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Ambulatory anesthesia in plastic surgery: opportunities and challenges

Authors Facque A, Taub P

Received 25 September 2014

Accepted for publication 27 November 2014

Published 1 October 2015 Volume 2015:2 Pages 91—102

DOI https://doi.org/10.2147/AA.S53769

Checked for plagiarism Yes

Review by Single anonymous peer review

Peer reviewer comments 2

Editor who approved publication: Dr Gildasio S De Oliveira Jr.



Alexander R Facque, Peter J Taub

Division of Plastic and Reconstructive Surgery, Department of Surgery, Mount Sinai Medical Center, New York, NY, USA

Abstract: In 2013, there were 17 million procedures performed by plastic and reconstructive surgeons in the United States in the private office or ambulatory “surgicenter” setting, as well as additional operations performed in hospitals on an outpatient basis. As interest in performing increasingly complex surgical procedures on an outpatient basis continues to grow, the surgeon and anesthesiologist alike must be prepared to offer safe and reliable anesthesia and analgesia in the ambulatory setting. Surgeons must be aware of the possible techniques that will be employed in their surgeries in order to anticipate and prepare patients for possible postoperative side effects, and anesthesiologists must be prepared to offer such techniques in order to ensure a relatively rapid return to normal activity despite potentially having undergone major surgery. The following is a review of the specific considerations that should be given to ambulatory plastic surgery patients with comments on recent developments in the techniques used to safely administer agreeable and effective anesthesia.

Keywords: ambulatory surgery, cosmetic anesthesia, outpatient, ambulatory anesthesia

Introduction

According to the statistics presented by the American Society of Plastic Surgery, more than 20 million cosmetic and reconstructive procedures were performed in 2013 in the United States. Of these, approximately 13 million were performed in an office setting and nearly 4 million were performed in ambulatory surgery centers (Figure 1), which is an increase of 3%–4% compared with the statistics released for 2012.1 This interest in performing an increasing number of elective operations on an ambulatory basis is present across all surgical specialties as reflected in the presence and increase in the number of freestanding surgery centers.2 As the demand for non-hospital-based procedures increases each year, developing reliable anesthesia techniques that maximize patient safety while preventing discomfort and prolonged post-procedure aftereffects is of paramount importance in the plastic surgeon’s ability to offer these procedures in an ambulatory setting and avoid costly and inconvenient inpatient hospitalizations.

Figure 1 Plastic surgery procedures in 2013 categorized by location.
Notes: Of the 20.8 million procedures reported in 2013, 15.1 million were cosmetic, including minimally invasive cosmetic procedures, and the remaining 5.7 million reconstructive. In total, 13.4 million were office-based, 3.6 million were performed in the hospital setting, and 3.7 million in free-standing ambulatory surgery facilities. Data from the 2013 annual statistics presented by the American Society of Plastic Surgeons.1

As important as the advances in developing less invasive surgical techniques, the availability of rapid-onset, rapid-emergence, short-acting anesthetic and analgesic agents is of paramount importance in offering plastic surgery on an elective basis. Plastic surgery is unique in its large percentage of elective cases and the associated necessity of providing a highly comfortable patient experience. In most cases, the majority of patients are self-paying, without the assistance of insurance, and again, the overall experience, including their interactions with staff in the facility to the anesthetic agents used, is under extreme scrutiny. The plastic surgeon and anesthesiologist must work in tandem, each having an excellent understanding of the other’s contribution to the overall experience. The surgeon will be responsible for preliminarily explaining and managing the patient’s expectations of the perioperative period and must have an understanding of the anesthetic technique in order to properly address this. Likewise, the anesthesiologist will need to understand the surgical procedure, in order to choose the most appropriate technique with attention to pre- and postoperative symptom management. With both physicians working together, the goals of maximized patient safety and an overall pleasant experience can be achieved.

In simple terms, the goal and challenge of providing ambulatory anesthesia in relation to the plastic surgeon and the patient is to provide safe and reliable anesthesia and analgesia for potentially major operations while minimizing postoperative effects and complications of the anesthetics themselves. This will allow the patient to have the ability to safely return home in the immediate postoperative period and a relatively rapid return to normal function.

Risk assessment strategies

Prior to any consideration of the various formulations and intricacies of the delivered anesthetic technique, careful attention to patient selection is of paramount importance. As patient safety is the ultimate goal, choosing which patients may safely undergo a potentially major operation and have the ability to return home the same day is just as important as any other component of the procedure. Patients should undergo a rigorous screening process, and some will benefit from medical optimization prior to receiving any type of anesthesia. However, the question of who should be medically optimized and to what extent is at the forefront of deciding who will be allowed to undergo an elective cosmetic or reconstructive procedure. In an attempt to assess the risk associated with anesthesia and surgery related to a patient’s premorbid conditions, in 1941, at the request of the American Society of Anesthesiologists (ASA), Saklad developed the ASA Physical Status score (or ASA). This classification scheme has become almost universally present in the surgical setting and is a widely recognized risk stratification tool shown to correlate well with postoperative outcomes. Notably, in its development, neither the type of surgery nor the technique of anesthesia was considered. The system gives a subjective and relative risk based on the patient’s preoperative medical history, and studies show that the ASA score correlates well with unplanned admissions, perioperative complications, and surgical risk.

In this classification system, each patient can be assigned a position on a continuum based on his or her physical condition and the presence of systemic disease ranging from completely health (Class 1) to organ donor (Class 6) (Figure 2).3 In general, patients classified as ASA 1 or 2 will not need to undergo further evaluation prior to surgery, whereas it is widely practiced that patients belonging to ASA class 3 would likely benefit from additional assessment. However, a large prospective study demonstrated that 24% of ambulatory surgery patients were ASA class 3 and that these patients had the same low incidence of morbidity as ASA class 1 and class 2 patients in this setting.4

Figure 2 ASA Physical Status score.
Notes: Most patient electing to undergo cosmetic surgery will be classified as ASA 1 or 2, and will not need to undergo further evaluation prior to surgery; however, with reconstructive plastic surgery, which may also be offered on an ambulatory basis, patients may be more often classified as ASA 3 and would likely benefit from additional assessment.3
Abbreviation: ASA, American Society of Anesthesiologists.

A separate classification system, specific to cardiac risk assessment for noncardiac procedures, was published by the ACC/AHA in 2007 and recently revised in 2009. In this system, three elements contribute to assess the perioperative cardiac risk: patient-specific clinical variables, exercise capacity, and surgery-specific risks. Surgical procedures are stratified into high, intermediate, and low risk, with ambulatory surgery generally considered low risk with an accompanying risk of cardiac events at less than 1%. Patient-specific variables are split into active cardiac conditions, such as unstable coronary syndrome or decompensated heart failure, and clinical risk factors, such as ischemic heart disease, compensated congestive heart failure, cerebrovascular disease, treatment with insulin, and elevated creatinine. The presence of these factors correlates well with perioperative cardiac risk and, in fact, the presence of two or three or more variables is accompanied by a 7% and 11% risk of cardiac complications, respectively.5 In the ambulatory surgery setting – again considered low risk in the guideline’s risk stratification of the surgical procedure – patients with at least one clinical risk factor warrant further optimization and evaluation prior to scheduling. Patients with active cardiac conditions are not candidates for elective surgery and should be encouraged to present to a primary care physician or cardiologist for evaluation and treatment.

Interestingly, among these risk assessment schemes, age alone is not considered an independent risk factor when considering suitability for outpatient surgery, and, in fact, studies demonstrate that elderly patients experience less postoperative pain, dizziness, and emetic symptoms than their younger counterparts.6 Nevertheless, due to multiple comorbidities, elderly outpatients may experience a higher incidence of perioperative cardiovascular events, and recovery of fine motor skills may be slowed with increasing age.7 Due to a greater need for supervision post-procedure, social factors including lack of appropriate transportation, a responsible escort, or the presence of a caretaker at home take precedence when offering same-day surgery to those of advanced age, and elderly patients may subsequently be found less suitable to undergo outpatient surgery for these factors as well.

As plastic surgery is a field offering services to those of all ages, at the other end of life, ex-premature infants recovering from minor procedures under general anesthesia are noted to have an increased incidence of postoperative apnea, which has been thought to extend to the 60th week of life.8,9 Subsequently, such infants will require a high degree of postoperative monitoring in an inpatient setting until the surgeon and the anesthesiologist are comfortable that this risk has abated to an acceptable level.

Preoperative evaluation and risk assessment

With the assistance of largely subjective risk assessment tools, the physician’s greatest assistance in identifying any conditions that could endanger a patient’s ability to withstand the physiologic stress of surgery is the history and physical examination. An evaluation of past medical problems and their degree of optimization, past surgical and anesthetic history, specifically with relation to complications, current medications (including herbal remedies), and the presence of allergies alone identifies 86% of patient diagnoses (an additional 6% were identified with the physical exam, and a final 8% were determined with additional laboratory testing).10

Lab pretesting

The prevalence of unrecognized disease that influences surgical risk is low in healthy individuals. Nevertheless, clinicians often perform laboratory tests in this group of patients out of habit and medicolegal concern, with little benefit and a high incidence of false-positive results. Normal test values are usually arbitrarily defined as those occurring within two standard deviations from the mean, thereby ensuring that 5% of healthy individuals who have a single screening test will have an abnormal result. As more tests are ordered, the likelihood of a false-positive test result increases; a screening panel containing 20 independent tests in a patient with no disease will yield at least one abnormal result 64% of the time.11 Thus, the predictive value of abnormal test results is low in healthy patients with a low prevalence of disease. Aside from possibly causing patient alarm, the additional testing prompted by false-positive screening tests leads to unnecessary costs, risks, and a potential delay of surgery. In addition, clinicians often fail to act upon abnormal test results from routine preoperative testing, thereby actually creating an additional medicolegal risk. Subsequently, for ambulatory surgery procedures, deemed low risk, routine testing is not recommended, and, in fact, a practice advisory from the ASA and a safety guideline from the Association of Anaesthetists of Great Britain and Ireland recommend against routine preoperative laboratory testing in the absence of clinical indications.12,13

Directed preoperative testing is recommended when clinically indicated on a per patient and procedure basis. Selective testing is appropriate in specific circumstances, including patients with known underlying diseases or risk factors where the result would affect operative management or confer increased risk. Specific laboratory studies commonly ordered for preoperative evaluation include a complete blood count for patients at the extremes of age or with history of hematologic or liver diseases. A complete blood count is also of value in menstruating women patients depending on the degree of anticipated blood loss. Ordering an electrolyte panel and renal function assay for those patients with endocrine or renal disorders, and blood glucose for the obese may also be indicated. As diabetes is a disease with high prevalence in the overweight and obese populations, it does not fit the examples given above and screening is viewed as appropriate in those circumstances. Additional studies to consider include liver function studies, hemostasis evaluation, and urinalysis. Again, as there is a relatively high incidence of unknown pregnancy, this is an encouraged and often required screening laboratory test for women.

Preoperative electrocardiogram

High-risk patients or patients undergoing vascular or other high-risk procedure are strongly recommended to have at least a preoperative electrocardiogram (EKG). In relation to the relatively lower risk ambulatory procedures, in patients that have already been predetermined to be of lower risk, routine EKG has limited utility. Subsequently, the ACC/AHA guidelines released in 2007 states that an EKG is not indicated in asymptomatic patients undergoing low-risk surgery.5 Patients undergoing intermediate risk surgery with least one clinical risk factor are recommended to have a preoperative EKG performed.

Chest radiographs and pulmonary function testing

There is little evidence to support the use of a preoperative chest radiograph regardless of age unless there is known or suspected cardiopulmonary disease from the history or physical examination. In a meta-analysis of 21 studies of routine chest radiography, among a total of 14,390 routine chest X-rays, there were 1,444 abnormal studies. Only 140 abnormal findings were unexpected, and only 14 (0.1%) of all routine chest X-rays influenced management.14 Likewise, pulmonary function testing is rarely indicated but should be considered in patients with a history of lung resection, radiation, or decreased functional capacity.

Per ASA task force on preanesthesia evaluation, tests within 6 months are generally acceptable if no recent changes are noted. Scheduling an appointment for preoperative assessment 1–2 weeks before surgery was found to reduce preoperative anxiety when compared with assessment on the evening before surgery.15 This visit can be used for patient education, financial review, explanation of surgery-day procedures, and paperwork review, and may be useful to avoid cancellations, no shows, and substandard perioperative care.

Obstructive sleep apnea

Obstructive sleep apnea (OSA) is a very prevalent and important condition to consider in the evaluation of the ambulatory surgery patient, as it has associations with significant perioperative complications, and, once identified, relatively simple alterations in anesthetic technique may be employed to greatly increase patient safety. Mild OSA, characterized by 5–15 breathing pauses per hour during sleep, is found in one in four men and one in ten women, classifying OSA as the most common diagnosis of sleep-disordered breathing.16 Furthermore, recent studies indicate that this diagnosis is becoming even more common, paralleling the obesity epidemic we now see worldwide. Finally, OSA has also been found to increase surgical risk, both in the intraoperative and postoperative periods, making screening for OSA an increasingly important part of the evaluation of an ambulatory surgery candidate.

A 2012 meta-analysis of 13 studies showed that OSA increased the odds of the postoperative and intraoperative complications by factors of 2–4 depending on the complication.17 These complications were most frequently respiratory, including OSA exacerbation, desaturation, acute respiratory failure, and reintubation. Increased cardiac events, myocardial infarct/ischemia, arrhythmia, cardiac arrest, and increased length of hospital stay were also reported. Although not demonstrated in a recent retrospective analysis, it is generally believed that the severity of OSA (graded by number of apneic events during sleep) is correlated with these worse outcomes.18

Due to the high prevalence of the disease, screening is relatively straightforward and can be accomplished effectively with a short questionnaire. Some of the most common include the STOP BANG,19 sleep apnea clinical score,20 and the Berlin21 questionnaires, each reported in the literature as having sufficiently high sensitivity. These questionnaires assess various combinations of daytime sleepiness, neck circumference, witnessed events, and comorbid conditions such as obesity and hypertension (HTN). Consequently, we recommend that all patients be screened for OSA; however, the most clinical suspicion is directed toward the obese and those with conditions in which concomitant OSA is prevalent such as HTN and type 2 diabetes mellitus. OSA is also seen at higher rates in those with congestive heart failure and stroke, although these conditions themselves would warrant further evaluation and may preclude the patient from ambulatory surgery. Following screening those with a positive questionnaire or suspicious of the disease can then be directed toward definitive diagnosis – the gold standard being a sleep polysomnogram – and management by a specialist. In patients with established OSA, it is important to assess the severity, adequacy, and compliance of current treatment, as well as to document current treatment.

Ultimately, patients with controlled low/moderate-severity disease or even suspected OSA may proceed to low-risk procedures provided the postoperative narcotic requirement is not too high. A 2012 consensus statement reported that low-risk ambulatory surgery can be performed in patients with known or presumed OSA if these patients have well-controlled comorbidities and an ability to comply with recommendations for postoperative positive airway pressure therapy.21 Patients with OSA should continue their current treatment up to surgery, be prepared to continue afterward as soon as feasible, and should be instructed to bring their equipment on the day of surgery, should the need arise postoperatively for its use. Patients with severe or unoptimized OSA should seek treatment prior to scheduling surgery, and surgery should be delayed until the condition is considered controlled and the patient is compliant with treatment. Careful attention should be made in the evaluation of patients with OSA within the realm of plastic surgery, as many procedures are considered ambulatory and low risk yet may also come with a substantial postoperative narcotic requirement. In these patients, performing surgery in a setting with ability for more focused and longer postoperative monitoring and arrangements for conversion to a hospital stay if needed may be necessary.

Smoking cessation

All patients should be encouraged to quit smoking, for general health concerns; however, preoperatively this gains even more importance. Smoking cessation has been shown repeatedly in both case–control and cohort studies to reduce postoperative morbidity and mortality. In an extraction of 157 datasets, smoking prior to surgery increased the risk of wound complications, infection, pulmonary complications, neurological events, and postoperative admissions to the intensive care unit.23 Furthermore, in relation to the timing of cessation, a 2012 meta-analysis demonstrated that smokers who quit smoking 8 and 4 weeks prior to surgery had significantly lower risks of respiratory complications (RR =0.77 and 0.53, respectively). Those who quit 3–4 weeks before had lower wound healing complications (RR =0.69), and smokers who quit less than 4 weeks prior had similar rates of respiratory complications as current smokers.24 In conclusion, smokers should be encouraged to quit as far in advance of their surgical procedure as possible, with the greatest benefit being found with cessation greater than 4 weeks before operation.

NPO guidelines

Currently the ASA guidelines for preoperative fasting include abstaining from clear liquids 2 hours prior to surgery, avoiding light meals for 6 hours, and 8 hours for a meal with fried of fatty foods. Subsequently, for simplicity and, hence, greatest compliance, most practitioners suggest an all-encompassing fasting period of 8 hours, or nothing by mouth after midnight before surgery. However, this practice leaves patients dehydrated, potentially hypoglycemic, and possibility in a catabolic state at the time of surgery. Additionally, to be in physical and mental discomfort that comes with being in such a hungry and thirsty state is also distressing to patients. It has been shown that adequate hydration (eg, allowing oral intake of clear liquids up to 2–3 hours before surgery and/or IV hydration before induction of anesthesia) is associated with a decreased incidence of postoperative side effects, including pain, dizziness, drowsiness, thirst, and nausea.25,26 Due to short half-life of clear fluids in the stomach (10–20 minutes), residual gastric volume after 2 hours is actually less in patients ingesting small amounts of clear fluids than in fasted patients.27 Therefore, as prolonged fasting does not guarantee an empty stomach at the time of induction, several investigators have even questioned the value of relatively short 4- to 5-hour fasts before elective surgery.2831 In these studies, drinking 150 mL of water 2 hours before surgery significantly decreased the severity of thirst without increasing gastric volume in fasted outpatients.32 Ingestion of 150 mL of either coffee or orange juice 2–3 hours before induction of anesthesia had no significant effect on residual gastric volume or pH even in obese adults.32,33 Ultimately, further research will need to be directed toward clinical outcomes regarding updated NPO recommendations, but importantly for patient’s currently undergoing surgery, the standard of care and ASA guidelines continue to reflect the 8-hour NPO dictum.

Care in the immediate preoperative period

Understandably, it is very common for patients to feel anxiety and apprehension before surgery, and in order to address this, a number of pharmacologic and nonpharmacologic measures have been described. In addition to urging patients to get plenty of sleep the night before the procedure, some practitioners offer a medication that provides somnolence, such as a benzodiazepine, which will also offer additional anxiolysis. In fact, many plastic surgeons treat preoperative anxiety prophylactically. Anxiolytic medications such as alprazolam or lorazepam can be prescribed to patients 1–3 days prior to the procedure in doses of 0.25–0.50 mg three times daily and 2–4 mg twice per day, respectively. Additionally, clonidine, an alpha-2 agonist, given in doses of 0.1–0.2 mg orally in the morning of surgery has been shown to be dually beneficial by both decreasing blood pressure and providing a degree of sedation. Informed consent for the surgical procedure should be obtained in advance of the surgery, and many anesthesiologists do not feel that a small dose of a preoperative anxiolytic will interfere with the patient’s ability to sign consent for anesthesia.32 Ultimately, procedures performed on a well-relaxed patient will more than likely be much smoother than those performed on an irritable and anxious patient.

Nonpharmacologic methods to reduce anxiety are varied. In 1989 it was demonstrated that the preoperative visit with the anesthesiologist was more effective than pharmacologic interventions in reducing preoperative anxiety.33 Postoperative pain has been shown to be reduced with preoperative educational programs that could be included in the same preoperative visit with the anesthesiologist. Investigators have found that anxiety was significantly reduced when this visit was 1–2 weeks prior to surgery compared with an assessment the evening of surgery.2,5

Preinduction

Once in the operating room, continuous EKG, cycling blood pressure cuff, oxygen saturation monitor, end tidal carbon dioxide monitor, and temperature probe are placed on the patient per ASA guidelines. A neuromuscular monitor can be placed for cases involving paralysis, and placement of a cerebral activity monitor may be considered as well. Compression boots should be placed for deep venous thrombosis prophylaxis. A bladder catheter should be used in cases greater than 3 hours or in circumstances with the potential for large-volume fluid resuscitation or with bladder decompression, such as an abdominoplasty with liposuction.

Cerebral monitoring

While a patient’s vital signs remains the most useful method for determining the depth of anesthesia during surgery, the value of cerebral monitoring as an adjuvant to monitoring autonomic responses has increased in popularity and prevalence. One such device is the bispectral index (BIS). From Miller’s Anesthesia, “the BIS is an empirically derived scale that was proposed by Aspect Medical Systems (later purchased by Covidien [Boulder, CO, USA]) in 1994, as a novel way to monitor level of consciousness among patients receiving general anesthesia and sedation”.36 The value reflected in the BIS falls between 0 and 100, with 0 being without electrical activity on EEG and 100 registering as completely awake. Typically, values of the properly anesthetized patient range between 40 and 60. Several studies of BIS monitoring have reported that the use of cerebral monitoring can improve early recovery after general anesthesia in the ambulatory setting because of its ability to titrate anesthetics and thereby minimize both “overdosing” and “underdosing” with both intravenous (eg, propofol) and inhaled (eg, sevoflurane and desflurane) anesthetic drugs during the maintenance period.37 As a result of the anesthetic sparing effects of the use of cerebral monitors, additional studies have demonstrated a 30- to 90-minute reduction in the time to discharge home after ambulatory surgery.38

Patient positioning

Positioning is of special interest to the plastic surgeon, as many procedures carry a high risk of patient injury due to their potentially long duration, complicated patient positions, and possible requirement for intraoperative position changes. For instance, medial thigh lifts are frequently performed in lithotomy position, leading to increased risk of deep venous thrombosis or femoral nerve neuropraxia. A belt lipectomy will involve intraoperative repositioning with increased risk of trauma during the move. In breast surgery, many surgeons will flex a patient’s torso during the operation, potentially repeatedly, and care should be taken to avoid dislodgement of the endotracheal tube as well transient hypotension in the flexed position. Known areas of possible prolonged nerve pressure should always be padded and, in all cases, areas of the skin exposed to firm pressure should be padded to prevent pressure related skin damage and ulceration.

Temperature

Patients receiving general anesthesia are at an increased susceptibility to hypothermia in the operating room. This occurs due to derangement in thermoregulation, resulting from the inability to vasoconstrict and shiver, combined with the lower ambient temperature of the operating room and necessary exposure of the patient. Large randomized trials have proved that even mild hypothermia (ie, 1.5°C–2.0°C) leads to adverse outcomes, including a threefold increase in morbid myocardial outcomes, a threefold increase in risk for wound infection, coagulopathy, and need for allogeneic transfusion, prolonged recovery, and prolonged hospitalization.3941 Bleeding diathesis due to cold-induced platelet dysfunction, decreased wound healing possibly related to triggered thermoregulatory vasoconstriction, and increased incidence of infection (thought to be due to a decrease in the enzymatic activity of the patient’s host immune responses) have also been described.42,43 Thus, the ambient temperature of the operating room should be kept at a level that minimizes body heat loss, and a warming blanket should be used for longer procedures. While hypothermia is probably not a likely occurrence in short cases, a warming blanket is relatively inexpensive compared to other adjunctive devices with little risk of morbidity to the patient.

Induction and general anesthesia

Induction of anesthesia is usually obtained with a rapid-acting intravenous anesthetic. Propofol has replaced barbiturates due to its quick onset, fast recovery, and decreased potential for postoperative side effects.44 The most popular technique for maintenance of anesthesia is a combination of a volatile anesthetic with or without nitrous oxide (NO). The low solubility of newer volatile agents and NO contribute to a more rapid recovery from anesthesia at the conclusion of the procedure. Importantly, the emetogenic potential of NO in this case is outweighed by its anesthetic and analgesic sparing effects. A separate method of maintenance of anesthesia is total intravenous anesthesia, which utilizes a combination of propofol and a narcotic agent for analgesia, such as remifentanil or alfentanil. Studies suggest that total intravenous anesthesia is as effective as spinal anesthesia with the added benefit of decreased post-anesthesia care unit (PACU) recovery time prior to home readiness.45,46 Despite advantages gained by in local and regional therapy, general anesthesia remains popular and is associated with a higher incident of post-anesthetic side effects and prolonged PACU stay, as well as an increase in need for ancillary equipment such as padding, heated airway humidifiers, and forced warmers for patient comfort.

For airway protection, a breathing tube is often placed when administering general anesthesia. To alleviate the common complaint of sore throat postoperatively, in 1983 the laryngeal mask airway was introduced as a minimally invasive airway alternate to the endotracheal tube in securing an airway. The laryngeal mask airway has the advantage of being easily positioned without direct visualization or neuromuscular blockade. Patients ventilate spontaneously throughout the procedure, resulting in a decreased time to wake up at the conclusion of the case.47

Intraoperative management of patients with OSA

Patients with OSA are considered more susceptible to the respiratory depressant action of many drugs, with increased propensity toward upper airway obstruction (especially in the supine position), and a potentially difficult airway. As such, a general principle is to use an anesthetic technique that minimizes the use of respiratory depressants whose effects will continue into the postoperative period, avoid supine positioning as much as possible, and always have available assistance and equipment should the need to establish a difficult airway arise. In sedated patients, ventilation and oxygenation should be monitored, and the patient may need to be provided with continuous positive airway pressure via their home device or an oral airway to ensure adequate oxygenation and subsequently should be instructed in a preoperative visit to make this equipment available on the day of surgery.36

Specific recommendations by the ASA, in a guideline consensus on patients with OSA from 2014, include overall techniques to reduce sedative agents by choosing short-acting agents, those with decreased respiratory depressant potential, using a minimal amount of medication to achieve the desired effect (eg, by considering an infusion of sedative over a large dose bolus), and explore the possibility of providing regional anesthesia techniques whenever possible. As difficulties in laryngoscopy and intubation are common in those with OSA, preparing both routine and emergency equipment and planning for the possibility of advanced airway techniques or awake intubation should be considered. Therefore, the guideline consensus also recommends ensuring the presence of skilled assistance and to consider positioning with a ramp technique or to employ both nasopharyngeal and oropharyngeal airways to optimize the sniffing position. They further recommend that extubation should take place with the head up, with airway reflexes intact, neuromuscular blocking agents reversed, and with adequate ventilation.36

Monitored anesthesia care

The combination of local anesthesia and/or peripheral nerve blocks with intravenous sedative and analgesic drugs is commonly referred to as monitored anesthesia care (MAC) and has become extremely popular in the ambulatory setting.48 Compared to general anesthesia, MAC is associated with decreased total operating room time, decreased time to wake up and orientation, decreased time to home readiness, decreased postoperative nausea and vomiting (PONV), decreased postoperative pain, and increased patient satisfaction.49 Importantly, vigilant monitoring is required, as patients may rapidly progress from a “light” level of sedation to “deep” sedation (or unconsciousness) and, thus, may be at risk for airway obstruction, oxygen desaturation, and even aspiration. Although MAC is associated with the lowest incidence of postoperative side effects, there are other MAC-specific risks, such as the possibility of transient nerve palsy when peripheral nerve block techniques are used, which should receive consideration.50

Despite the advantages provided by administering MAC, general anesthesia remains popular among providers and patients, partially related to the fact that many patients simply prefer to “be asleep during the operation.” Furthermore, in plastic surgery, where procedures are performed on an elective basis and are subsequently considered low risk, the procedures themselves may be quite extensive (ie, belt lipectomy, large reduction mammaplasty) such that general anesthesia will be required for patient safety. Necessarily, a discussion between the surgeon, anesthesiologist, and patient will best determine which method of anesthesia is appropriate to render the patient free of discomfort while also allowing for minimal postoperative side effects and ultimately a safe and comfortable discharge home following the surgery.

Local/regional

Compared to both MAC and general anesthesia, procedures on the hand and face that can be performed with local or regional anesthesia have the benefit of faster recovery, minimal side effects like PONV, or respiratory complications, and offer a cost advantage through decreased need for nursing care postoperatively. Peripheral nerve blocks are a valuable supplement to both general anesthesia and MAC techniques. Safe and reliable blocks that offer complete analgesia to the face and hand have been well described in plastic surgery literature. For the face specifically, potential blocks to the infraorbital, mental, supraorbital, dorsal nasal, zygomaticotemporal and zygomaticofacial nerves may be performed in various combinations to allow larger procedures performed under local anesthesia.51 Techniques are also described to make it possible for patients to feel only the initial injection. These include using buffered local anesthetic, warming the solution, distracting the patient, using smaller needles, application of topical numbing agents, slow injection speed, and, importantly, gaining patient feedback of the pain of anesthetic injection to improve performer skill.52 Furthermore, liposomal bupivacaine can provide up to 72 hours of local pain relief and has proven safety and efficacy.53 A study of liposomal bupivacaine injection performed as a regional block in abdominoplasty with rectus plication found that patients experienced reduced postoperative pain, required less postoperative narcotic medication, and resumed both earlier ambulation and normal activity compared to controls.54

Spinal/epidural anesthesia

Spinal or epidural anesthesia may be of benefit in the cases of abdominal, breast, and lower extremity procedures. Spinal anesthesia is considered more reliable with a faster onset, whereas the epidural is more technically difficult but has the ability to be continuous with catheter placement at the conclusion of the procedure. A combination technique utilizing both spinal and epidural techniques allows fast onset with the flexibility of continuous epidural anesthesia. The small initial dose of intrathecal drug results in a more rapid onset, reduced side effects, and faster recovery from the sensorimotor blockade. If necessary, the epidural catheter could be used to extend the block beyond the duration of the spinal anesthetic.55,56

Intravenous regional anesthesia

For short (<60 minutes) superficial surgery involving one extremity, IV regional anesthesia (Bier’s block) is a simple and reliable technique that has been found to be more cost effective than general anesthesia for surgery involving the hand, and can be safely performed by both the surgeon and anesthesiologist with good results.57 In this technique, a double tourniquet is applied and an IV is placed distally in the affected extremity. Exsanguination is performed with limb elevation or the assistance of an Esmarch bandage, and the cuff is inflated. Local anesthetic is then infused into the vein, which subsequently flows retrograde up the limb while diffusing into the tissues while anesthetizing neighboring nerves.58 The double tourniquet technique is used to provide anesthesia under the area of the cuff to prevent patient discomfort and procedure intolerance related to discomfort from cuff pressure. The anesthetic agent originally described by Bier was procaine, although currently newer agents such as lidocaine and ropivacaine are used more frequently, with ropivacaine possibly providing longer analgesia after cuff deflation. Adjuvants such as ketorolac, clonidine, dexmedetomidine, gabapentin, and dexamethasone have all been described in an effort to improve the quality of analgesia provided.56,59,60

Special considerations for suction-assisted lipectomy

Anesthesia techniques for liposuction remains varied based on a number of factors, including patient comorbidities, anatomical areas being treated, type of liposuction being performed, length and extent of procedure, volume of liposuction planned, and physician and patient preference. Although no evidence supports the use of any single technique, the American Society of Plastic Surgeons Practice Advisory recommends avoiding neuraxial anesthesia (ie, spinal, epidural) in office-based settings because of potential hypotension and volume overload issues.61

Over the years, the liposuction technique has evolved in an effort to minimize blood loss while maximizing removal of adipose tissue. The main variation in technique relevant to the field of anesthesia is the introduction of wet, super-wet, and tumescent techniques. In these techniques, a varying amount of solution, with or without additives, is injected into the subcutaneous space to assist with the procedure. For example, in the wet technique, the volume of injected solution is 200–300 mL. In contrast, in the tumescent technique, for each milliliter of aspirate planned, the surgeon adds 3–4 mL of tumescent, usually containing a local anesthetic and epinephrine. While preinfiltration practices have been proven safe procedures, such large-volume injections can lead to profound metabolic alterations as well as complications with volume overload such as pulmonary edema. Therefore, knowledge of fluid management is necessary to assist the surgeon and anesthesiologist with predicting the fluid management needs of the liposuction patient. Careful attention should be paid in all the fluids being administered during the procedure. When assessing the overall output from the procedure, it is similarly important to consider the aspirate in addition to urine and blood loss from other procedures. It is estimated that 50%–70% of the tumescent solution is left behind at the conclusion of the procedure.62 Of this, 70% of subcutaneous infiltrate is presumed to be intravascular. Importantly, patients with a residual volume of tumescent solution, greater than 70 mg/kg, are at increased risk and need to be monitored for signs of fluid overload and will benefit from extended observation, with possible diuretic administration.63

The choice and use of anesthetics in liposuction technique has been studied. With small-volume liposuction, infiltrates with local anesthetic may be enough to provide adequate pain relief without the need for additional anesthesia. Marcaine may be used cautiously as an additive because of its severity of side effects, slow elimination, and inability to reverse potential toxicity.64 Lidocaine administered in wetting solutions has the potential to cause systemic toxicity. Although studies have reported administrations of up to 50 mg/kg safely, recommendations in its use include limiting the dose to 35 mg/kg and considering avoidance of the use of lidocaine when there will also be general or regional anesthesia.65 Epinephrine offers very distinct advantages including benefits to hemostasis as well as delayed absorption of the anesthetic agent; however, its use should be avoided in patients with hyperthyroidism, severe HTN, cardiac disease, and peripheral vascular disease.66

Postoperative nausea and vomiting

PONV is a common problem and can significantly impact the satisfaction or dissatisfaction with the entire surgical experience.67 For preventing PONV, the most cost-effective antiemetic combination consists of droperidol (0.625–1.25 mg IV), dexamethasone (4–8 mg IV), and generic ondansetron (4–8 mg IV).68 Using nonnarcotic adjuvants, such as ketorolac, selective COX-2 inhibitors, and IV acetaminophen during surgery, in what is described as a “balanced” analgesic technique, is also thought to decrease PONV via its narcotic sparing potential. Unfortunately, with regard to plastic surgery, many procedures are associated with large, open surface areas, and nonsteroidal anti-inflammatory drug (NSAID) usage is frequently discouraged due to its anti-platelet effect, although a recent meta-analysis of 27 studies with over 2,000 patients suggests that patients who received ketorolac intraoperatively did not experience increased adverse events or more perioperative bleeding than their controls.69,70

Obstructive sleep apnea and postoperative management

Because of the increased incidence of complications, especially respiratory, patients with OSA will typically require a greater length of close monitoring postoperatively with oxygen therapy and possibly the application of their home therapy device. According to the ASA guideline statement of 2014, patients at increased perioperative risk from OSA should not be discharged from the recovery area to an unmonitored setting until they are no longer at risk of postoperative respiratory depression.36 To establish that patients are able to maintain adequate oxygen saturation levels while breathing room air, respiratory function may be determined by observing patients in an unstimulated environment, preferably while asleep, as patients with OSA may only become hypoxemic while resting. Other recommendations include, as prior, employing narcotic-sparing analgesia methods, monitoring ventilation with capnography (ideally) or with chest wall impedance using the EKG as in most PACUs, and, if possible, keeping the patients in a semi-upright position (nonsupine if possible). Patients on continuous positive airway pressure preoperatively should resume therapy as soon as surgically feasible.

Summary

With regard to plastic surgery, the aim of ambulatory anesthesia is to provide safe and reliable anesthesia for potentially major operations while minimizing intraoperative and postoperative complications. This will allow the patient to be safely discharged and rapidly return to normal function. It is possible with the availability of rapid onset, short-acting, rapid-emergence agents with minimal postoperative side effects. To be effective however, the plastic surgeon and anesthesiologist must work together with the goal of maximizing patient safety.

Disclosure

The authors report no conflicts of interest in this work.


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