hard to sleep because you were unable to fall asleep within 30 minutes?”; “In the past month, how many times did you find it hard to sleep because you woke up in the middle of the night or early in the morning?”; “In the past month, how would you evaluate your overall sleep quality?”; “In the past month, how many times did you take medication (whether prescribed or not) to help you sleep?”; and “In the past month, how many times did you find it hard to stay awake while driving, eating or engaging in a social activity?”. The possible answers were: not in the past month; less than once a week; once or twice a week; and three or more times a week. In order to properly conduct the statistical analyses, these answers were divided into two categories: ie, less than once a week and at least once a week. The covariables under study are age (over or under 75 years), sex, annual household income (above or below $25,000), marital situation (living as a couple or alone), schooling (none to secondary or postsecondary), and sleep efficiency estimated at over 80% (calculated based on a series of elements: time taken to fall asleep, bedtime, number and duration of awakenings, etc). The time spent sleeping was then divided by the time spent in bed, and the quotient thus obtained was multiplied by 100.

To form the groups, the DSM-IV-TR diagnostic criteria were used based on the structured interviews with all the participants. Three groups were thus formed based on the diagnostic criteria for mood or anxiety disorders. The group affected by mood disorders (n=161) was made up of participants meeting the diagnostic criteria for a major depression, a minor depression, or a mania. The group with anxiety disorders (n=103) was composed of participants meeting the criteria for an obsessive-compulsive disorder, a generalized anxiety disorder, a panic disorder, or a specific or social phobia. The group of asymptomatic individuals (n=2,495) included all participants not exhibiting a mood or anxiety disorder. The too few participants presenting both an anxiety and a mood disorder (n=28) were excluded.

Statistical analysis

In including all of the variables and covariables under study, χ2 tests were conducted using PASW Statistics 18.0 where the threshold of significance was set at P<0.05. The idea was to obtain an overall profile of the three groups under study and to identify the differences between them. A multinomial logistic regression analysis was then performed, and a fully adjusted model was used to evaluate the distinct risk of suffering from an anxiety or mood disorder according to the presence or absence of a sleep problem, since the statistical analysis takes into account the contribution of all the variables investigated and verifies the specificities of each.

Results

Table 1 presents the descriptive statistics according to the presence or absence of a mental disorder, and, more specifically, an anxiety or mood disorder. The problem most frequently reported by all of the older persons was nocturnal or early-morning awakening, at least once a week. In the asymptomatic seniors, fewer than a third reported taking more than 30 minutes to fall asleep, experiencing nocturnal or early-morning awakening, or taking a sleep medication. More than 90% of the asymptomatic group also considered their sleep to be of good quality, whereas more than one in four of the depressive or anxious seniors evaluated their sleep quality as being quite poor or very poor. In addition, more than half of the depressive older individuals took more than 30 minutes to fall asleep or woke up at night or early in the morning at least once a week. More depressive and anxious seniors than asymptomatic older individuals used a sleep medication.

Table 1 Descriptive statistics for the sociodemographic variables according to the presence or absence of an anxiety or mood disorder
Notes: *P<0.05; **P<0.01.

Of the five sleep difficulties evaluated, daytime sleepiness was the problem least often reported by the three groups of participants; indeed, fewer than 4% of the asymptomatic elderly found it hard to stay awake at least once a week as they drove, ate, or engaged in a social activity. This level was twice as high for the anxious and depressive seniors.

Compared with asymptomatic older persons, a greater number of depressive or anxious seniors took more than 30 minutes to fall asleep, experienced nocturnal or early-morning awakening, suffered poor sleep quality, used sleep medication, or felt daytime sleepiness. More depressive elders than anxious or asymptomatic older persons experienced increased sleep onset latency or daytime sleepiness or took sleep medication.

Women and younger seniors (under 75 years of age) were found to be overrepresented in the groups of depressive and anxious elderly, which was also the case with sleep efficiency, which was more often less than 80% in depressive and anxious seniors than in asymptomatic older persons.

Before continuing, we should mention that the percentage of classification accuracy was 90.7%, and that the multicollinearity was verified, with no problems found in that respect, as the statistical tolerance levels were higher than 0.20. Table 2 shows the results of the regression analysis. These data indicate that waking frequently at night or too early in the morning, taking sleep medication, and often feeling sleepy during the day are problems associated with the distinct risk of meeting the diagnostic criteria for a mood disorder (rather than being asymptomatic). The facts of awakening often and experiencing increased sleep onset latency are problems associated with the risk of meeting the diagnostic criteria for an anxiety disorder (rather than being asymptomatic). It should be noted that quality of sleep, as perceived by the elderly, was not found to be associated with the probability of suffering from a mental disorder.

Table 2 ORs and CIs for sleep problems predicting the presence or absence of an anxiety or mood disorder
Notes: aReference group. R2=0.056 (Cox–Snell), 0.106 (Nagelkerke). Model χ2(22)=140.56, P<0.001; *P<0.05; **P<0.01.
Abbreviations: CI, confidence interval; OR, odds ratio.

Discussion

The primary objective of this study was to establish which sleep problems affected the elderly the most based on the presence or absence of an anxiety or mood disorder. Our results have highlighted significant differences between seniors suffering from a mood disorder or an anxiety disorder and those who are asymptomatic in regard to all of the sleep difficulties. In fact, the mean for all of the problems taken together gives a level of 18.9% of asymptomatic elderly participants showing sleep difficulties compared with an overall mean of 34.1% of seniors suffering from a mental disorder and at least one sleep problem. These levels are more conservative than those reported in the literature. The asymptomatic older persons also have sleep problems, but the levels observed for this group without a mental disorder run counter to those indicated in the literature on detrimental developmental changes said to affect all of this population.4,8,9,36,37

When we look at each of the sleep problems, we see that awakening was the most common disturbance. Next, increased sleep onset latency was the second most frequent sleep difficulty. These two problems have been traditionally associated with mood or anxiety disorders.38 Nearly a quarter of the participants took sleep medication at least once a week, which several researchers have shown to be a solution widely used by the elderly.37,39,40 The latter proportion may also explain the relatively low levels of sleep problems found among the seniors. The least frequent sleep difficulties were the poor perceived quality of sleep and daytime sleepiness. The older persons in this sample reported little daytime sleepiness despite the fact of this being a common developmental change in this population, according to the reports in the literature,41,42 the way of measuring daytime sleepiness was perhaps not the most appropriate. Elderly persons suffering from a mental disorder report more daytime sleepiness and poor quality of sleep.

The second objective was to examine the relations between sleep problems and mental disorders. The main finding in this study was that the sleep problems more present in the seniors suffering from a mental disorder do not all have a significant relationship with a mental disorder.

It was found that older persons affected by two or three types of the sleep problems studied had a greater likelihood of suffering from one of the two types of mental disorders under study. Indeed, seniors who awaken often during the night or early in the morning, who use sleep medication, or who are sleepy during the day were more at risk of being depressive. Older individuals who take more time to fall asleep and who wake up often during the night or early in the morning ran a greater risk of being anxious.

Taking more than 30 minutes to fall asleep was in fact associated with the likelihood of meeting the diagnostic criteria for an anxiety disorder, and even reduced the risk of meeting the diagnostic criteria for a mood disorder rather than an anxiety disorder. The link between increased sleep onset latency and anxiety may be explained by the neurovegetative activation observed in anxiety disorders,38,43 which may be associated with this manifestation at bedtime, a period conducive to rumination.7 The thoughts present at bedtime are in this case said to be along the lines of lack of control, apprehension, intolerance to uncertainty, and excessive worries about the future.38,4345 Anxious elderly persons are able to maintain a high level of motivation, but their thoughts at bedtime, if directed toward solving a problem, prove to be ineffectual43,44 and encourage a longer sleep onset latency. Given this information, the lack of a significant association between mood disorders and the fact of taking more time to fall asleep is understandable. Depressive persons are often subject to hypersomnia and fatigue, and are likely to fall asleep more quickly than anxious individuals. Their slowed neurovegetative functioning, fatigue, and loss of interest are more favorable to sleep than the situation of alertness prevailing in anxious persons. The lassitude characteristic of many of the depressed is less detrimental to the capacity to fall asleep than the hypervigilance of the anxious.

Awakenings are associated with the probability of suffering from an anxiety disorder or a mood disorder. In this regard, it is worth reiterating that one of the neurotransmitters involved in maintaining sleep is among those active during the processes of both depression and anxiety: ie, serotonin.38,46 In terms of the link between awakening and anxiety, we understand that hyperactivity, hypervigilance, worries, and a state of alertness are conditions that are conducive to nocturnal awakenings. Awakenings are also associated with mood disorders. One may presume that the loss of interest, turning inward, and fatigue that are often encountered with depression tend to foster a lower level of physical activity during the day, with the resultant negative consequences in terms of sleeping at night. We can also hypothesize that awakenings are more passive in people suffering from depression who have slept a great deal and may perhaps be less sleepy, compared with the more active awakenings of people suffering from anxiety, who start to worry as soon as they open their eyes. The levels of this sleep problem are twice as low for the asymptomatic older participants. In this case, it is more appropriate to investigate other reasons for such awakenings, such as nocturia,47 cessation of nicotine consumption,48 use of a nicotine replacement therapy,49 chronic pain,50 obstructive pulmonary diseases, high blood pressure and pain,51 and the consumption of caffeine38,52,53 or alcohol.38,54

We find that the seniors suffering from a mood disorder are those who most tend to use medication to reduce their symptoms, including their sleep problems. We also know that the taking of sleep medication is associated with the risk of suffering from a mood disorder (rather than being asymptomatic). Explicit requests for sleep medication may thus be an indicator of the presence of a mood disorder, as depressed individuals tend to focus on negative elements and this may motivate their need to benefit from the use of sleep medication.38 Indeed, the fear of sleeping badly and thus seeing their fatigue increase seems to make them feel that pharmacological solutions are acceptable. Their ruminations about the causes and consequences of possible or existing sleep problems discourage a more proactive means of solving their problems than medication.45,55

Daytime sleepiness is more often present in older people suffering from mental disorders and is the least common sleep difficulty. It is linked to the risk of being affected by a mood disorder, and this link has been highlighted in studies focusing on the benefits of exercise, in terms of daytime sleepiness, for depressed individuals.7,56,57 Daytime sleepiness that affects asymptomatic persons may be due to sleep apnea, which occurs more often with advanced age and affects sleep.58 In case of doubt, a differential diagnostic approach is clearly called for. Lowering of mood is associated with this daytime manifestation, and it is indeed of interest to practitioners whose patients are complaining about this symptom to consider it as a potential indicator of depression, once it has been differentiated from sleep apnea. It has been found that daytime sleepiness is not associated with the probability of being affected by an anxiety disorder. When we are aware of the mechanisms involved in anxiety disorders – ie, physiological activation which causes an accelerated heart rate; increased blood pressure and alertness; cortisol production; enhanced perceptual awareness; rapid cognitive processing; and faster motor responses38,43,59 – it is not surprising to find a lack of sleepiness in this state of general alertness in anxious elderly people.

Conclusion

All of these data add fuel to the ongoing debate about whether anxiety and depression are one or two distinct categories of disorders,45,60,61 not to ignore their comorbidity, which is also frequently mentioned.38,62,63 In light of the results obtained, which offer valid estimates in terms of the risks of suffering from the mental disorders under study, we have observed a link between finding it hard to fall asleep and the risk of being anxious rather than depressive or asymptomatic. This piece of data allows us to make an interesting clarification in regard to detection of the two types of mental disorders and their differential diagnosis. The DSM-IV-TR in fact mentions difficulty in falling asleep as a criterion that is present in both categories of mental disorders. Our results thus provide a clarification in terms of the link between sleep onset latency and anxiety disorders. The regression analyses also enable us to observe that awakenings are associated with the probability of suffering from both an anxious and a depressed state. Verification of the nature of the thoughts present during such awakenings could offer some interesting avenues for differential diagnosis. Anxiety disorders foster cognitive hypervigilance, and worries about the future may occupy people’s thoughts during these awakenings.38,43 Mood disorders in turn foster psychic asthenia and discouragement about the past, a passive anhedonia possibly accompanied by visualization congruent with negative affects.38,55 We in fact already knew that mood disorders were associated with nocturnal and early-morning awakening and that anxiety disorders were associated with interrupted sleep, but without any further distinctions. Unfortunately, one of the limitations of this study is that it did not distinguish between the types of awakenings in the formulation of the questions on sleep problems. Such a distinction might have allowed us to offer an interesting additional finding about the types of awakenings involved in the two different types of mental disorders. The available data therefore currently only enable us to support the finding about the link between awakenings and the two types of mental disorders. These same results show that the taking of medication is particular to mood disorders, as is daytime sleepiness. So the confirmed link between mood disorders and daytime sleepiness allows us to offer a further clarification in addition to the symptom of daytime hypersomnia that is sometimes reported. Daytime sleepiness, whether or not it is accompanied by periods of daytime sleep, is thus one further indicator in the detection of mood disorders. This also gives us some important information about the differential diagnosis of anxiety vs mood disorders, if we also consider the fact of the few asymptomatic seniors who report this latter problem. So, in light of the preceding data, and without being able to officially conclude about whether it is a case of one type of disorder or two separate types, these new elements help to facilitate the practitioner’s diagnosis and add further nuances to be considered when encountering symptoms of an anxious or depressive appearance.

Some recommendations appear to be relevant here. First, the bringing to light of the link between sleep problems and anxiety and mood disorders reminds us of the importance of treating these disorders as soon as they are detected and of not simply targeting the reduction of sleep problems.1 Also, the presence of sleep difficulties combined with mental disorders may make it easier for people to ask for help; the elderly are clearly less afraid of revealing the poor nights that they experience than of talking about their mental disorders.64 The request for help is all the more crucial when we consider the finding of the link between sleep problems, depression, and the wish to die.64

The more specific association between people’s difficulty in falling asleep and anxiety disorders shows the importance of certain recommendations. Individuals affected by an anxiety disorder are in fact better off waiting until they are sleepy before they go to bed and working on lessening thoughts and worries at bedtime. At bedtime, breathing exercises, such as maintaining a sustained focus on the sensations created by the air passing through one’s nostrils, allow one to diminish the mental energy available for thought processes. Also, to make bedtime more conducive to calm and sleep and less conducive to worries, the habit of choosing a set, specific moment for solving problems during the day may allow anxious individuals to worry less when they go to bed or when they wake up during the night, and so possibly have a positive effect on their capacity to fall asleep quickly or to go back to sleep more easily when they awaken at night or too early in the morning. In addition, daytime sleepiness reported by people affected by a mood disorder may be diminished by a program of stimulating physical activities, which has also been shown to be somewhat effective in combatting mood disorders.65 Physical exercises have an effect on sleep quality as well, and consequently on the taking of sleep medication, which is something that people affected by depression in this sample also dealt with.66

A number of studies have explored the various sleep problems or mental disorders by using smaller clinical samples than is the case with the present study, which comprises 2,759 participants. Our study characteristics are comparable to those of the general elderly population in Québec, the age groups of the seniors are well distributed, and the proportions of men and women are respectable. Structured interviews have allowed us to gather the data used, thus favoring the validity of the information amassed, while keeping in mind that a cross-sectional study does not enable one to assign causality to the variables and that this study is no exception. Also, we know that the use of antidepressant and anxiolytic drugs is widespread and that they are also prescribed for sleep problems. This dual usage may lead to underestimates of the number of sleep or psychiatric problems and of the interactions between them. We chose not to examine the use of psychotropic drugs, and such a choice is a frequent one according to the meta-analysis by Floyd et al67 in which the inclusion of depressive or anxious participants that could mask the detrimental effect of developmental changes on sleep is also noted. Also, some studies establish sleep quality based on the overall score obtained for all of the sleep difficulties, whereas the present study examines this problem by using a more direct question. It might be interesting, in a future study, to compare the two scores. The lack of an objective sleep evaluation measure such as polysomnography represents one of the limitations of our study. So it would also be relevant to add such a tool. Finally, let us note that precise data in regard to the time of nocturnal or early-morning awakenings in the form of a dichotomized variable would have added some interesting nuances in terms of determining the differences or similarities between the two types of mental disorders.

Acknowledgments

This research was supported by the Fonds de recherche en santé du Québec. The authors would like to thank the research group from the Québec Survey on Seniors’ Health (Enquête sur la santé des aînés) study and Michel Préville for the acquisition of funding and the collection of data.

Disclosure

The authors report no conflicts of interest in this work.


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