Application of POSSUM and P-POSSUM in Surgical Risk Assessment of Elderly Patients Undergoing Hepatobiliary and Pancreatic Surgery
Received 7 May 2020
Accepted for publication 26 June 2020
Published 12 July 2020 Volume 2020:15 Pages 1121—1128
Checked for plagiarism Yes
Review by Single anonymous peer review
Peer reviewer comments 2
Editor who approved publication: Prof. Dr. Zhi-Ying Wu
Zhi-Wei Hu, Rui-Qiang Xin, Yi-Jun Xia, Guang-Peng Jia, Xiao-Xu Chen, Shi Wang
Department of Hepatobiliary and Pancreatic Surgery, Inner Mongolia People’s Hospital, Hohhot, Inner Mongolia Autonomous Region, People’s Republic of China
Correspondence: Shi Wang
Department of Hepatobiliary and Pancreatic Surgery, Inner Mongolia People’s Hospital, No. 20 Zhaowuda Road, Hohhot, Inner Mongolia Autonomous Region, People’s Republic of China
Tel +86 18047192834
Fax +86 4713283753
Email [email protected]
Purpose: To investigate the efficacy and accuracy of the Physiological and Operative Severity Score for the enUmeration of Mortality and morbidity (POSSUM) and Portsmouth-POSSUM (P-POSSUM) scoring systems in the risk assessment of postoperative complications and death in elderly patients undergoing hepatobiliary and pancreatic surgery.
Patients and Methods: Using POSSUM and P-POSSUM, 274 elderly patients undergoing hepatobiliary and pancreatic surgery were evaluated, and the complications and deaths predicted by the systems were compared with the actual situation. The accuracy and predictive ability of POSSUM and P-POSSUM were evaluated using chi-squared and t-tests, consistency of predicted and actual complication rates (observed/expected, OE ratio), and receiver operating characteristic (ROC) curve.
Results: The complication rate predicted by POSSUM (R1) was 22.57%, while the actual postoperative complication rate was 17.88% (P> 0.05). The mortality rate predicted by POSSUM (R2) was 4.61%, while the actual rate was 1.09% (P< 0.05). The mortality rate predicted by P-POSSUM (R) was 1.42%, while the actual rate was 1.09% (P> 0.05). Patients with complications had higher physiology scores (PS), operative severity scores (OS), and POSSUM scores than those without complications (P< 0.05). Furthermore, PS, OS, and POSSUM scores were higher in the mortality group than in the survival group. However, the number of individuals in the mortality group was too small to accurately reflect the overall situation. Stratified analysis showed that consistency of the OE ratio in different subgroups was close to 1. The ROC curve showed that the area under the curve for the complication rate predicted by POSSUM was 0.76.
Conclusion: Although the postoperative mortality rate was higher than the actual value, POSSUM could accurately predict the postoperative complication rate in elderly patients undergoing hepatobiliary and pancreatic surgery. The P-POSSUM accurately predicted the postoperative mortality rate in this population. Patients with complications had higher POSSUM scores.
Keywords: POSSUM, P-POSSUM, elderly patients, postoperative complication rate, mortality rate
According to the World Health Organization’s reports, the world’s population is aging.1
Moreover, China’s aging population is also growing in number. The proportion of elderly patients undergoing surgery has also gradually increased. Various factors such as aging, multiple chronic conditions, and generalized weakness, make the risks of postoperative complications and death among elderly patients significantly higher than those among younger patients. Particularly in cases of hepatobiliary and pancreatic surgery, the trauma is generally significant, and there tends to be more postoperative complications. As the number of elderly patients undergoing hepatobiliary and pancreatic surgery increases every year, surgeons must address whether the elderly indeed require surgery and identify ways to reduce perioperative risk in the elderly to reduce the overall risk of postoperative complications and death. Therefore, seeking and establishing an accurate and effective preoperative assessment method is beneficial to improving the safety of surgery, reducing risks, and enhancing the quality of life among the elderly.
We used the Physiological and Operative Severity Score for the enUmeration of Mortality and morbidity (POSSUM) and Portsmouth-POSSUM (P-POSSUM) risk assessment methods to calculate the rates of postoperative complications and mortality, and postoperative mortality rate, respectively.2,3 The POSSUM scoring system was established by Copeland et al in 1991,4 who used the preoperative physiological scores and intraoperative surgical scores of patients to predict the rates postoperative complications and mortality among patients, in order to assess the risk of surgery. In 1996, Whiteley et al5 found that POSSUM overestimated the postoperative mortality rate, and they revised the statistical regression equation, which was referred to as P-POSSUM. Thus far, POSSUM and P-POSSUM have been studied in colorectal and orthopedic fields,6,7 but no research has been reported in elderly patients undergoing hepatobiliary and pancreatic surgery.
This study explored the safety of surgery in 274 elderly patients admitted to our hospital for hepatobiliary and pancreatic surgery. The POSSUM and P-POSSUM scoring systems were used to predict the rates of postoperative complications and mortality. Those rates were then compared with actual conditions to determine both their clinical predictive ability and whether the two systems could provide an effective method for the surgical risk assessment of elderly patients undergoing hepatobiliary and pancreatic surgery.
Patients and Methods
The clinical data of 274 elderly patients treated at the Inner Mongolia People’s Hospital of Hohhot, Inner Mongolia Autonomous Region, China from October 2018 to October 2019 were considered. This study was approved by the Medical Ethics Committee of Inner Mongolia People’s Hospital (No.2018021), and its protocol was in accordance with the principles of the Declaration of Helsinki.
The inclusion criteria were as follows: elderly patients aged ≥60 years who underwent surgical treatment for hepatobiliary and pancreatic diseases; provided informed consent for this study; and agreed to attend follow-up evaluation 30 days after the surgery. The exclusion criteria were: (i) patients in poor physical condition, who could not tolerate the surgery; (ii) patients who did not agree to participate in the study; and (iii) interrupted postoperative follow-up owing to various reasons, resulting in the inability to determine postoperative complications and patients mortality within 30 days of the operation. All included patients and/or their families provided written informed consent.
POSSUM and P-POSSUM
The POSSUM included 12 physiology scores (PS) and six operative severity scores (OS). Each variable had a 4-level classification, with increasing scores (1, 2, 4, 8). In the absence of data, the assigned score was 1.4,8 Specific scoring rules are shown in Table 1. The preoperative physiological indicators used the data closest to the time of surgery. The elective surgical indicators were collected within 24 h before the operation, and the emergency surgical indicators were collected within 6 h before. The intraoperative indicators were based on the surgical and anesthesia records. Data were entered into the clinical database by another group of non-medical professionals. By substituting PS and OS into regression equations, the POSSUM scoring system predicted the postoperative complication rate (R1) and mortality rate (R2), and the P-POSSUM predicted the postoperative mortality rate (R). The calculation formula4,5 was as follows:
Table 1 Parameters Used to Calculate the POSSUM Score
By substituting the PS and OS of each patient into the different regression equations above, we obtained the complication risk coefficient and mortality risk coefficient predicted by POSSUM or P-POSSUM, and then converted the risk coefficient into a percentage. Using the predicted complication rate and mortality rate of each patient, we were able to derive the overall predicted complication rate and mortality rate of all 274 patients.
The actual postoperative complications and mortality data of patients were recorded, and these were divided into the complication group, mortality group, non-complication group, and survival group. Complications were defined as any event occurring within 30 days of surgery that required treatment not routinely applied during the postoperative period. Patients who died within 30 days postoperatively were recorded as dead. The postoperative complications and mortality data were entered into a database and compared with the POSSUM and P-POSSUM data.
The specific observation indicators were as follows: (i) general condition of patients; (ii) complication rate and mortality rate predicted by the scores; (iii) actual types of complications, complication rate, and mortality rate; (iv) comparisons of PS, OS, and POSSUM data between the complication and non-complication groups; (v) comparisons of PS, OS, POSSUM data between the mortality and survival groups; (vi) stratified analysis comparisons of the coincidence degree (observed/expected, OE ratio) between the predicted and actual complication rates in different subgroups; and (vii) receiver operating characteristic (ROC) curve, which was used to further evaluate the accuracy of POSSUM in predicting complication rate.
Statistical analysis was performed using the SPSS 20.0 software (IBM,USA). Measurement data were expressed as mean ± standard deviation (SD), and the non-parametric independent sample t-test was used for comparison. The chi-squared test was used for comparisons of countable data. The coincidence degree (OE ratio) was compared between the predicted and actual complication rates in different subgroups. The ROC curve was plotted. P<0.05 was considered statistically significant.
General Condition of Patients
The mean age of the 274 patients (115 male and 159 female) was 67.77±5.05 years (range: 60–82 years). The following clinical conditions were diagnosed: chronic calculous cholecystitis (n=107); acute calculous cholecystitis (n=67); gallbladder perforation (n=6); common bile duct stones with cholecystitis (n=48); acute obstructive suppurative cholangitis (n=19); hepatic cysts (n=2); hepatic hemangioma (n=3); liver abscess (n=2); hepatocellular carcinoma (n=4); gallbladder carcinoma (n=3); bile duct carcinoma (n=6); pancreatic cancer (n=4); traumatic liver rupture (n=2); and traumatic spleen rupture (n=1).
Comparison of Predicted and Actual Values of POSSUM and P-POSSUM
The POSSUM-predicted complication rate and actual rate were 22.57% and 17.88%, respectively (P=0.1670, χ2=1.909). The POSSUM-predicted mortality rate and actual rate were 4.61% and 1.09%, respectively (P=0.0112, χ2=6.438). The P-POSSUM-predicted mortality rate was1.42% (P=0.7036, χ2=0.1447) (Table 2).
Table 2 Comparison of Predicted and Actual Values of POSSUM and P-POSSUM
Types and Incidence of Complications
Postoperative complications were classified, the number of cases was counted, and the incidence was calculated. The results are shown in Table 3.
Table 3 Types, Number, and Incidence of Complications
Comparison of the Complication and Non-Complication Groups
The PS score in the complication group was higher than that in the non-complication group (P=0.0003, t=3.872). The OS score of the complication group was higher than that of the non-complication group (P<0.0001, t=5.733). The POSSUM score of the complication group was also higher than that of the non-complication group (P<0.0001, t=5.060) (Table 4).
Table 4 Comparison of the Complication and Non-Complication Groups
Comparison of the Mortality and Survival Groups
The PS, OS, and POSSUM scores in the mortality group were higher than those in the survival group. However, because there were only three deaths, the size of the mortality group was too small to accurately reflect the overall situation (Table 5).
Table 5 Comparison of the Mortality and Survival Groups
Stratified Analysis of the Predicted Complication Rate
The POSSUM-predicted complication rate (R1) was stratified, and the results showed that the predicted complication number and actual complication number in different subgroups were similar. The consistency of the OE ratio was close to 1, which suggests that POSSUM was more accurate in predicting the complication rate in different subgroups (Table 6, Figures 1 and 2).
Table 6 Stratified Analysis of Predicted Complication Rate
Figure 1 Comparison of the predicted and actual complication numbers in different subgroups.
Figure 2 Comparison of the O/E in different subgroups. Abbreviation: O/E, observed/expected.
ROC Curve for Predicting Complication Rate with POSSUM
The ROC curve was used to further evaluate the accuracy of POSSUM in predicting the complication rate. The closer the value of the area under the curve (AUC) to 1, the better the predictive effects. The results showed that the AUC was 0.76, indicating that the POSSUM was accurate, to an extent, in predicting the complication rate (Figure 3).
Figure 3 ROC curve to predict complication rate with POSSUM. Abbreviations: ROC, receiver operating characteristic; POSSUM, physiological and operative severity score for the enumeration of mortality and morbidity.
Elderly patients are a high-risk group for several diseases and comprise a significant proportion of the patients requiring surgical treatment. Surgeons should accurately evaluate the risk of surgery according to the specific physical condition of each elderly patient, to determine the best time for surgery. The ideal surgical scoring system should be simple, reproducible, objective, and available to all patients, and scoring should be based on preoperative risk factors rather than intraoperative and postoperative data.9 The main goal of scoring should be to classify the patient’s risk before surgery and determine the best specific treatment for the patient. However, there is still no ideal scoring system that can reliably predict surgical risk for the elderly.10,11
Many scoring systems can predict the postoperative mortality rate of patients, but few can predict the incidence of complications. The application of POSSUM has more advantages than other scoring systems because it can predict the incidence of complications while predicting the mortality rate. Because some researchers have found that POSSUM overestimates the mortality rate, Whitley et al modified the mortality risk formula to establish a P-POSSUM score, which can more accurately predict the mortality rate. Although P-POSSUM does not consider all factors that may affect the results, it is still the most common risk prediction model.12,13 Both POSSUM and P-POSSUM are tools used to predict the risk of postoperative complications or death, based on the patient’s physiological status and severity of the operation. However, whether POSSUM and P-POSSUM can accurately predict the risk of surgery in elderly patients without distinguishing between disease and surgery type, specifically in the field of hepatobiliary and pancreatic surgery, has not yet been adequately addressed.
This study proves that POSSUM can accurately predict the incidence of postoperative complications in elderly patients subjected to hepatobiliary and pancreatic surgery, but it overestimates the mortality rate of patients. These results are consistent with those of Bagnall et al.14 Furthermore, this study proves that P-POSSUM can accurately predict the postoperative mortality rate. These results are consistent with the research of Nag et al15 and Carvalho-E-Carvalho et al,16 who indicated that P-POSSUM can be used as a tool to predict postoperative mortality rate.
Further, in this study, the PS, OS, and POSSUM scores and R1 of patients with complications were compared with those of patients without complications. The results showed that patients with complications had higher PS, OS, and POSSUM scores, along with a high R1. These differences were statistically significant, which highlights the accuracy of POSSUM in predicting the complication rate from another angle. In the same way, the mortality group and survival group were compared. While the OS, POSSUM, R2, and R of the mortality group were significantly higher than those of the survival group, no significant intergroup differences were observed with respect to the PS. The underlying reason may be that the number of deaths was relatively small, and the differences in sample size between the two groups led to differences in the results.
To further evaluate the accuracy of POSSUM in predicting the complication rate, this study hierarchically analyzed the coincidence degree (OE ratio) between the predicted complication rate and actual complication rate in different subgroups. The OE ratio is the ratio of the actual value to the predicted value and mainly reflects the predictive ability of the prediction scoring system. The closer the OE ratio is to 1, the better the prediction efficacy.
Stratified analysis showed that while the OE ratios in different subgroups differed, all were close to 1, indicating that POSSUM could accurately predict the complication rate. We also calculated the area under the ROC curve. When 0.5<AUC<0.7, the accuracy was lower; when 0.7≤AUC<0.9, the accuracy was somewhat improved; and when the AUC≥0.9, the accuracy was higher. Thus, POSSUM showed some accuracy in predicting the complication rate. These results indicate that POSSUM can be used as a tool to predict the rate of postoperative complications in elderly patients undergoing hepatobiliary and pancreatic surgery. This is consistent with the findings of other studies.17–19
Our study has some limitations. First, the number of deaths in this study was very small, which imposed certain limitations on data evaluation. Increasing the sample size and conducting big data research may better reflect the accuracy and validity of the scores. Second, the PS score of this study will obviously change over time, especially during emergency surgery.20 Therefore, we tried to collect the physiological indicators closest to the time of surgery. Third, although all discharged patients were followed-up for at least 30 days at the outpatient clinic, there may have been patients with complications who were not discovered but were included in the study.
Our results reflect the simplicity, accuracy, effectiveness, and feasibility of POSSUM and P-POSSUM. The study also found that some elderly patients have generally better health than others. This indicates that age is no longer synonymous with adverse surgical results, and the safety and necessity of surgery should be analyzed based on individual score results. We recommend the routine use of POSSUM and P-POSSUM in the postoperative risk assessment of elderly patients undergoing hepatobiliary and pancreatic surgery. Such protocols could facilitate the development of individualized surgical plans and improve the quality of life of elderly patients. Although the scoring-based diagnosis is accurate to an extent and has good clinical value, a certain gap remains from the ideal scoring system. Therefore, continuous improvement of the scoring rules based on various surgical characteristics of different medical specialties is still necessary to obtain better prediction results.21
Zhiwei Hu and Ruiqiang Xin are co first authors. The authors report no conflicts of interest in this work.
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