Association of blood eosinophils and plasma periostin with FEV1 response after 3-month inhaled corticosteroid and long-acting beta2-agonist treatment in stable COPD patients
Received 20 August 2015
Accepted for publication 9 November 2015
Published 22 December 2015 Volume 2016:11(1) Pages 23—30
Checked for plagiarism Yes
Review by Single anonymous peer review
Peer reviewer comments 2
Editor who approved publication: Dr Richard Russell
Hye Yun Park,1 Hyun Lee,1 Won-Jung Koh,1 Seonwoo Kim,2 Ina Jeong,3 Hyeon-Kyoung Koo,4 Tae-Hyung Kim,5 Jin Woo Kim,6 Woo Jin Kim,7 Yeon-Mok Oh,8 Don D Sin,9 Seong Yong Lim,10,* Sang-Do Lee8,*
On behalf of the KOLD Study Group
1Division of Pulmonary and Critical Care Medicine, Department of Medicine, Samsung Medical Center, Sungkyunkwan University School of Medicine, Seoul, Korea; 2Biostatistics Team, Samsung Biomedical Research Institute, Seoul, Korea; 3Division of Pulmonary and Critical Care Medicine, Department of Internal Medicine, National Medical Center, Seoul, Korea; 4Division of Pulmonary and Critical Care Medicine, Department of Internal Medicine, Ilsan Paik Hospital, Inje University College of Medicine, Goyang, Korea; 5Division of Pulmonary and Critical Care Medicine, Hanyang University Guri Hospital, Hanyang University College of Medicine, Gyeonggi-do, Korea; 6Division of Pulmonology, Department of Internal Medicine, Uijeongbu St Mary’s Hospital, Gyunggi-do, Korea; 7Department of Internal Medicine, Kangwon National University, Chuncheon-si, Gangwon-do, Korea; 8Department of Pulmonary and Critical Care Medicine, Clinical Research Center for Chronic Obstructive Airway Diseases, Asan Medical Center, University of Ulsan College of Medicine, Seoul, Korea; 9Respiratory Division, Department of Medicine, University of British Columbia, Vancouver, BC, Canada; 10Division of Pulmonary and Critical Care Medicine, Department of Medicine, Kangbuk Samsung Hospital, Sungkyunkwan University School of Medicine, Seoul, Korea
*These authors contributed equally to this work
Background: COPD patients with increased airway eosinophilic inflammation show a favorable response to inhaled corticosteroids (ICS) in combination with a long-acting bronchodilator. Recent studies have demonstrated a significant correlation of sputum eosinophilia with blood eosinophils and periostin. We investigated whether high blood eosinophils and plasma periostin were associated with an improvement in forced expiratory volume in 1 second (FEV1) after 3-month treatment with ICS/long-acting beta2-agonist (LABA) in stable COPD patients.
Patients and methods: Blood eosinophils and plasma periostin levels were measured in 130 stable COPD subjects selected from the Korean Obstructive Lung Disease cohort. Subjects began a 3-month ICS/LABA treatment after washout period.
Results: High blood eosinophils (>260/µL, adjusted odds ratio =3.52, P=0.009) and high plasma periostin (>23 ng/mL, adjusted odds ratio =3.52, P=0.013) were significantly associated with FEV1 responders (>12% and 200 mL increase in FEV1 from baseline after treatment). Moreover, the addition of high blood eosinophils to age, baseline positive bronchodilator response, and FEV1 <50% of the predicted value significantly increased the area under the curve for prediction of FEV1 responders (from 0.700 to 0.771; P=0.045).
Conclusion: High blood eosinophils and high plasma periostin were associated with improved lung function after 3-month ICS/LABA treatment. In particular, high blood eosinophils, in combination with age and baseline lung function parameters, might be a possible biomarker for identification of COPD patients with favorable FEV1 improvement in response to ICS/LABA treatment.
Keywords: eosinophils, periostin, COPD
COPD is a progressive inflammatory disorder that is characterized by persistent airflow limitation.1 It affects approximately 10% of adults over 40 years of age and is the third leading cause of death worldwide.2 Although most COPD guidelines advocate the use of inhaled corticosteroids (ICS) for only those with frequent exacerbations, in real clinical practice, they are widely used especially in combination with a long-acting beta2- agonist (LABA).3,4 Because only a small fraction of COPD patients are responsive to ICS-based therapy,5,6 identifying characteristics associated with ICS-responsiveness is crucial for clinicians to make therapeutic decisions. Nonetheless, little information is available on which clinical features might predict a favorable ICS response. Although neutrophils are thought to play a prominent role in the pathogenesis of COPD,7 Christenson et al8 recently reported that eosinophilia and T helper type 2 (Th2) inflammation might also play a significant role in a subset of patients with COPD and that approximately 20% of smokers with COPD have a Th2-high signature. This result is consistent with previous findings that airway eosinophilic inflammation is not uncommon, but is present in approximately 20%–40% of COPD patients.9 Furthermore, several studies showed that an increased sputum eosinophil count is related to improvement in lung function following treatment with ICS in COPD.10,11 However, sputum induction is challenging in COPD, and the results are often difficult to interpret. A recent study suggested that blood eosinophils may be a good indicator for sputum eosinophils.12 Another blood surrogate marker of eosinophilic airway inflammation may be serum periostin.13 In this study, we determined whether increased levels of blood eosinophils and periostin are associated with a significant improvement in forced expiratory volume in 1 second (FEV1) after 3-month treatment with ICS/LABA in patients with stable COPD.
Patients and methods
All subjects were selected from the Korean Obstructive Lung Disease (KOLD) cohort, which prospectively recruited subjects with obstructive lung disease from the pulmonary clinics of 14 hospitals in Korea from June 2005 to December 2012. Details of the KOLD study have been published previously.14 After enrollment in the KOLD cohort, some subjects underwent a 2-week washout period and then received treatment with a fixed-dose combination inhaler of ICS and LABA. However, subjects whose condition did not allow cessation of medications did not undergo a washout period and maintained their original treatment. This decision was made at the discretion of the treating physicians. Among the subjects with a washout period, a total of 189 fulfilled the four inclusion criteria: ≥40 years, post-bronchodilator FEV1/forced vital capacity (FVC) <0.7, more than 10 pack-years of smoking history, and no or minimal abnormality on chest radiography. Baseline clinical data were obtained after cessation of the following respiratory medications: an ICS for 2 weeks, an inhaled LABA, or long-acting muscarinic antagonist for 2 days, an inhaled short-acting β2-agonist or inhaled short-acting anticholinergic for 12 hours. For the following 3 months, COPD was treated with a fixed-dose combination inhaler of ICS and LABA (50 μg salmeterol/500 μg fluticasone or 9 μg formoterol/320 μg budesonide, twice daily). Spirometry data were evaluated in 182 subjects after 3-month treatment with combined inhalation ICS and LABA. Excluding 30 subjects with addition of tiotropium to ICS and LABA and 22 subjects for whom blood samples were not collected, 130 subjects remained eligible for analysis in this study (Figure 1). The study protocol was approved by the Asan Medical Center Institutional Review Board (no 2005-0010). Written informed consent was obtained from all of the participating patients.
Figure 1 Study flow diagram.
Blood eosinophils and plasma periostin measurements
Blood samples were collected after 2-week washout of ICS and before the 3-month treatment, separated into their various components, aliquoted, transferred to the KOLD Data Coordinating Center on dry ice, and kept in −80°C freezers until use in this study. Plasma samples were thawed for periostin and they were measured using a commercially available ELISA kit (Adipo Bioscience, Santa Clara, CA, USA) according to the manufacturer’s instructions. The lower limit of detection of these assays was 2 ng/mL, and values that were below this level of detection were recorded as 1 ng/mL. Peripheral blood eosinophil counts were routinely obtained from the standard complete blood counts after 2-week washout of ICS and before the 3-month treatment. The reference range of blood eosinophils is 1%–5%.
Pulmonary function test
Spirometry was performed according to the recommendations of the American Thoracic Society using a Vmax 22 (Sensor-Medics, Yorba Linda, CA, USA) and PFDX (MedGraphics, St Paul, MN, USA).15 Absolute values of FVC and FEV1 were obtained, and the percentage of the predicted (pred) values (% pred) for FEV1 and FVC was calculated from equations obtained with a representative Korean sample.16 A positive bronchodilator response (BDR) at baseline was defined as a post-bronchodilator increase in FEV1 of at least 12% and 200 mL from baseline values.17
Spirometry was conducted at baseline and after 12 weeks of treatment. Subjects were classified as FEV1 responders or FEV1 non-responders based on FEV1 improvement of at least 12% and 200 mL from baseline after 3 months of combined treatment with ICS/LABA.
Data are presented as medians and interquartile ranges (IQRs) for continuous variables and as frequencies (percentages) for categorical variables. Data were compared using the Mann–Whitney U-test for continuous variables because of non-normality and Pearson’s χ2 test or Fisher’s exact test for categorical variables. To determine the optimal cut-off value of blood eosinophils and plasma periostin for the prediction of FEV1 responders, the Youden’s index, defined as (sensitivity + specificity) −1, was calculated at each cut-off. The cut-off point showing the highest Youden’s index was considered the optimal cut-off value.18 The optimal cut-off values of blood eosinophils and plasma periostin were 260/μL (sensitivity 60% and specificity 69% with Youden’s index of 0.288) and 23 ng/mL (sensitivity 43% and specificity 76% with Youden’s index of 0.190), respectively. A logistic regression model was used to assess the relationship between biomarkers and treatment response. Statistical adjustments were made for age, body mass index (BMI), smoking status, emphysema index, positive BDR, and baseline FEV1 <50% pred as covariates. Sex was not included as a covariate, because 97.4% of the population were male. We also determined the discriminatory properties of high blood eosinophils and plasma periostin in predicting FEV1 responders by constructing a receiver operator characteristic curve and calculating the area under the curve (AUC) or C-statistic. To create the best model, we first conducted univariate analyses of the salient risk factors listed previously and identified the variables that were significant. Among them, the variable with the highest AUC was selected as the baseline covariate. To this baseline covariate, we successively added the variable with the second highest AUC and then the variable with the third-highest AUC score, and so forth until all the significant variables on the univariate analysis were exhausted. To the penultimate model, we added high blood eosinophils or plasma periostin to evaluate the incremental effects of high blood eosinophils or plasma periostin on AUC. All tests were two-sided, and a P-value <0.05 was considered to indicate statistical significance. Data were analyzed using IBM SPSS Statistics for Windows, version 22.0 (Armonk, NY, USA) and Stata software, version 12 (StataCorp LP, College Station, TX, USA).
Baseline characteristics of the 130 COPD subjects are summarized in Table 1. There were 126 (97%) males and 4 (3%) females, with a median age of 67 years (IQR, 61–70 years). The median BMI was 23.4 kg/m2 (IQR, 21.5–25.1 kg/m2). There were 53 (41%) current smokers and 77 (59%) ex-smokers, with a median smoking history of 45 pack-years. Also, 50 (39%) subjects had dyspnea with a modified Medical Research Council grade ≥2. The most common comorbidity was chronic heart disease (42%), followed by diabetes mellitus (7%). The median FVC (L), FVC (% pred), FEV1 (L), and FEV1 (% pred) were 3.3 L (IQR, 2.6–3.7 L), 74.1% pred (IQR, 64.4%–87.1%), 1.5 L (IQR, 1.1–1.8 L), and 49.5% pred (IQR, 38.8%–60.8%), respectively. The median distance achieved on the 6-minute walk test was 445 m (IQR, 403–486 m), and a positive BDR was demonstrated in 47 (36%) subjects. Seventeen subjects reported 27 exacerbations during 3 months. Laboratory findings were as follows: median blood white blood cell count of 7,240/μL (IQR, 6,000–8,450/μL), median blood neutrophils 3,921/μL (IQR, 3,094–4,811/μL), median blood eosinophils 200.0/μL (IQR, 120.6–345.6/μL), and median C-reactive protein level 1.5 mg/L (IQR, 0.6–3.7 mg/L). The median plasma periostin level was 9.0 ng/mL (IQR, 1.0–41.3 ng/mL). There were 53 (41%) subjects with high blood eosinophilia (>260/μL) and 39 (30%) subjects with high plasma periostin level (>23 ng/mL). Fifteen (12%) subjects had both high blood eosinophilia and high plasma periostin level.
Table 1 Baseline characteristics of 130 COPD patients
Comparison between FEV1 responders and FEV1 non-responders
After 3 months of treatment with ICS and LABA, 42 (32%) subjects were classified as FEV1 responders. As shown in Table 2, there were no significant differences in sex, smoking history, BMI, dyspnea scale, distance on the 6-minute walk test, exacerbation, and emphysema index between FEV1 responders and FEV1 non-responders.
FEV1 responders were more likely to have baseline FEV1 <50% pred (P=0.045) and positive BDR at baseline (P=0.002), whereas FEV1 non-responders had a higher FEV1 (L) and (% pred) and FVC (L) and (% pred) than FEV1 responders (FEV1 (L), P=0.036; FEV1 [% pred], P=0.005; FVC (L), P=0.034; and FVC [% pred], P=0.004). The proportion of subjects with high blood eosinophils (>260/μL, 60% vs 32%; P=0.003), high plasma periostin (>23 ng/mL, 43% vs 24%; P=0.027), and with high blood eosinophils and high plasma periostin (24% vs 6%; P=0.002) were significantly higher in the FEV1 responders than the FEV1 non-responders (Figure 2).
Figure 2 Comparison of high blood eosinophils and high plasma periostin between FEV1 responders and FEV1 non-responders.
Blood eosinophils and plasma periostin levels in FEV1 responders
As shown in Table 3, blood eosinophils >260/μL, plasma periostin level >23 ng/mL, positive BDR at baseline, and baseline FEV1 <50% pred were positively associated with FEV1 responders. Adjustment of age, BMI, smoking status, exacerbation, emphysema index, positive BDR at baseline, and baseline FEV1 <50% pred showed that blood eosinophils >260/μL (adjusted odds ratio [aOR] =3.52; 95% confidence interval [CI] =1.37–8.99; P=0.009), plasma periostin level >23 ng/mL (aOR =3.52; 95% CI =1.31–9.49; P=0.013), and combined blood eosinophils >260/μL and plasma periostin level >23 ng/mL (aOR =6.40; 95% CI =1.60–25.55; P=0.009) were associated with FEV1 responders.
Among the clinical variables, the most predictive variable for FEV1 response after 3-month treatment with ICS and LABA was positive BDR at baseline, which had an AUC of 0.637 (95% CI =0.548–0.726). The next predictive variable was age (AUC =0.608; 95% CI =0.509–0.707), followed by baseline FEV1 <50% pred (AUC =0.594; 95% CI =0.504–0.684). The combination of positive BDR at baseline, age, and baseline FEV1 <50% pred yielded an AUC of 0.700 (95% CI =0.602–0.800). The addition of blood eosinophils >260/μL increased the AUC of this model significantly to 0.771 (P=0.045; Table 4). However, addition of the variable of plasma periostin >23 ng/mL or combined high blood eosinophils >260/μL and high plasma periostin >23 ng/mL to the previous model did not yield a significant improvement in AUC (P=0.346 for plasma periostin >23 ng/mL and P=0.064 for high blood eosinophils >260/μL and high plasma periostin >23 ng/mL).
To the best of our knowledge, this is the first study that investigates the relationship of blood eosinophils and plasma periostin with lung function changes related to ICS and LABA combination treatment in stable COPD patients. We showed that high blood eosinophils (>260/μL) and high plasma periostin (>23 ng/mL) were significantly related to FEV1 improvement after 12 weeks of treatment with ICS and LABA in COPD patients and found that the addition of high blood eosinophils (>260/μL) to baseline positive BDR, age, and baseline FEV1 <50% pred significantly increased the prediction accuracy for treatment response.
Eosinophilic airway inflammation is increased during acute exacerbations of COPD, and peripheral blood eosinophil count has been reported as a promising biomarker to predict response to corticosteroid therapy during COPD exacerbations.19 Stable COPD is classically thought to be driven by neutrophils and the T helper type 1 immune response;20 however, COPD patients have elevated eosinophils in airway wall biopsies and increased activity of eosinophils in bronchoalveolar lavage fluid.21,22 Moreover, Christenson et al showed a significant overlap of airway epithelial gene expression alterations in both asthma and COPD subset, and demonstrated that asthma-derived gene expression signatures of Th2 inflammation are associated with increased eosinophil counts and a favorable ICS response in COPD patients.8 Our data extend these findings by demonstrating that high blood eosinophils were associated with treatment response (defined as an increase in FEV1 of at least 12% and 200 mL from baseline) following ICS and LABA treatment. Furthermore, combining high blood eosinophils with age and lung function parameters at baseline (baseline positive BDR and baseline FEV1 <50 [% pred]) increased AUC significantly, providing additional discrimination beyond that achieved by clinical variables. Thus, high blood eosinophils, together with lung function parameters at baseline, may identify an ICS-responsive phenotype in COPD.
Periostin is a disulfide-linked 90-kDa heparin-binding N-glycosylated protein containing four tandem fasciclin domains.23 Periostin is secreted from bronchial epithelial cells in response to interleukin (IL)-13, a central mediator of allergic asthma.24,25 Jia et al showed that the circulating levels of periostin are significantly higher in asthmatic patients with evidence of eosinophilic airway inflammation relative to those with minimal eosinophilic airway inflammation, suggesting that periostin may serve as a good systemic indicator of eosinophilic airway inflammation.13 Because ICS treatment substantially suppresses Th2-driven eosinophilic inflammation and reduces IL-13 levels,26 periostin has received attention as a potential biomarker of treatment response in asthmatic patients. Indeed, lung function improvement following anti-IL-13 therapy in severe asthma was greater in patients with high periostin than in those with lower levels.27 Our study analyzed the plasma periostin as another biomarker related to the Th2-related signature and showed that high plasma periostin levels were independently associated with treatment response after 3 months of treatment with ICS and LABA. However, in contrast to high blood eosinophils, high plasma periostin levels alone or combined with high blood eosinophils did not have an additive role to increase prediction accuracy for treatment response, suggesting limited utility as a biomarker of ICS-responsive phenotype in COPD. Our data agree with those of a previous study, which showed that the periostin gene (POSTN), one of the IL-13 inducible genes, was repressed by smoking, thus may not be a good Th2 inflammatory marker in smokers with COPD.8
In our study, a positive BDR at baseline and baseline FEV1 were related to FEV1 improvement after 3-month treatment with ICS and LABA in COPD patients, whereas the emphysema index was not significantly different between FEV1 non-responders and FEV1 responders. There have been conflicting data regarding the relationship between airway reversibility and emphysema severity. Kitaguchi et al28 reported that COPD patients without emphysema on chest high-resolution computed tomography were more likely to have bronchodilator responsiveness and the reversibility response to treatment with ICS, compared with those with emphysema. However, other studies found no significant differences in bronchodilator responsiveness among groups classified according to emphysema severity or presence of emphysema.29,30 Our results are concordant with studies showing a lack of association between bronchodilator responsiveness and emphysema severity. However, a prospective study with treatment response according to emphysema severity is necessary to resolve conflicting data.
Our study had several limitations. First, as the KOLD prospective cohort was not originally designed to identify blood biomarkers for COPD, our study design and analysis had to be retrospective in nature. A prospective study with a larger sample size is needed to validate these findings. Second, we did not have serial measurements of blood eosinophil number or plasma periostin levels over 3 months. Third, airway inflammatory markers, such as eosinophils in sputum or bronchoalveolar lavage fluid, were not evaluated, thus mutual relationships between blood eosinophils and plasma periostin with eosinophil levels in the lung could not be investigated. Moreover, the cut-off values optimized for our study need to be replicated in other studies. Fourth, because ICS monotherapy is not recommended and a long-acting bronchodilator is a key treatment of COPD, a combination of ICS and LABA was administered to all subjects in this study. Thus, the FEV1 function improvement after inhaled treatment cannot be explained by only the ICS effect on eosinophilic airway inflammation. Nevertheless, some COPD patients showed remarkable improvement in lung function following treatment with ICS and LABA. The American Thoracic Society/European Respiratory Society Task Force suggested a change of 100–140 mL or 5%–10% in FEV1 from baseline as clinically important,31 and a previous study reported an improvement in FEV1 of approximately 200 mL with 26-week treatment of combination of long-acting muscarinic antagonist and LABA.32 Thus, we employed the Global Initiative for Chronic Obstructive Lung Disease criteria, ie, an increase in FEV1 of at least 12% and 200 mL from baseline after 3-month treatment, to define treatment response. Finally, further investigation is needed to determine whether high blood eosinophils are associated with long-term outcomes, such as lung function decline or mortality, in COPD.
In summary, the findings of this study showed that high blood eosinophils and high plasma periostin are significantly related to improved lung function with ICS and LABA treatment. However, only elevated blood eosinophils significantly improved prediction of treatment response beyond that achieved with age and traditional lung function parameters. These data raise the possibility of using blood eosinophils in concert with lung function parameters (baseline positive BDR and baseline FEV1 <50% pred) to identify COPD patients who will benefit from ICS and LABA treatment. Additional studies are required to validate these preliminary findings.
We thank Su-Young Kim and the following members of the Korean Obstructive Lung Disease (KOLD) Study Group for the generous provision of data and samples: Tae Rim Shin, Sang Yeub Lee, Ho Il Yoon, Seung Soo Sheen, Jin Hwa Lee, Joo Hun Park, Yong Bum Park, Chin Kook Rhee, Changhwan Kim, Yong Il Hwang, Kwang Ha Yoo, Young Sam Kim, Ji Ye Jung, Yoon ki Hong, Seung Won Ra, Joon Beom Seo, Sang Min Lee, Chang Hoon Lee, Sei Won Lee, Jae Seung Lee, Ji-Hyun Lee, Eun Kyung Kim, Jin Won Huh, Ji Yong Moon, Hyoung Kyu Yoon, Hye Kyeong Park, Jin Woo Kim, Kang Hyeon Choi, Joo Ock Na, Doh Hyung Kim, Hye Sook Choi, Kwang Ha Lee, Myung Jae Park, and Sung Soon Lee. The KOLD Study was supported by a grant from the Korean Health 21 R&D Project, Ministry of Health and Welfare, Republic of Korea (HI10C2020 and A102065). This study was supported by Samsung Medical Center Foundation for Medical Research (SMO1140211).
Substantial contributions to conception and design, acquisition of data, or analysis and interpretation of data: HYP, HL, WK, SK, IJ, HK, TK, JWK, WJK, YO, DDS, SYL, and SL. Drafting the article or revising it critically for important intellectual content: HYP, HL, WK, SK, IJ, HK, TK, JWK, WJK, YO, DDS, SYL, and SL. Final approval of the version to be published: HYP, HL, WK, SK, IJ, HK, TK, JWK, WJK, YO, DDS, SYL, and SL. Agreement to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved: HYP, HL, WK, SK, IJ, HK, TK, JWK, WJK, YO, DDS, SYL, and SL.
The authors report no conflicts of interest in this work.
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