Early effects of roflumilast on insulin sensitivity in adults with prediabetes and overweight/obesity involve age-associated fat mass loss – results of an exploratory study
Authors Muo IM, MacDonald SD, Madan R, Park SJ, Gharib AM, Martinez PE, Walter MF, Yang SB, Rodante JA, Courville AB, Walter PJ, Cai H, Glicksman M, Guerrieri GM, Ben-Dor RR, Ouwerkerk R, Mao S, Chung JH
Received 15 August 2018
Accepted for publication 17 December 2018
Published 27 May 2019 Volume 2019:12 Pages 743—759
Checked for plagiarism Yes
Review by Single-blind
Peer reviewers approved by Dr Colin Mak
Peer reviewer comments 2
Editor who approved publication: Professor Ming-Hui Zou
Ijeoma M Muo,1 Sandra D MacDonald,2 Ritu Madan,3 Sung-Jun Park,1 Ahmed M Gharib,4 Pedro E. Martinez,5 Mary F Walter,3 Shanna B Yang,6 Justin A Rodante,7 Amber B Courville,6 Peter J Walter,8 Hongyi Cai,8 Michael Glicksman,3 Gioia M Guerrieri,5 Rivka R Ben-Dor,9 Ronald Ouwerkerk,4 Stephanie Mao,1 Jay H Chung1
1Laboratory of Obesity and Aging Research NHLBI, National Institutes of Health, Bethesda, MD 20892, USA; 2NHLBI Pulmonary Branch, Laboratory of Chronic Airway Infections, National Institutes of Health, Bethesda, MD 20892, USA; 3Diabetes Endocrinology and Obesity Branch, NIDDK, National Institutes of Health, Bethesda, MD 20892, USA; 4Biomedical and Metabolic Imaging Branch NIDDK, National Institutes of Health, Bethesda, MD 20892, USA; 5Section on Behavioral Endocrinology, NIMH, National Institutes of Health, Bethesda, MD 20892, USA; 6Clinical Center Nutrition Department, National Institutes of Health, Bethesda, MD 20892, USA; 7Laboratory of Inflammation and Cardiometabolic Diseases, NHLBI, National Institutes of Health, Bethesda, MD 20892, USA; 8Mass Spectrometry Clinical Core, NIDDK, National Institutes of Health, Bethesda, MD 20892, USA; 9NIMH, National Institutes of Health, Bethesda, MD 20892, USA
Purpose: Roflumilast (Daliresp, Daxas) is a FDA-approved phosphodiesterase 4 (PDE4) inhibitor for the treatment of moderate-to-severe chronic obstructive pulmonary disease. In mice and in limited human studies, this oral medication can cause weight loss and improve insulin sensitivity. We set out to determine the mechanism of its effect on insulin sensitivity.
Patients and methods: Eight adults with overweight/obesity and prediabetes received roflumilast for 6 weeks. Before and after roflumilast, subjects underwent tests of insulin sensitivity, mixed meal test, body composition, markers of inflammation, and mitochondria function. Dietary intake and physical activity were also assessed. Our primary outcome was the change in peripheral insulin sensitivity, as assessed by the hyper-insulinemic euglycemic clamp.
Results: This study was underpowered for the primary outcome. Pre- and post-roflumilast mean peripheral insulin sensitivity were 48.7 and 70.0 mg/g fat free mass/minute, respectively, (P-value=0.18), respectively. Among the mixed meal variables, roflumilast altered glucagon-like peptide 1 (GLP-1) hormone the most, although the average effect was not statistically significant (P=0.18). Roflumilast induced a trend toward significance in 1) decreased energy intake (from 11,095 KJ to 8,4555 KJ, P=0.07), 2) decreased fat mass (from 34.53 to 32.97 kg, P=0.06), 3) decreased total and LDL cholesterol (P=0.06 for both variables), and 4) increased plasma free fatty acids (from 0.40 to 0.50 mEq/L, P=0.09) The interval changes in adiposity and free fatty acid were significantly associated with the subject’s age (P-value range=<0.001 to 0.02 for the correlations). Inflammatory and adhesion markers, though unchanged, significantly correlated with one another and with incretin hormones only after roflumilast.
Conclusion: We demonstrate, for the first time in humans, increasing percentage of fat mass loss from roflumilast with increasing age in adults with prediabetes and overweight/obesity. We also demonstrate novel associations among roflumilast-induced changes in incretin hormones, inflammatory markers, peripheral insulin sensitivity, and adiposity. We conclude that roflumilast’s early effects on insulin sensitivity is indirect and likely mediated through roflumilast’s prioritization of lipid over glucose handling.
Clinical trials registration: NCT01862029.
Keywords: phosphodiesterase 4, obesity, diabetes, inflammation, incretins, aging
Plain language summary of the research
Roflumilast is an anti-inflammatory medication that is presently used to treat chronic obstructive pulmonary disease (COPD). Roflumilast has been shown to improve diabetes in limited clinical studies. Roflumilast inhibits an enzyme in the cell called phosphodiesterase 4 (PDE4). The PDE4 enzyme is present in many bodily systems and is involved in oxidative stress and in inflammation. Like COPD, the dysfunction in obesity also involves oxidative stress and inflammation at its cellular level. We, therefore, conducted a study in individuals with prediabetes and overweight/obesity to further understand how roflumilast works on their metabolism. A major challenge and limitation of the study was sufficient recruitment of subjects to meet the primary goal, which was to demonstrate that roflumilast improved how well the body handled glucose (insulin sensitivity). Despite this limitation, we gained some insights into possible ways that roflumilast affected insulin sensitivity. Future studies on roflumilast are needed as roflumilast may have multiple therapeutic benefits. Investigating a drug like roflumilast with previously known long-term side-effect profiles, for use in the treatment of prediabetes, diabetes and overweight/obesity, may help to accelerate the bench to bedside path to finding solutions to non-surgical treatment of obesity and its co-morbpid conditions.
In recent years, glucagon-like peptide 1 (GLP-1) agonists have rapidly shown greater pleiotropic benefits than most insulin analogs for the treatment of type 2 diabetes mellitus in the setting of obesity and elevated cardiovascular event risks.1,2 Such growing evidence for the superiority of GLP-1 agonists over most insulin analogs demonstrates the benefits of maximally utilizing the body’s own physiological process to begin to redirect the trajectory of a pathophysiological process. This approach to treating interconnected metabolic diseases requires an in-depth understanding of factors that trigger deleterious chemical reactions on a cellular level. In obesity, harmful chemical reactions occur when lipid supply exceeds the cells’ oxidative capacity and leads to the production of reactive oxygen species (ROS). These ROS destabilize the body from a cellular level as they trigger the sentinel events of inflammation and insulin resistance3,4 and generate a vicious cycle that ends in tissue remodeling, progressive metabolic decline, and increased risk of death and disability with aging.5,6 To break such a cycle, therefore, targeting sentinel-related events is critical and is likely to result in pleiotropic benefits.
One approach to address sentinel perturbations in obesity pathophysiology is by activating the enzyme, AMP-activated Protein Kinase (AMPK), through upregulation of the signaling molecule, cyclic AMP (cAMP).7 In the adipose tissue, increased AMPK facilitates an anti-inflammatory, insulin sensitive, thermogenic state.8–10 In muscle, AMPK activation increases mitochondrial biogenesis and fat oxidation and improves muscle performance.11 Both physical activity and caloric restriction improve skeletal muscle insulin sensitivity through AMPK-dependent mechanisms.12,13 Furthermore, the metabolic benefits of bariatric surgery may be partly due to the post-surgical increase in AMPK levels.14,15 Among the many ways to increase AMPK is to increase cAMP levels through inhibition of the enzyme, phosphodiesterase, that degrades cyclic AMP. Presently, there are 11 known classes of phosphodiesterase. In a previous investigation by our team, we demonstrated that the anti-obesity and insulin sensitizing effects of the red wine polyphenol, resveratrol, operated through phosphodiesterase 4 (PDE4) inhibition.11 In the current clinical setting, PDE4 inhibitors are used to treat chronic inflammatory conditions such as COPD16 and psoriasis.17 The PDE4 inhibitor, roflumilast, reduces the inflammation that drives the vicious cycle of airway remodeling in patients with moderate-to-severe COPD.18,19 For this patient population, a mean weight loss of 2.2 kilograms (kg) occurred over 6–12 months of taking roflumilast.16 In contrast, in a non-COPD patient population of women with obesity and polycystic ovarian syndrome, respective weight losses of 2 kg and 5 kg from roflumilast monotherapy and roflumilast plus metformin combination therapy occurred within 3 months.20,21 Similarly, another non-COPD population of subjects with newly discovered type 2 diabetes mellitus lost an average of 1.9 kg and reduced their hemoglobin A1c by 0.79% after 3 months of roflumilast monotherapy.22 These research findings highlight the need to further understand roflumilast’s metabolic effects in adults with overweight/obesity and insulin resistance.
The biology of PDE4 enzyme system, however, is complex. The enzyme’s detailed stratification beyond its four isoforms endows a highly controlled, but fundamental, function.23 In higher organisms, PDE4 enzyme can be found in the brain,24,25 lungs,24 immune system,24 adipose tissue,26,27 skeletal muscles,28 heart,25 liver,24 pancreas,25,29 intestines,30 and kidney.24 Many of these tissues, interestingly, are involved in obesity’s pathophysiology. Yet PDE4’s inherent complexity may, perhaps, partly explain the currently limited human studies on the mechanistic effects of PDE4 inhibitors in obesity and insulin resistance.20–22 In this study, we addressed this knowledge gap using a multi-pronged, exploratory approach. We hypothesized that roflumilast would improve insulin sensitivity in subjects with overweight/obesity and prediabetes over 6 weeks. We chose a 6 weeks study duration to minimize roflumilast’s weight loss mediated effects on insulin sensitivity. We studied only subjects with prediabetes, given diabetes’ clinical heterogeneity. Our primary outcome was the change in peripheral insulin sensitivity, as measured by the hyper-insulinemic euglycemic clamp. Our secondary outcomes were changes in hepatic insulin sensitivity, postprandial incretin response, body composition, inflammatory markers, and mitochondrial biogenesis.
Materials and methods
Research participants (males and females between 30 and 65 years of age and in good general health) were recruited from the surrounding community through print and electronic modes of advertisements. Our inclusion criteria included body mass index (BMI) between 24.9 and 39.5 kg/m2, weight stability (≤2.5 kg weight change) for at least 6 months prior to enrollment in the study and objective evidence of prediabetes, defined as serum fasting glucose between 100 mg/dL and 125 mg/dL or hemoglobin A1c that is within the range of 5.7% and 6.5%. Due to the box warning of suicidality from roflumilast,31 we also excluded subjects with psychiatric diagnoses using the Structured Clinical Interview for DSM-IV Axis I Disorders (SCID) and the Columbia-Suicide Severity Rating Scale (C-SSRS).32,33 Details on our inclusion and exclusion criteria are available at the clinicaltrials.gov website under the clinical trials registration number NCT01862029. All potential subjects signed a written informed consent form prior to undergoing full medical and psychiatric evaluation in the clinic in order to determine their eligibility. Subjects were financially compensated by the degree of their participation in the study. This study was approved by the Institutional Review Board at the National Institutes of Health and was performed according to the Declaration of Helsinki.
Subjects underwent the same set of evaluations before and after taking roflumilast. Subjects were advised to record their home diet and physical activity level with food records and an accelerometer (Actigraph, Pensacola, FL, USA), respectively, for 3 days before their inpatient stay. Upon admission, subjects met with a dietitian for a detailed review of their reported dietary intake. The dietary composition of the recorded foods and beverages was assessed using the Nutrition Data System for Research software (NDSR, Minneapolis, MN, USA). Subjects consumed a standardized diet starting at 2 days prior to their admission and remained on this diet during their inpatient stay. These diets were standardized using the ProNutra software system (Viocare Inc, Princeton, NJ, USA) and consisted of 55% of energy from carbohydrate, 30% from fat, and 15% from protein. These diets provided energy to meet caloric needs, as estimated using the Mifflin-St. Jeor equation,34 with a standardized physical activity factor.35
Subjects were admitted to the NIH Metabolic Clinical Research Unit for 3 days and 2 nights, where they underwent tests for hepatic and peripheral insulin sensitivity, mixed meal test, and laboratory tests for inflammatory and cellular adhesion markers, lipid profile, liver and thyroid functions, hematologic and chemistry panels. The magnetic resonance imaging/magnetic resonance spectroscopy (MRI/MRS) imaging was either performed as an outpatient when subjects picked up their standardized diets or as an inpatient. Dual energy x-ray absorptiometry (DEXA) imaging was performed on the first day of the admission. The hyper-insulinemic euglycemic clamp test and glucose tracer test of hepatic insulin sensitivity were performed on the same morning after an overnight stay, starting around 5 AM, with a 3-hour infusion of the glucose tracer. The mixed meal test was performed after another overnight stay. All subjects were in the fasting condition at the initiation of all of these tests.
Assessment of peripheral insulin sensitivity
Data for hepatic insulin sensitivity was obtained during fasting and during the clamp. The hepatic insulin resistance index was used to evaluate fasting hepatic insulin sensitivity. This index was determined by multiplying together the measured values from fasting hepatic glucose production and fasting plasma insulin concentration. A stable isotope technique with deuterium glucose as a tracer (Pine Pharmaceuticals, Tonawanda, NY, USA) was used to determine basal endogenous glucose production. Details of this method are shown in the Supplementary materials. For the hyper-insulinemic euglycemic clamp, regular insulin (Eli Lilly, Indianapolis, IN, USA) was infused at a constant rate of 40 mU/m2/minute after 8 minutes of loading dose of insulin at twice the rate. Serum glucose level was assessed every 5–10 minutes with a YSI 2700 dual chamber glucose analyzer (YSI Inc, Yellow Springs, OH, USA). The rate of intravenous glucose infusion was adjusted to keep the serum glucose level as close to 100 mg/dL as possible. Serum insulin levels, obtained during steady state glucose level, were used to calculate the measure of peripheral insulin sensitivity (M value), our primary outcome measure.36
Assessment of the incretin effect, circulating and inflammatory markers, and adipocytokines
In the fasted state, and before the mixed meal test, blood samples were drawn for the measurement of leptin, adiponectin, TNF-α, VCAM, ICAM, E-selectin, and MCP. Between the hours of 7:30–8:30 AM, a mixed meal stimulation test was performed after an overnight fast. For the test, subjects drank Boost Plus (35% fat, 15% protein, 50% carbohydrate) to meet 30% of estimated daily energy needs. Glucose, insulin, C peptide, and the incretin hormones – glucagon-like peptide 1 (GLP-1) and glucose-dependent inhibitory polypeptide (GIP) – were sequentially measured at predetermined times over 5 hours. Details on the laboratory assessment of the mixed meal variables are provided in the supplement.
Assessment of body composition
Using DXA (GE Healthcare, Madison, WI, USA), we assessed total and regional body fat and fat free mass. To quantify lipids in the abdominal area, muscle, and liver, we used MRI and MRS (Magnetom Verio, Siemens Erlangen, Germany), as previously described.37,38 Intramyocellular lipid (IMCL) and extramyocellular lipid (EMCL) content of the lower extremities were quantified from the muscle portion of these imaging results. Abdominal adiposity on MRI images was assessed at the L2–L3 and at L4–L5 lumbar regions.
Drug dispensing and monitoring
To ensure tolerability, subjects started roflumilast (Astra Zeneca, Wilmington, DE, USA) on the last day of their first inpatient stay at a dose of 250 mcg daily. A pharmacy-directed splitting of the 500 mcg market dose of the pills was accomplished before dispensing the prescription to the subjects. After the first dose of roflumilast, subjects were observed for 2 hours for immediate adverse reactions before they were discharged. Subjects were instructed to keep a medication diary, and to bring the diary and roflumilast medication to all clinic visits. At the end of the 2 weeks, subjects underwent clinical evaluation. Roflumilast dose was increased to and maintained at 500 mcg daily if no major adverse effects were found on evaluation. Subjects returned to the clinic 1 week later for repeat medical evaluation. All participants were instructed to contact the research team in the event of adverse symptoms. Additional clinic visits for close monitoring was at the discretion of the study team. To ensure their continued wellbeing, subjects underwent one final clinic visit at 1 week after they stopped roflumilast.
We aimed to detect a clinically relevant change of 20% from baseline in peripheral insulin sensitivity, as assessed using the glucose clamp’s M value.36 To detect this percentage difference using paired t-test, a minimum sample size of 12 subjects was needed to ensure 80% power.39 We aimed for a sample size of 15 subjects, in order to allow for a 20% dropout rate. Paired t-test was used for the analysis of normally distributed data. The Shapiro-Wilk test was used to assess for normal distribution of continuous variables. The non-parametric test – Related samples Wilcoxon-Signed Rank test – was used to test for the statistical significance of pre- and post-roflumilast data pairs that were not normally distributed. Results reported herein are mean values and standard errors, except where stated otherwise. Area under the curve (AUC) for the mixed meal test variables was calculated using the trapezoid rule. All relationships between two selected study variables were assessed with Spearman correlation. All P-values reported are two-sided; P<0.05 is considered significant. SPSS Statistics version 25 (IBM Corporation, Armonk, NY, USA) was used to perform the statistical analysis.
We were unable to achieve the needed sample size of 12 subjects for our primary outcome. Twenty-four subjects were screened in the clinic for the study and, of these, 14 subjects met the inclusion criteria and enrolled in the study. However, before the subjects began roflumilast, three subjects withdrew from the study due to their anticipated inability to meet the study demands, one subject reported an emergent appendectomy and, thus, withdrew from the study. One subject was withdrawn for a concerning new incidental finding on imaging. Therefore, nine subjects started roflumilast medication. Out of these subjects, one subject (a female) was withdrawn after 2 weeks of roflumilast because of new onset of bothersome insomnia and due to an unreported baseline symptom (atypical chest pain). Therefore, eight subjects completed the study (Table S1, Supplementary materials). The study completers were six men and two women and consisted of five African or African-Americans, two Caucasians, and one Hispanic. Mean age was 48.5 years (SD=4.2 years). Average BMI was 31.2 kg/m2 (SD=3.3 kg/m2). Mean HbA1c was 5.8% (SD=0.13%). Six out of the eight subjects were taking either no medication or were taking only a multivitamin at baseline. Two subjects were on a statin medication. One male subject had laboratory evidence of severe insulin resistance at baseline without an unusual clinical explanation.
Effect of roflumilast on peripheral insulin sensitivity
Peripheral insulin sensitivity as measured by the glucose disposal rate, M value, was, on average, unchanged for the seven subjects with complete data (P=0.18) (Table 1). Mean percentage change in M value from its baseline was, however, 46%, and six out of these seven subjects had over a 20% increase from baseline in their M values. Percentage change in M value correlated significantly with percentage changes in leptin and in L4–L5 visceral fat (Figures 1E and F). In the six subjects with paired data, we observed no interval changes in basal hepatic glucose output or in fasting hepatic insulin sensitivity (Table 1). We were unable to assess the effect of roflumilast on insulin suppression of hepatic gluconeogenesis, as originally planned, because of the technical limitations of the laboratory analysis process. Hemoglobin A1c was 5.72% (SE=0.09) after 6 weeks on roflumilast.
Table 1 Variables determined from the hyper-insulinemic euglycemic clamp procedure
Notes: *P-value as determined using Related Samples-Wilcoxon Signed Rank Test. All other P-values are from paired t-test analysis.
Effects of roflumilast on the incretin hormones
For the mixed meal test, the average energy intake of the test drink was 3,250 KJ (SE=153). We found no significant interval change in the AUC for C peptide, glucose, and the two incretin hormones assessed. Mixed meal C-peptide AUC was analyzed in lieu of insulin AUC because several insulin samples from the mixed meal test were hemolyzed and, thus, could not be reliably used for analysis.40 Of all of the mixed meal variables assessed, roflumilast affected GLP-1 AUC the most (Table 2). The range of the percentage change in GLP-1 AUC varied from –51% to +476%, with six out of the eight subjects having an increase in their GLP-1 AUC. Interestingly, the two subjects who had an interval decrease in their GLP-1 AUC both had an interval increase in their L4-L5 visceral fat content (Figure 1B) and over a 50% interval increase in their soleus EMCL content (Figure 1C). Roflumilast-induced changes in postprandial GLP-1 AUC also correlated significantly with percentage changes in the L4–L5 abdominal fat region (Figures 1A and B), but not in the L2–L3 abdominal fat regions.
Effect of roflumilast on body weight and body composition
The mean total body weight before and after roflumilast were 97.98 kg (SE=4.8) and 96.26 kg (SE=5.2), respectively. One subject lost 7.5% of his body weight during the study without any reported change in his appetite. No other subjects experienced this degree of weight loss. Average body weight change was –1.71 kg (P=0.12) and was due to fat mass loss (P=0.06), most significantly in the L2–L3 visceral region (P=0.03) (Tables 3A and B). No significant changes in the abdominal subcutaneous or liver fat content were observed. We observed very significant correlations involving age and percentage changes in: 1) plasma free fatty acid, 2) leg fat, 3) total body fat, and 4) trunk fat (Figures 2A–D).
Due to the technicality of the MRI procedure, complete MRI data of the lower extremities was obtainable in five of the eight subjects (Table 3C). On average, roflumilast decreased subjects’ IMCL and increased their extramyocellular lipid content – EMCL (Table 4). The percentage change in soleus EMCL significantly correlated with percentage changes in the L2–L3 visceral fat content and GLP-1 AUC (Figures 1C and D), but showed no significant correlation with any other percentage changes in abdominal fat compartments or with liver fat.
Changes in dietary intake and in physical activity
For the dietary stabilization for the inpatient tests, the mean energy intakes were, respectively, 9,705 KJ (SE=467) and 10,038 KJ (SE=451) pre- and post-roflumilast. Table 5 summarizes the data from the subjects’ food records. All records considered reliable by nutrition staff were used for analysis, regardless of whether or not the subjects subjectively reported their intake as more or less than typical. There was a trend toward a significant decrease in overall energy intake (P=0.07). Six of the eight subjects reported symptoms that could alter their food intake. These symptoms were transient nausea, decreased appetite, increased appetite, and early satiety. The three subjects who reported decreased appetite reported this symptom within the first 3 weeks on the medication. For the physical activity, we had paired accelerometer data on six subjects. Analysis of these data revealed no difference in physical activity before and after the roflumilast (P=0.46).
Effect of roflumilast on inflammatory and cellular adhesion markers and on mitochondrial biogenesis
Mean interval changes in inflammatory and cellular adhesion markers were not significant (Table 6). Nevertheless, several of these markers correlated with one another and with incretin hormones after roflumilast, but not before roflumilast (Figure 3). We observed three constellations of significant correlations involving these markers: 1) among leptin, peripheral insulin sensitivity, adiposity, and GLP-1 (Figure 1), 2) among adiponectin, GIP hormone, and adiposity (Figure 4), and 3) among E selectin, ICAM, and incretin hormones (Figure 3). Correlation of the inflammatory markers using percentage interval changes revealed significant correlation only with the E-selectin and ICAM pair (Figure 3A). We found no statistically significant effect of roflumilast on mitochondrial biogenesis of the polymorphonuclear blood cells (P=0.14).
Adverse events, effects of roflumilast on routine physical and laboratory tests
Subjects were compliant with roflumilast, as determined by pill count. Roflumilast was generally well tolerated. Drug-related adverse effects were mild-to-moderate and included insomnia, irritability, headache, nausea, loose stools, changes in appetite, musculoskeletal pain, and fatigue (Table 7). Subjects had no significant changes in their vital signs and routine laboratory tests (Table S2, Supplementary materials). We observed a trend toward a significant decrease in total cholesterol and LDL cholesterol (P=0.06 for both variables). The percentage changes between total and LDL cholesterol were highly correlated (Rho=0.93, P=0.001), thus suggesting that the changes in LDL cholesterol may account for a majority of the observed changes in total cholesterol. Fasting plasma free fatty acids also increased, although not significantly (P=0.09). Fasting triglyceride and HDL cholesterol levels were unchanged (Table 5).
Table 7 Study-related adverse effects reported by subjects who took roflumilast (the report is for all nine subjects who took roflumilast)
In this study, we did not observe any roflumilast-induced improvement in our primary outcome, peripheral insulin sensitivity, as assessed using the clamp study’s M value. However, this negative finding must be interpreted with caution, given that this study is underpowered for the primary outcome. A clinical study determined that a change in M value of 20% or greater correlated with a clinically important change in peripheral insulin sensitivity.39 Thus, despite the statistical non-significance in our primary outcome, it is worth noting that six out of the seven subjects with paired clamp data achieved at least a 20% increase, from baseline, in their M values, and that the average change in M value was 46%. Hence, the statistically negative finding of our primary outcome, which we attribute to our small sample size, ought not deter future mechanistic studies of the effects of roflumilast on insulin sensitivity.
A large clinical trial which provided 3 months of roflumilast to subjects with Type 2 diabetes mellitus demonstrated improved diabetes control by using hemoglobin A1c and fasting glucose data.22 In that study, the researchers found decreased postprandial free fatty acids and glucagon levels and speculated on incretins’ role in their reported findings.22 In this study, we provided subjects with 6 weeks of roflumilast, and used correlation analysis to directly implicate incretins in roflumilast’s early metabolic effects for the first time in humans. While we found no significant changes in the mean incretin AUC with roflumilast, our analysis revealed significant correlations among roflumilast-associated changes in incretins, insulin sensitivity, adiposity, and the adipocytokines – leptin and adiponectin. These correlations directly implicate incretins in roflumilast’s mechanism of action and may help to explain why PDE4 enzyme’s anti-lipolytic effects depended on nutritional state (fasting vs postprandial) and on whether or not insulin was present.26 Thus, using an enzyme inhibitor, we show a novel concept that PDE4 enzyme is a key link between inflammatory cells and energy stores and that incretins facilitate this link. This finding could prove critical in our understanding of the inflammation involved in postprandial lipemia. It is also noteworthy that, in this study, the atherogenic lipid profile improved, and the improvement trended toward statistical significance. Large scale epidemiologic studies demonstrate decreased prevalence of cardiovascular events in patients with COPD who take roflumilast,41 thereby suggesting that roflumilast may, indeed, have antiatherogenic benefits in patients with high cardiovascular event risk. Considering that roflumilast induces an incretin effect in mice and decreases post prandial free fatty acids levels in adults with insulin resistance,22,30,42,43 a GLP-1 mediated decrease in postprandial lipemia44,45 is a possible mechanism for the improved lipid profile. Further studies are, therefore, needed to elucidate the mechanistic link among PDE4 enzymes, incretin hormones, and free fatty acid flux in various bodily systems.
In the skeletal muscles, large influx of free fatty acids induces insulin resistance easily and robustly by reducing intracellular insulin signaling.46 When IMCL is reduced in subjects with insulin resistance, their muscle insulin sensitivity improves in some but not all lower extremity muscle groups.46 In subjects with obesity and insulin resistance, acute caloric restriction significantly decreases IMCL in soleus muscle and improves peripheral insulin sensitivity, even before significant loss of adiposity occurs.47 Thus, the observed relative decrease in IMCL (Table 4) likely reflects roflumilast’s known increased lipolytic action in skeletal muscles.11,48 The observed relative increase in EMCL likely reflects increased fatty acid supply from the adipose tissue due to roflumilast’s induced increase in adipose tissue lipolysis26 and the sequestering of these fatty acids into the extra-myo-cellular space to avoid intracellular lipo-toxicity. The correlation of insulin sensitivity with adiposity makers (Figures 1E and F) demonstrates that inter-individual variations in lipid metabolism likely contribute to varying time points for clinically improved insulin sensitivity. This correlation, in addition to the unchanged average insulin sensitivity, may indicate that the time to clinically improved insulin sensitivity depends on the degree of baseline tissue lipotoxicity.
Given that free fatty acids can cause insulin resistance,46 the ability to control free fatty acid flux into the skeletal muscle could, therefore, be one way to maintain peripheral insulin sensitivity. Among the coordinated roles of GLP-1 hormone is to increase microvascular flow to peripheral tissues such as the muscles.49 In this study, we observed differences in the degree of association among the incretin hormones and the IMCL/EMCL in the limb muscles assessed. This finding may suggest that the link between PDE4 enzymes and incretin hormones influence free fatty acid flux in the skeletal muscles. In mice, the highly oxidative soleus muscle has over a ten-fold greater PDE4 activity than the less oxidative tibialis anterior muscle.50 Accordingly, the soleus muscle may be physiologically positioned to manifest the greatest magnitude of roflumilast’s effect. Thus, the observed significant association of changes in soleus muscle’s EMCL with changes in GLP-1 may suggest a mechanistic link – that is, GLP-1’s induced increase in microvascular flow49 permits preferential delivery of fat to the more oxidative soleus muscles. It is interesting that, in our study, the two subjects with an interval decrease in GLP-1 AUC both had over a 50% increase in their soleus muscle EMCL. While this correlation does not necessarily indicate causality, the possibility of a lipid threshold for negative feedback control of GLP-1 release must be entertained.51 The significant association between the change in L2-L3 visceral adiposity with the change in soleus EMCL may also suggest that these two visceral adipose sites are equally physiologically linked. The observed reduced adiposity in the waist – that is within the L2–L5 region – sparks a reminder of L2–L5 spinal nerves’ myotome and dermatome distribution as well as of the interconnected sympathetic nerves and lumbar plexus in the waist. Additionally, PDE4 enzymes are abundant in the human brain, particularly in brain regions which control skeletal muscle movements and movements within visceral tissues.52 Thus, from an integrated biology viewpoint, roflumilast, via downstream beta-adrenergic signaling,50 may also be a physical exercise mimetic that increases abdominal fat and gait muscles’ lipolysis. While it is known that PDE4 inhibition improves exercise performance in mice,11 studies are needed in humans to demonstrate this possibility and to confirm the observed correlations.
In the setting of physical exercise, age is a critical determinant of the level of the free fatty acids that is released from the adipose tissue. Despite having adequate systemic catecholamines, older individuals release less free fatty acids from their adipose tissue than younger individuals during exercise.53 Recent research pinpoints the age-associated decrease in lipolysis to be due to NLRP3 inflammasome-mediated changes in macrophages which reduce adipose tissue catecholamine levels.54 In this study, we observed significant associations involving age, plasma free fatty acid level and percentage changes in total body and leg fat content. These strong associations lead us to hypothesize that roflumilast’s induced increase in adipose tissue lipolysis with increasing age is due to an over-riding of the reduced adipose tissue’s beta adrenergic effect with age. We postulate that the observed age-associated benefits of roflumilast occurs because, as a result of “inflammaging”,55 older individuals have greater PDE4 enzyme activity than their younger counterparts, and, hence, stand to experience a relatively greater cAMP increase from roflumilast than their younger counterparts. Our correlation findings suggest that older individuals with overweight/obesity may stand to benefit more than their younger counterparts from the weight loss effects of roflumilast. At the same time, in the presence of baseline insulin resistance,56 a roflumilast-induced increase in free fatty acid flux to the skeletal muscle could be more deleterious for insulin signaling in older adults than in their younger counterparts, particularly if the increased adipose tissue lipolysis was not coupled with sufficiently increased skeletal muscle lipolysis. Further studies, preferably large scale and longitudinal in nature, are needed to elucidate the combined effects of age and the severity of 1) lifestyle habits, 2) adiposity, and 3) skeletal muscle mitochondrial dysfunction on the time to overt manifestation of roflumilast’s effect on insulin sensitivity.
As other published studies on roflumilast and insulin resistance demonstrated weight loss with 3 months use of roflumilast,20,22 we embarked on 6-weeks use of roflumilast in order to reduce the weight loss confounding effect of roflumilast on insulin sensitivity. Despite the shortened drug exposure, we observed a trend toward significance in decreased total energy intake and in loss of fat mass, particularly in the visceral adipose region. It is conceivable that roflumilast’s effect on energy intake is centrally mediated, possibly indirectly, via GLP-1 signaling to the hypothalamus, given that human hypothalamic structures lack PDE4 enzyme.52 Roflumilast’s induced increase in GLP-130,42 could improve insulin sensitivity either through an incretin effect57 and/or through loss of adiposity.58 Among the mixed meal variables assessed in this study, roflumilast altered GLP-1 AUC the most. At the same time, in published trials, roflumilast induced a mean 2 kg weight loss over 3 months in subjects with insulin resistance.20,22 In light of these findings, longitudinal studies are, therefore, needed to determine what early metabolic effects of roflumilast are sustained over time, and what new compensatory effects appear with time.
In this study, we found no evidence of a roflumilast-induced decrease in systemic inflammation and of interval change in mitochondrial biogenesis in the peripheral blood cells of our subjects. Potential reasons for these findings include the small sample size, short study duration, type of immune cells assessed, and the peripheral sampling of these cells as opposed to sampling from specific tissues. The significant correlation of interval changes in E-selectin and ICAM is consistent with prior published findings of roflumilast’s inhibitory effect on the inflammatory cascade.59 The association of some of the inflammatory and adhesion markers with one another only at the 6 weeks timepoint (Figures 3D–F) could highlight anatomic and mechanistic areas of the inflammatory cascade where the effect of roflumilast is dynamic. Through our novel significant correlations, we demonstrate that modulation of the adipose tissue specific cytokines – leptin and adiponectin – are involved in roflumilast’s early metabolic effects. Furthermore, leptin and adiponectin play crucial roles in oxidative stress, inflammation, and insulin resistance.60,61 PDE4 inhibitors can activate the muscle’s antioxidant system, and such an effect would be expected to counteract oxidative stress and help prevent myocyte death.62 Thus, given our study’s association of changes in subcutaneous abdominal fat with 1) changes in adiponectin and 2) the post-pre difference in the leptin-to-adiponectin ratio, further studies are needed to determine whether or not these changes reflect roflumilast-induced improvement in skeletal muscle health.
Our study has various strengths and weakness. A major strength of this study is its exploratory design with simultaneous assessment of many variables of interest. In this understudied research area, the combined use of this study design with a clinically acceptable PDE4 inhibitor yielded many results that could be pieced together to gain some insights into PDE4 enzyme’s role in obesity and prediabetes’ pathophysiology. The various hypotheses generated from this exploratory study, therefore, could help to guide future studies and, thereby, help to accelerate the narrowing of the currently wide knowledge gap in this research area. Second, we sought out to minimize the weight loss confounding effect by using a short study duration. Third, we used dietary stabilization to minimize dietary effects on outcomes. Fourth, through our constellational correlations, we showed molecules that likely employ PDE4 enzyme downstream of their receptor signaling. Despite our study strengths, our study has various limitations. First, the study is underpowered for its primary outcome variable. Second, the novel correlations in this study provide a metabolic overview that needs to be delved into with additional studies. Third, we cannot definitively rule out the possibility that observational bias (lifestyle modification) contributed to the observed outcomes. Fourth, food record data is prone to error as it depends on the subject’s engagement in the data collection. Fifth, statin, although chronically prescribed in our two study subjects, could have affected the inflammatory markers and lipid profile.63 Sixth, the inherent technical limitations of our study procedures led to an incomplete dataset on some of the study variables. Seventh, we lack cellular data on the tissue-specific effects of roflumilast in humans including which PDE4 isoforms best explain each constellation of correlations. Lastly, our findings may not be generalizable to other PDE4 inhibitors or to other similar studies with different end timepoints or subject panel.
We conclude that the published finding of roflumilast-induced improvement in insulin sensitivity in subjects with insulin resistance22 most likely occurred through various mechanisms. These possible early mechanisms include a reduction in adiposity either due to roflumilast’s induced increase in skeletal muscle fat oxidation48 or via an increase in GLP-1. It is quite possible that changes in GLP-1 hormone drive several of the mechanisms such as on energy intake and on insulin secretion. In this study, we demonstrate a novel link, in humans, among PDE4 enzyme, incretin hormones, fat handling, and inflammatory markers through our constellation of significant roflumilast-induced correlations. We also demonstrate a novel association between age and roflumilast’s induced changes in fat mass in humans. Given that the cellular perturbations in both obesity and in aging reduce AMPK14,64 and trigger inflammation,55 we propose that PDE4 enzymes play a central role in the pathophysiology of the metabolic diseases seen in both obesity and aging (Figure 5). By increasing cAMP to increase AMPK, PDE4 inhibitors such as roflumilast stand to modify the sentinel cellular perturbations in both obesity and aging by targeting mitochondrial function,11 oxidative stress, and tissue inflammation.9,33 Thus, the potential to uncover another therapy with the pleiotropic benefits of GLP-1 agonists needs further investigation. Given the currently limited medical options for the simultaneous treatment of several cardiometabolic conditions in persons aging with obesity, future research would need to be prioritized to the potential of repurposing certain FDA-approved medications with acceptable long-term side-effect profiles for use in the treatment of obesity and its associated cardiometabolic diseases.
Figure 5 Working hypothesis for roflumilast’s age-associated beneficial changes in body composition.
Abbreviation: cAMP, cyclic AMP.
AMPK, AMP-activated protein kinase; cAMP, Cyclic AMP; COPD, chronic obstructive pulmonary disease; HS, CRP, high sensitivity C reactive protein; EMCL, extramyocellular lipid; FDA, Food and Drug Administration; GLP-1, glucagon like peptide 1; GIP, glucose-dependent insulinotropic polypeptide or gastric inhibitory peptide; HbA1c, glycosylated haemoglobin; ICAM, intracellular adhesion molecule; IMCL, intramyocellular lipid; MCP, monocyte chemoattractant protein; MRI, magnetic resonance imaging; MRS, magnetic resonance spectroscopy; PDE4, phosphodiesterase 4; TNF, tumor necrosis factor; VCAM, vascular cell adhesion molecule 1.
Data sharing statement
De-identified data results can be shared electronically with qualified investigators after all involved parties complete all necessary formal data request approval processes and executive agreements in accordance with the rules and regulations of their respective institutions. Beginning at 3 months after the publication of the manuscript, the authors can be contacted to request the de-identified data. The data will be available for request for 6 months.
The authors would like to thank: 1) Peter J Schmidt, MD (NIMH, NIH) for his administrative role with the psychiatric portion of the study; 2) Eunice Kennedy Shriver National Institute of Child Health and Human Development at National Institutes of Health for their salary support to IMM during her involvement in the study as an endocrine fellow 3) Megan Startzel, RN (NIDDK, NIH) for her help with the glucose clamp procedures; and 4) All of the exercise physiologists, nurses and staff at NIH’s metabolic unit as well as the pharmacists at the NIH’s clinical center. This work was supported by the Intramural Research Program, National Heart, Lung, Blood Institute, and National Institute of Diabetes and Digestive and Kidney Diseases, National Institutes of Health. The study sponsor (NIH) provided protocol review, funding, personnel, facility, and pharmaceutical assistance. The study’s research plan was presented at the Endocrine Fellows’ Foundation research meeting in Texas, USA in January 2016. The current affiliation of RM is the Medical College of Wisconsin, Milwaukee, WI, USA.
All authors contributed towards analyzing the data, drafting and revising the paper, gave final approval of the version to be published and agreed to be accountable for all aspects of the work.
The authors report no conflicts of interest in this work.
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Assessment of muscle and hepatic insulin sensitivity and vascular function
Hepatic insulin sensitivity was assessed during fasting and during the clamp. For the fasting condition, a hepatic insulin resistance index was calculated as the product of hepatic glucose production and fasting plasma insulin concentration. A stable isotope technique with deuterium glucose as a tracer was used to determine basal endogenous glucose production. [6,6-2H2] glucose was infused as an initial bolus of 5.1 mg/kg, then followed by a constant rate of 0.072 mg/kg/minute for 3 hours. At the end of the 3-hour time point, blood samples for [6,6-2H2] glucose were collected every 10 minutes for 30 minutes for measurement by liquid chromatography-mass spectrometry.1
For the hyper-insulinemic euglycemic clamp, insulin was infused at a constant rate of 40 mU/m2/minute following a loading dose of double the rate for the first 8 minutes. To access insulin induced suppression of hepatic gluconeogenesis during the clamp, [6,6-2H2] glucose was infused at a rate of 0.0182 mg/kg/minute. Serum glucose level was assessed every 5–10 minutes, and intravenous glucose infusion rate was adjusted to maintain the serum glucose level as close to 100 mg/dl as possible. Blood samples for assessing mitochondrial biogenesis of polymorphonuclear blood cells were obtained in the fasted state before the onset of the clamp and tracer procedures.
Assessment of the incretin effect, circulating and inflammatory markers and adipocytokines
Active GLP-1 and total GIP were measured in plasma containing DPP IV inhibitor using immunoassay kits from Meso Scale Discovery (MSD) (Rockville, MD). These kits are a sandwich immunoassay that uses electrochemiluminescence Sulfo-tagTM labels conjugated to detection antibodies that emit light upon electrochemical stimulation initiated at the electrode surfaces of microplates. The intra- and inter-assay CV were 4.03% and 5.62% for active GLP-1 and 4.39% and 7.06% for total GIP, respectively.
Adiponectin, leptin, TNF-α, E-selectin, MCP-1, VCAM-1, and ICAM-1 were measured using the human magnetic beads Luminex screening assays from R&D Systems (Minneapolis, MN, USA) according to the manufacturer’s manual.2 The coefficient of variation was less than 10% for all the samples.
Assessment of mitochondrial biogenesis
Polymorphonuclear blood cells were isolated from whole blood, which was first centrifuged at room temperature at 1,800x g for 25 minutes. The cell suspension was harvested, washed twice with PBS, and then centrifuged for 10 minutes at 600x g. Cell pellets from the second centrifuging were then collected and stored in liquid nitrogen until the time for performing the mitochondrial biogenesis assessment. Mitochondrial biogenesis was assessed as previously described.3
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Table S1 Baseline characteristics of subjects who completed the study (n=8)
Abbreviation: BMI, body mass index.
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