Epidemiological study of PM2.5 and risk of COPD-related hospital visits in association with particle constituents in Chuncheon, Korea
Received 21 August 2017
Accepted for publication 22 October 2017
Published 12 January 2018 Volume 2018:13 Pages 299—307
Checked for plagiarism Yes
Review by Single anonymous peer review
Peer reviewer comments 2
Editor who approved publication: Dr Richard Russell
Yong Suk Jo,1 Myoung Nam Lim,2 Young-Ji Han,3 Woo Jin Kim4
1Division of Pulmonary and Critical Care Medicine, Department of Internal Medicine, Kyung Hee University Medical Center, Seoul, 2Data Analysis Center, 3Department of Environmental Science, Kangwon National University, 4Department of Internal Medicine and Environmental Health Center, Kangwon National University Hospital, Kangwon National University School of Medicine, Chuncheon, Gangwon-do, Korea
Background and objective: Aside from smoking, which is already recognized as a strong risk factor for COPD, interest in the impact of particulate matter (PM) on COPD is increasing. This study aimed to investigate the effect of PM, especially with an aerodynamic diameter ≤2.5 µm (PM2.5), and its chemical constituents on the exacerbation of COPD.
Methods: Data on hospital visits including admission and outpatient clinic visits for exacerbation of COPD in Chuncheon, Korea, between 2006 and 2012 were extracted from the National Health Insurance Service database. PM2.5 and its chemical constituents were measured on the roof of the four-story Kangwon National University Natural Sciences building once every 3 days. Meteorological data were provided by the Korean Meteorological Administration.
Results: During the study period, the mean level of PM2.5 was 35.0±25.2 µg/m3, and the number of daily hospital visits were 6.42±4.28 and 2.07±1.93 for males and females, respectively. The number of COPD-related hospital visits increased with increasing PM2.5 after adjusting for meteorological covariates and females tended to be more affected sooner than males. Among the PM2.5 constituents, Al, Si, and elemental carbon were associated with increased hospital visits and there was a difference according to sex. In males, some constituents of PM2.5 were related to an increased risk of a hospital visit, mainly on the first and second days of measurement (Lag1 and Lag2). In contrast, there was no significant increase in the risk of hospital visits due to any of the PM2.5 constituents in females.
Conclusion: Concentrations of PM2.5 mass and some of the PM2.5 constituents were associated with increased COPD-related hospital visits in Chuncheon.
Keywords: COPD, PM2.5, constituents, hospital visit
COPD is a leading cause of morbidity and mortality worldwide, and its prevalence is increasing.1 It is characterized by progressive irreversible airflow limitation related to chronic airway inflammation.2 It is currently ranked the fourth most common cause of death in the United States, and is expected to become the third most common cause by 2020.1 Most patients with COPD experience exacerbation of respiratory symptoms and frequent hospitalization, resulting in enormous economic costs and debilitating conditions. Unfortunately, a clear pathogenesis of COPD has not been identified, and thus, it is important to identify and prevent risk factors associated with deterioration of the clinical course.
Like other systemic diseases, the development and progression of COPD is multifactorial. Smoking has been regarded as the most important risk factor for the development of COPD,3,4 but never-smoker COPD is reported at ~25%–45%.3,5,6 Several epidemiologic cross-sectional studies reported that elevated air pollution might be associated with the development and acute exacerbation of COPD, hospitalization, and even mortality in patients with COPD.7–12
Particulate matter (PM) is a complex mixture of small solid particles and liquid droplets in the air. PM with aerodynamic diameters ≤10 μm (PM10) has been reported to be associated with increased hospitalization, emergency department visits, and mortality.12–14 Furthermore, PM with aerodynamic diameters ≤2.5 μm (PM2.5) may be more directly involved as these fine particles can penetrate more deeply to approach the small airways and exert greater toxicity than PM10.8,10,15
According to a report recently released by the Health Effects Institute in the United States, Korea’s average annual PM2.5 concentration was 26 μg/m3 in 1990, but increased to 29 μg/m3 after 2015.16 Over the same 25 years from 1990 to 2015, the average PM2.5 concentration in member countries of the Organisation for Economic Co-operation and Development (OECD) has dropped to 15 μg/m3, whereas in Korea, it has risen to the worst level among OECD members excluding Turkey. In Korea, PM2.5-related research has been increasing since the recent release of information on PM2.5. However, most studies have been conducted in urban areas because air pollution mainly resulting from traffic and industrial processes are relatively more troublesome in urban than in rural areas.
In this study, we aimed to evaluate the association between PM2.5 concentration and COPD-related hospital visits and to identify the influence of PM2.5 components.
COPD-related hospital admission data
COPD-related health care use including hospital visits and admissions from Korean National Health Insurance Service (KNHIS) data have been reported.17
Data on COPD-related health care use in Chuncheon, Gangwon-do, between January 1, 2006 and December 31, 2012, were used. The KNHIS has managed a computerized database for all medical facilities since its implementation in 1998 and provides a unique and helpful approach for evaluating the nationwide magnitude of various diseases and related health care use. Medical institutions must report standard computerized claim documents for medical expenses and diagnostic codes for each admission based on the International Classification of Disease 10th (ICD-10) revision. We obtained information on the daily number of hospital visits for COPD according to the ICD-10 codes J44.x. All the KNHIS data used in this study were anonymous and did not contain any personally identifiable information, therefore no patient consent was needed.
Air pollution and meteorological information
Daily levels of PM2.5 were measured on the roof of the four-story Kangwon National University Natural Sciences building in Chuncheon once every 3 days from 2006 to 2012. To measure PM2.5 mass and metallic components, a 37 mm Teflon filter was used. Carbonaceous compounds were collected on a quartz filter at a flow rate of 16.7 L/min. Ionic components of PM2.5 were collected using a three-stage Teflon filter pack after ionic gases (SO2, HNO3, HNO2, and NH3) were removed by denuders to prevent both positive and negative artifacts. All ionic components were first collected on a Zefluor filter, and HNO3 and NH3 volatilized from the Zefluor filter were collected on a nylon filter and paper filter soaked in 1% citric acid, respectively.
For PM2.5 mass monitoring, the Teflon filter was stored in temperature- and humidity-controlled conditions for at least 24 hours before and after sampling and then passed through a static electric eliminator (2U500) before being weighed at least twice using an analytical balance. Metallic elements and ionic compounds were analyzed using energy-dispersive X-ray fluorescence (Spectro X-Lab Pro, Kleve, Germany) and ion chromatography (Waters Corporation, Milford, MA, USA), respectively. Carbonaceous compounds including elemental carbon (EC) and organic carbon were analyzed using National Institute for Occupational Safety and Health method 5040.18 Detailed sampling and analysis methods can be found in previous studies.19–22
Meteorological data including temperature, humidity, and precipitation were obtained from the Korean Meteorological Administration. Meteorological data and hospital visits were matched to the dates of PM2.5 measurement.
Descriptive data are presented as the mean ± standard deviation, minimum, lower quartile, median, upper quartile, and maximum. The response variable was the frequency of COPD-related hospital visits. Hospital visits occurred sporadically and followed an irregular distribution consisting of various numbers starting with zero. The majority of subjects did not visit a hospital, which may lead to underestimation of the impact of air pollutants on COPD-related hospital visits. Therefore, we applied a zero-inflated Poisson model, which is suitable for rare events with variable lengths of time followed.
The PM2.5 constituents-specific risk of hospital visits was analyzed by a Poisson model and expressed as relative risk (RR) with 95% confidence interval (CI). The relationship of PM2.5 and its constituents with COPD-related hospital visits was adjusted for covariates including temperature, humidity, precipitation, season, day of the week, and holiday status. Environmental effects may be delayed over a period of several days, and thus, we considered the lagged effects of the day of the event and up to 5 days (from Lag0 to Lag5). All analyses were two-sided and performed at a significance level of 0.05 unless otherwise noted. P<0.05 was considered statistically significant. All analyses were performed using SAS version 9.4 (SAS Institute, Cary, NC, USA).
This study was approved by the Institutional Review Board of Kangwon National University Hospital (IRB No 2013-12-011).
For the period of 6 years from 2006 to 2012, the mean PM2.5 concentration was 35.0±25.16 μg/m3 (range 1.46–146.99 μg/m3) and mean temperature and humidity were 11.36°C±9.47°C (range −8.99°C to 28.33°C) and 70.92%±12.81% (range 38.38%–94.54%), respectively.
There are four distinct seasons in Korea: spring (March through May), summer (June through August), fall (September through November), and winter (December through February). The PM2.5 level showed an obvious seasonal variation, with a lower level in summer (19.42±1.39 μg/m3) and higher level in winter (42.71±2.08 μg/m3). Within a 12-month period, the PM2.5 concentration was the highest in December (48.23±3.28 μg/m3) and lowest in August (13.43±1.48 μg/m3).
Risk of hospital visit for COPD according to PM2.5 concentration
The mean numbers of hospital visits for COPD-related respiratory difficulty are presented in Table 1. Hospital visits including both admissions and outpatient clinic visits were more prevalent for males than for females. Mean hospital admission and outpatient clinic visit rates expressed by number per day for COPD were 0.21±0.43 and 8.25±5.36 for males and 0.04±0.19 and 6.21±4.23 for females, respectively.
Table 1 Descriptive statistics of hospital visits in Chuncheon, Korea, from 2006 to 2012
The risk of a COPD-related hospital visit including admissions and outpatient clinic visits according to PM2.5 concentration is presented in Table 2. For every 10 μg/m3 increase in PM2.5 concentration, total hospital visits increased by 0.26% on Lag2 and Lag3 and by 0.25% on Lag4. When divided by sex, total hospital visits by males significantly increased by 0.32% and 0.25% on Lag3 and Lag4 but increased by 0.40% and 0.58% on Lag1 and Lag2. Hospital admissions were not affected by an increase in PM2.5 concentration, but the risk of an outpatient visit increased as the PM2.5 concentration increased, similar to total hospital visits.
Risk of hospital visit for COPD according to PM2.5 constituents
The relationship between PM2.5 constituents and the risk of COPD-related hospital visits is shown in Table 3. Among the constituents, Al and Si increased COPD-related hospital visits on Lag1 (RR, 1.0; 95% CI, 1.00–1.00, for both) and EC did so on Lag2 (RR, 1.14; 95% CI, 1.02–1.28). The influence of constituents on hospital visits analyzed according to sex is shown in Table 4. In males, Mg, Al, Si, Ti, As, Br, and EC were related to high risk for hospital visits in COPD patients, and especially, As was found to have a greater effect than other constituents (RR, 2.39; 95% CI, 1.00–5.69). However, no significantly associated constituents were found for females.
We observed that COPD-related hospital visits including outpatient clinic visits and admissions increased as the PM2.5 concentration increased and that some constituents of PM2.5 were related to an increased risk of hospital visits in Chuncheon, Korea. Our results demonstrated sex-specific effects on association between exposure to air pollutants and the risk of a hospital visit; females visited the hospital sooner than males and the risk of a hospital visit increased considerably more in females than in males. In our study, 79.9% of males and 96.5% of females did not visit a hospital for aggravation of COPD. This is consistent with the expectation that admission due to deterioration of COPD is a rare event, which might result in underestimation of the impact of PM2.5 and its constituents on the risk of exacerbation.
PM, a major component of air pollution, consists of solid and liquid particles that float around in air.23 Although PM10 is usually trapped in the upper airway, PM2.5 could approach the terminal bronchiole and alveolar space, and water-soluble pollutants might penetrate alveolar capillaries and then enter the systemic circulation.24 In this process, inflammatory signals become active and several inflammatory cytokines are released and even pollutants themselves might cause oxidative stress,25,26 which contributes to the development and exacerbation of chronic respiratory diseases.27
The influence of PM levels on respiratory disease has been reported in several studies, and focused on PM2.5; there are epidemiologic data regarding the harmful impact of PM2.5 on the higher prevalence,28 increase of exacerbation and emergency room visits,29 and mortality of COPD.30 As the interest in fine dust increases, PM-related studies are on the rise, especially in East Asia, and in China in particular.8,28 In Korea, information about PM2.5 was released in 2014, and thus, there have been several recent studies related to this. Most of the previous studies were performed in big urban city areas where the sources of PM, including traffic, industry, biomass, and long-range transport, are abundant.14,31 However, Chuncheon is a relatively small city comprising <1% of the population in Korea with 0.28 million inhabitants living mostly in rural areas outside the central district. Because there are no industrial complexes and there is not much traffic, the amount of pollution generated in the area itself is expected to be low, but because Chuncheon is located northeast from Seoul, the capital of Korea, drifting of dust from metropolitan areas over to Chuncheon with westerly winds may be possible. Furthermore, because the city is surrounded by mountains, dust cannot efflux to different locations easily. The World Health Organization defined the daily limit of exposure for PM2.5 and PM10 as 25 and 50 μg/m3, respectively.32 Considering that the expected amount of dust created in Chuncheon is low, meteorological and geographical factors might explain the high concentration of dust in Chuncheon. Furthermore, a recent study from a rural area of England showed that in a pattern similar to an urban city area, increases in CO and nitrogen oxides concentrations are related to a higher risk of hospital admission for exacerbation of COPD.33
After adjustment for meteorological factors that could influence variation of respiratory symptoms, including humidity, temperature, precipitation, and season, we found that PM2.5 and some constituents are meaningfully associated with an increment in hospital visits in patients with COPD. However, because the number of hospital admissions during the study period was too low, we found no significant effect of PM2.5 on the risk of hospital admission.
Li et al34 reported an association between PM and its constituents and health-related outcomes and showed K+, Ca2+, NO3−, and SO42− were associated with increased mortality in a 5 year study in Beijing. Son et al35 estimated the effects of PM2.5 and its chemical components on mortality in Seoul and found that Mg, NO3, SO4, and chlorine exhibited significant associations with mortality. In the present study, some constituents including Al, Si, and EC were related to an increased risk of COPD-related hospital visits; especially, the influence of EC was marked at Lag2. The results of this study are meaningful both clinically and ecologically since the effect of each constituent of PM2.5 on COPD-related prognosis was significant. Although COPD is influenced by multiple environmental factors,36 control of PM2.5 emission will benefit patients from increased hospital visits. For effective regulation, understanding of toxic components and sources of PM2.5 is needed. In addition, studies on the mechanism of air pollution in the development and exacerbation of COPD will be helpful for prevention strategies.
Some studies have shown sex-specific effects of air pollution on health-related outcomes. Kan et al37 found that females are more vulnerable to air pollution (PM10; SO2, NO2, and O3) than males, and Zanobetti and Schwartz38 observed that air pollution-related mortality was higher in females than in males. Clear reasons for the adverse effects of air pollution on females are not well known. Sex-specific differences with respect to the effects of air pollution may be related to smaller airways, greater airway reactivity, lung structural differences, and greater deposition of particles in the lungs of females.39–41 A difference in gene expression due to chronic air pollution exposure between males and females has also been reported.42
Our study has several limitations to consider. First, the number of hospital visits was obtained from the KNHIS database based on the claimed diagnosis of COPD defined by ICD-10 codes, which may not reflect the patient’s actual problem during that hospital visit. Second, the PM2.5 concentration was measured in only one place, which thus did not take into account any effect of the distance between the PM2.5 measurement site and the residence or principal locus of daily activity. Therefore, the impact of PM2.5 might be overestimated or underestimated depending on the distance from the measurement site. Third, there was a lack of demographic information that could influence hospital visits of COPD patients, such as age, smoking history, lung function, perceived quality of life, dyspnea scale, and previous exacerbation history. Fourth, we could not account for indoor air pollutants. Lastly, the low number of hospitalized events in COPD patients could have resulted in an underestimation of the effects of PM2.5 and its constituents as well.
In summary, we found a significant association between PM2.5 and the risk of COPD-related hospital visits. Furthermore, various constituents of PM2.5 might have a positive influence to increase the risk of hospital visits in COPD patients. In addition, there was a difference according to sex in the time until the COPD-related health care event occurred.
This study was supported by a grant from the Ministry of Environment, Republic of Korea.
The authors report no conflicts of interest in this work.
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